Risk Assessment Report Template for England and Wales

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What is a Risk Assessment Report?

The Risk Assessment Report is a crucial document required by UK health and safety legislation, particularly in England and Wales. It serves as both a legal requirement and a practical tool for identifying and managing workplace risks. The report must be produced when new processes or activities are introduced, when existing processes change, or as part of regular safety reviews. It should detail identified hazards, evaluate risks, specify control measures, and document the assessment process. The document must comply with the Management of Health and Safety at Work Regulations 1999 and be regularly reviewed and updated.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

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A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the Risk Assessment Report

A Risk Assessment Report is a legally mandated document that systematically identifies workplace hazards, evaluates potential risks, and establishes appropriate control measures. Under England and Wales legislation, this document serves as both a compliance requirement and a practical safety management tool that protects employees and demonstrates your organisation's commitment to workplace safety.

When do you need this document?

You must prepare a Risk Assessment Report whenever introducing new work processes, equipment, or substances into your workplace. The document is also required when modifying existing operations, following workplace accidents or near-misses, or during regular safety reviews. If you employ five or more people, you must maintain written records of your risk assessments. The report is essential before allowing employees to work with hazardous substances, operate new machinery, or perform manual handling tasks. Additionally, you need updated assessments when changing work locations, hiring new staff, or when legislation updates affect your operations.

Key legal considerations

Your Risk Assessment Report must demonstrate that you have conducted "suitable and sufficient" assessments as required by law. The document should identify all reasonably foreseeable hazards and evaluate both the likelihood and severity of potential harm. You must specify existing control measures and identify any additional precautions needed to reduce risks to an acceptable level. The assessment should consider vulnerable groups including young workers, pregnant employees, and those with disabilities. Your report must be regularly reviewed and updated, particularly when circumstances change or following any workplace incidents. Remember that inadequate risk assessments can result in prosecution and significant penalties under health and safety legislation.

Legal requirements in England and Wales

Under the Health and Safety at Work etc. Act 1974 and Management of Health and Safety at Work Regulations 1999, employers must conduct comprehensive risk assessments and maintain written records. The Control of Substances Hazardous to Health Regulations 2002 (COSHH) requires specific assessments for hazardous substances, while Manual Handling Operations Regulations 1992 mandate evaluations for lifting and moving tasks. Display Screen Equipment Regulations 1992 require assessments for computer workstations. Your Risk Assessment Report must reference relevant legislation and demonstrate compliance with applicable standards. The document should be accessible to employees and available for inspection by Health and Safety Executive (HSE) officials. Regular training and communication about identified risks and control measures are also legal requirements that should be documented within your assessment process.

GOVERNING LAW

Applicable law

This Risk Assessment Report is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974 (HSWA): The fundamental piece of health and safety legislation in the UK that sets out general duties for employers, employees, and self-employed persons

Management of Health and Safety at Work Regulations 1999: Requires employers to conduct suitable and sufficient risk assessments and details specific requirements for the risk assessment process

Control of Substances Hazardous to Health Regulations 2002 (COSHH): Legislation governing the control and handling of hazardous substances in the workplace

Manual Handling Operations Regulations 1992: Regulations covering the movement of objects by human force, including lifting, lowering, carrying, pushing or pulling

Display Screen Equipment Regulations 1992: Legislation specifically focused on health and safety requirements for work involving computers and display screens

Personal Protective Equipment at Work Regulations 1992: Regulations governing the provision and use of personal protective equipment (PPE) in the workplace

Regulatory Reform (Fire Safety) Order 2005: Legislation covering fire safety requirements and risk assessments in workplaces and other premises

Working at Height Regulations 2005: Regulations governing safety requirements for work conducted at height and measures to prevent falls

General Data Protection Regulation (GDPR) and Data Protection Act 2018: Legislation governing the handling and protection of personal data, including requirements for data processing in risk assessments

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 (RIDDOR): Regulations requiring the reporting of workplace accidents, diseases and dangerous incidents to the relevant authorities

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