Field Level Risk Assessment Template for England and Wales

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What is a Field Level Risk Assessment?

The Field Level Risk Assessment Template is designed to meet the requirements of English and Welsh health and safety legislation, particularly the Health and Safety at Work etc. Act 1974 and the Management of Health and Safety at Work Regulations 1999. This document is essential for any organization conducting field-based work activities, providing a systematic approach to identifying potential hazards, assessing associated risks, and implementing appropriate control measures. The template helps organizations demonstrate due diligence in protecting worker safety and ensuring regulatory compliance.

Frequently Asked Questions

Is a Field Level Risk Assessment legally required under England and Wales law?

Yes, Field Level Risk Assessments are legally required under the Health and Safety at Work etc. Act 1974 and the Management of Health and Safety at Work Regulations 1999. Employers have a statutory duty to assess risks to the health and safety of employees and others who may be affected by work activities. Failure to conduct proper risk assessments can result in prosecution by the Health and Safety Executive (HSE) and significant penalties.

Can the HSE prosecute my company if Field Level Risk Assessments are missing or inadequate?

Yes, the HSE can prosecute your company under the Health and Safety at Work etc. Act 1974 for failing to conduct adequate risk assessments. Missing or poorly completed Field Level Risk Assessments constitute a breach of your legal duty of care and can result in unlimited fines, director disqualification, and even imprisonment in cases involving serious injury or death. The HSE views inadequate risk assessment as a fundamental failure of health and safety management.

How does a Field Level Risk Assessment differ from a general workplace risk assessment in England and Wales?

A Field Level Risk Assessment is specifically designed for outdoor, remote, or variable work environments where conditions change frequently, while general workplace risk assessments typically cover fixed indoor environments. Field Level Risk Assessments must consider additional factors like weather conditions, terrain, isolation from emergency services, and mobile equipment. Both are required under the Management of Health and Safety at Work Regulations 1999 but serve different operational contexts.

How long should it take to complete a Field Level Risk Assessment?

A typical Field Level Risk Assessment should take 30-60 minutes to complete properly, depending on the complexity of the work activity and site conditions. Rushing the process is a common cause of inadequate assessments that fail to meet legal standards. The assessment must be thorough enough to identify all significant hazards and demonstrate that risks have been reduced to as low as reasonably practicable (ALARP principle).

Must Field Level Risk Assessments be reviewed and updated regularly under England and Wales law?

Yes, the Management of Health and Safety at Work Regulations 1999 require risk assessments to be reviewed regularly and updated when circumstances change significantly. For field work, this means assessments should be reviewed before each project, when site conditions change, after incidents or near misses, or at least annually. Outdated assessments that don't reflect current conditions can be considered inadequate by the HSE.

Can employees refuse to work if no Field Level Risk Assessment has been completed?

Yes, employees have the right under Section 44 of the Employment Rights Act 1996 to refuse work in circumstances of serious and imminent danger without a proper risk assessment. They cannot be dismissed or subjected to detriment for exercising this right in good faith. Employers must complete adequate Field Level Risk Assessments before work commences and communicate findings to workers.

Why do Field Level Risk Assessment failures commonly result in HSE enforcement action?

Field Level Risk Assessment failures are heavily scrutinized because field work often involves higher inherent risks and greater potential for serious accidents. Common enforcement triggers include generic assessments that don't address site-specific hazards, failure to involve competent persons in the assessment process, and inadequate communication of findings to workers. The HSE expects dynamic risk management that responds to changing field conditions.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

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A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the Field Level Risk Assessment

A Field Level Risk Assessment is a crucial document that helps you systematically identify and evaluate potential hazards before beginning any field-based work activity. This assessment forms part of your legal obligations under England and Wales health and safety legislation, ensuring you protect your workers and demonstrate compliance with regulatory requirements.

When do you need this document?

You need a Field Level Risk Assessment whenever your team undertakes work activities outside controlled environments. This includes construction projects, maintenance work on client premises, outdoor surveying, environmental monitoring, utility installations, and emergency response operations. The assessment is particularly critical when working in unfamiliar locations, around heavy machinery, at height, or with hazardous substances. You should complete this assessment before work begins and update it whenever conditions change or new hazards are identified during the project.

Key legal considerations

Your Field Level Risk Assessment must demonstrate a thorough evaluation of all reasonably foreseeable risks associated with the work environment and activities. The document should include detailed site information, comprehensive hazard identification, probability and severity ratings using standardized matrices, and specific control measures to mitigate identified risks. You must ensure all personnel understand the assessment findings and implement the required safety measures. The assessment should address emergency procedures, communication protocols, and supervision arrangements. Remember that this document serves as evidence of your risk management process, so maintain detailed records and ensure regular reviews and updates as work progresses.

Legal requirements in England and Wales

Under the Health and Safety at Work etc. Act 1974, you have a fundamental duty to ensure the health, safety and welfare of your employees and others who may be affected by your work activities. The Management of Health and Safety at Work Regulations 1999 specifically require you to conduct suitable and sufficient risk assessments for all work activities. Your Field Level Risk Assessment must comply with additional regulations depending on your specific activities, including COSHH Regulations 2002 for hazardous substances, Working at Height Regulations 2005 for elevated work, and Personal Protective Equipment at Work Regulations 1992 for safety equipment requirements. The assessment must be recorded in writing when you employ five or more people, and you must review and update it regularly to reflect changing conditions and new information about risks.

GOVERNING LAW

Applicable law

This Field Level Risk Assessment is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974 (HSWA): The fundamental legislation for workplace health and safety that sets out general duties of employers to ensure safety of employees and others

Management of Health and Safety at Work Regulations 1999: Requires employers to assess risks and implement appropriate controls, including mandatory suitable and sufficient risk assessments

Control of Substances Hazardous to Health Regulations 2002 (COSHH): Regulations governing the control and handling of hazardous substances in the workplace, particularly relevant if field work involves exposure to such materials

Personal Protective Equipment at Work Regulations 1992: Legislation covering requirements for PPE assessment and provision in the workplace

Working at Height Regulations 2005: Regulations specifically addressing safety requirements for work conducted at elevation or height

Manual Handling Operations Regulations 1992: Legislation covering the safety requirements for lifting, carrying, and moving loads in the workplace

Workplace (Health, Safety and Welfare) Regulations 1992: Covers basic workplace conditions including ventilation, temperature, lighting, cleanliness, room dimensions, and facilities

Provision and Use of Work Equipment Regulations 1998 (PUWER): Regulations governing the safety requirements for work equipment, including its selection, maintenance, and safe use

First Aid at Work Regulations 1981: Requirements for workplace first aid provision, including equipment, facilities, and trained personnel

Construction (Design and Management) Regulations 2015: Specific regulations for construction projects, covering safety requirements throughout the project lifecycle

Environmental Protection Act 1990: Legislation covering environmental impacts and protection measures, relevant for field work with potential environmental consequences

HSE Guidance: Official guidance from the Health and Safety Executive providing practical advice on implementing safety regulations

British Standards: Technical standards and best practice guidelines relevant to specific industry sectors and activities

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