Securities Act of 1933: Primary federal law governing the initial offering and sale of securities, requiring registration and disclosure requirements for securities offerings

Securities Exchange Act of 1934: Federal law regulating secondary market trading of securities, establishing SEC oversight and requiring periodic reporting for public companies

Investment Company Act of 1940: Federal legislation regulating the organization and activities of investment companies and mutual funds

Investment Advisers Act of 1940: Federal law regulating investment advisers, requiring registration and establishing fiduciary duties

Dodd-Frank Act: Comprehensive financial reform legislation addressing systemic risk, consumer protection, and regulatory oversight in financial markets

Uniform Partnership Act: Model law adopted by states governing formation, operation, and dissolution of partnerships

Internal Revenue Code - Partnership Provisions: Federal tax regulations specific to partnership structures, including tax treatment of partnership income and distributions

State Partnership Laws: State-specific regulations governing partnership formation, operation, and dissolution within individual states

Blue Sky Laws: State-level securities regulations protecting investors from fraudulent sales practices and securities schemes

SEC Regulations: Rules and regulations issued by the Securities and Exchange Commission governing securities markets and investment activities

FINRA Rules: Regulatory requirements set by the Financial Industry Regulatory Authority for broker-dealers and investment professionals

Anti-Money Laundering Regulations: Federal requirements to prevent, detect, and report suspicious financial activities and money laundering

KYC Requirements: Know Your Customer protocols requiring verification of client identity and assessment of financial activity risks

FATCA Compliance: Foreign Account Tax Compliance Act requirements for reporting foreign financial accounts and assets

Fiduciary Duty Obligations: Legal responsibilities requiring partners to act in the best interests of the partnership and other partners