Broad Brush Risk Assessment Template for England and Wales

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What is a Broad Brush Risk Assessment?

The Broad Brush Risk Assessment Template is designed to help organizations comply with UK health and safety legislation while maintaining a safe working environment. It serves as an initial screening tool to identify areas requiring more detailed assessment. This document is essential for businesses operating in England and Wales to meet their legal obligations under the Health and Safety at Work etc. Act 1974 and the Management of Health and Safety at Work Regulations 1999. The template provides a systematic approach to identifying hazards, evaluating risks, and implementing control measures across various operational areas.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

Swetha Meenal profile photo

A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the Broad Brush Risk Assessment

A Broad Brush Risk Assessment is your organization's first line of defense in identifying workplace hazards and maintaining compliance with England and Wales health and safety legislation. This preliminary assessment tool helps you systematically screen your entire operation to identify areas that require more detailed risk evaluation, ensuring you meet your legal obligations while protecting your workforce.

When do you need this document?

You need a Broad Brush Risk Assessment when establishing new operations, relocating premises, or conducting annual safety reviews. It's essential when onboarding new employees who need to understand workplace risks, during management changes that affect safety responsibilities, or when preparing for health and safety inspections. Organizations typically use this assessment as part of their overall risk management strategy, particularly when time or resources don't permit immediate detailed assessments of every workplace area. It's also valuable when you suspect safety issues but need to prioritize which areas require immediate attention.

Key legal considerations

Your assessment must identify all reasonably foreseeable hazards and evaluate risks to employees, contractors, visitors, and the public. The document should reference specific legislation applicable to identified hazards, including COSHH regulations for hazardous substances and Manual Handling Operations Regulations for physical risks. You must ensure your assessor is competent under the Management of Health and Safety at Work Regulations 1999, with appropriate training and experience. The assessment should include both immediate and long-term risks, considering normal operations, maintenance activities, and emergency situations. Your evaluation must be suitable and sufficient, meaning it's proportionate to the risks involved and covers all significant hazards that could cause harm.

Legal requirements in England and Wales

Under the Health and Safety at Work etc. Act 1974, employers have a fundamental duty to ensure the health, safety, and welfare of employees so far as reasonably practicable. The Management of Health and Safety at Work Regulations 1999 specifically require you to assess risks to workers and others who might be affected by your activities. Your assessment must be reviewed regularly and updated when circumstances change, such as new equipment installation, process modifications, or following incidents. You must record your findings if you employ five or more people, and make them available to employees and their representatives. The assessment should identify where additional specific risk assessments are needed, such as fire risk assessments under the Regulatory Reform (Fire Safety) Order 2005, ensuring comprehensive coverage of all workplace hazards.

GOVERNING LAW

Applicable law

This Broad Brush Risk Assessment is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974 (HSWA): Fundamental piece of health and safety legislation that sets out general duties of employers to ensure health, safety and welfare of employees

Management of Health and Safety at Work Regulations 1999: Requires employers to assess risks to workers and others, mandates suitable and sufficient risk assessments, and specifies requirements for competent persons

The Regulatory Reform (Fire Safety) Order 2005: Legislation covering requirements for fire risk assessments and fire safety considerations

Control of Substances Hazardous to Health Regulations 2002 (COSHH): Regulations governing the control and handling of hazardous substances in the workplace

Manual Handling Operations Regulations 1992: Legislation covering the assessment and management of risks from manual handling activities

Display Screen Equipment Regulations 1992: Regulations governing the use of display screen equipment and associated workplace requirements

Personal Protective Equipment at Work Regulations 1992: Legislation covering the provision and use of personal protective equipment in the workplace

Workplace (Health, Safety and Welfare) Regulations 1992: Regulations setting out basic workplace requirements for health, safety and welfare

Provision and Use of Work Equipment Regulations 1998 (PUWER): Legislation governing the provision and safe use of work equipment

Data Protection Act 2018 and UK GDPR: Legislation covering the handling and protection of personal information in risk assessments

Equality Act 2010: Legislation ensuring assessments consider needs of protected groups and prevent discrimination

Corporate Manslaughter and Corporate Homicide Act 2007: Legislation addressing serious breaches of health and safety duties leading to fatalities

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