Pre Construction Risk Assessment Template for England and Wales

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What is a Pre Construction Risk Assessment?

The Pre Construction Risk Assessment Template is a crucial document required under English and Welsh construction law, particularly the Construction (Design and Management) Regulations 2015. It serves as a comprehensive tool for identifying and managing potential risks before construction work commences. This document is essential for ensuring legal compliance, protecting worker safety, and establishing clear risk management protocols. It should be completed during the planning phase and regularly reviewed throughout the project lifecycle, incorporating input from all relevant stakeholders and addressing both general and project-specific risks.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

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A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the Pre Construction Risk Assessment

A Pre Construction Risk Assessment is a fundamental safety document that you must complete before any construction work begins in England and Wales. This comprehensive evaluation identifies potential hazards, assesses their risks, and establishes control measures to protect workers, visitors, and the general public. The document serves as your roadmap for managing construction safety from project inception through completion.

When do you need this document?

You need a Pre Construction Risk Assessment for virtually every construction project in England and Wales, regardless of size or complexity. This includes new builds, renovations, demolitions, maintenance work, and infrastructure projects. The assessment is particularly critical for projects involving high-risk activities such as working at height, excavation work, handling hazardous materials, or operating heavy machinery. You must complete this assessment before submitting planning applications, tendering for contracts, or commencing any site preparation work. The document is also essential when coordinating with multiple contractors or subcontractors, as it establishes the safety framework that all parties must follow.

Key legal considerations

Your Pre Construction Risk Assessment must demonstrate systematic hazard identification across all aspects of the proposed construction work. This includes environmental hazards like adverse weather conditions, structural risks from existing buildings, health hazards from asbestos or other dangerous substances, and operational risks from machinery and equipment. You must evaluate each identified risk using a consistent methodology that considers both likelihood and potential severity of harm. The assessment must specify detailed control measures for each significant risk, including personal protective equipment requirements, safe working procedures, emergency response protocols, and monitoring arrangements. You should also address interfaces between different work activities and ensure that risk controls remain effective throughout the project lifecycle.

Legal requirements in England and Wales

Under the Construction (Design and Management) Regulations 2015, you have specific duties depending on your role in the construction project. As a Principal Contractor, you must ensure that a comprehensive risk assessment is completed before construction begins and that all contractors are aware of the identified risks and control measures. Clients must provide relevant pre-construction information and ensure that adequate time and resources are allocated for safety planning. The Health and Safety at Work Act 1974 places general duties on all parties to ensure the safety of workers and others who may be affected by construction activities. You must also comply with the Management of Health and Safety at Work Regulations 1999, which require formal risk assessment and implementation of preventive measures. For work involving heights, the Work at Height Regulations 2005 impose additional requirements for planning and executing safe working methods. Your assessment must be documented, regularly reviewed, and updated when circumstances change or new hazards are identified during construction.

GOVERNING LAW

Applicable law

This Pre Construction Risk Assessment is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974 (HSWA): Primary legislation establishing the general duties for employers, employees, and contractors, providing the fundamental framework for workplace safety

Construction (Design and Management) Regulations 2015 (CDM 2015): Specific regulations governing construction projects, detailing duties of principal contractors, designers, and clients, including pre-construction information requirements

Management of Health and Safety at Work Regulations 1999: Regulations specifying risk assessment requirements and preventive and protective measures that must be implemented

Work at Height Regulations 2005: Legislation specifically addressing safety requirements for working at height in construction and other industries

Control of Substances Hazardous to Health Regulations 2002 (COSHH): Regulations governing the control and handling of hazardous substances in the workplace

Lifting Operations and Lifting Equipment Regulations 1998 (LOLER): Legislation placing duties on people and companies who own, operate or have control over lifting equipment

Provision and Use of Work Equipment Regulations 1998 (PUWER): Regulations ensuring that work equipment is safe for use, maintained and inspected regularly

Personal Protective Equipment at Work Regulations 1992: Legislation governing the provision and use of personal protective equipment in the workplace

British Standards (BS): Industry-specific standards and guidelines relevant to construction practices in the UK

HSE Construction Industry Guidance: Official guidance from the Health and Safety Executive specific to the construction industry

CITB Guidelines: Construction Industry Training Board guidelines for best practices and safety in construction

Environmental Protection Act 1990: Legislation controlling pollution and waste management aspects of construction projects

Building Regulations 2010: Statutory instruments that set standards for design and construction in England and Wales

Party Wall etc. Act 1996: Legislation governing works affecting neighboring properties and party wall considerations

Control of Asbestos Regulations 2012: Specific regulations for managing asbestos risks in construction and renovation projects

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