Financial Services and Markets Act 2000: Primary UK legislation governing financial services regulation, establishing regulatory bodies like FCA and PRA, and setting fundamental requirements for financial activities
Companies Act 2006: Core legislation governing company operations and corporate governance in the UK, including financial reporting requirements
Money Laundering Regulations 2017: Regulations detailing requirements for preventing and detecting money laundering in financial operations
Proceeds of Crime Act 2002: Legislation addressing handling of criminal proceeds and requirements for reporting suspicious financial activities
Bribery Act 2010: Anti-corruption legislation affecting financial risk assessment and compliance requirements
Data Protection Act 2018 and UK GDPR: Legislation governing the handling and protection of personal data in financial operations
FCA Handbook: Comprehensive regulatory framework from the Financial Conduct Authority detailing rules and guidance for financial institutions
PRA Requirements: Prudential regulations focusing on financial stability and risk management requirements for banks and insurers
Basel Framework: International banking standards incorporated into UK regulation, covering capital adequacy and risk management
Corporate Governance Code: Guidelines for best practices in company management and oversight, including risk management principles
Consumer Credit Act 1974: Legislation governing consumer finance and credit arrangements, including risk assessment requirements
Payment Services Regulations 2017: Regulations governing payment services and associated risk management requirements
Electronic Money Regulations 2011: Framework for electronic money institutions and related risk management obligations
Financial Services (Banking Reform) Act 2013: Legislation implementing structural reforms in banking sector and enhanced risk management requirements
UK MiFID II: Post-Brexit UK version of EU Markets in Financial Instruments Directive, governing investment services and trading
IFRS Standards: International Financial Reporting Standards as applied in UK, affecting financial risk reporting and assessment
ISO 31000: International standard providing principles and guidelines for effective risk management
COSO Framework: Enterprise Risk Management framework providing integrated approach to managing organizational risk
