Securities Exchange Act 1934: Federal law governing securities trading and broker-dealer relationships. Essential if the managing agency agreement involves securities transactions.

Investment Advisers Act 1940: Federal legislation regulating investment advisers and their responsibilities. Relevant if the agreement includes investment advisory services.

Foreign Corrupt Practices Act: Anti-bribery legislation that must be considered if the agency relationship involves international business activities.

Anti-Money Laundering Regulations: Federal requirements for preventing, detecting, and reporting suspicious financial transactions.

State Agency Laws: State-specific regulations governing agency relationships, varying by jurisdiction.

State Contract Laws: State-specific requirements for contract formation, enforcement, and interpretation.

Uniform Commercial Code: Standardized set of business laws governing commercial transactions, adopted with variations by states.

Fair Labor Standards Act: Federal law establishing standards for employment relationships, important for determining agency vs. employment status.

Gramm-Leach-Bliley Act: Federal law governing privacy and security requirements for financial institutions and their handling of customer data.

SEC Regulations: Securities and Exchange Commission rules governing securities industry participants and their activities.

FINRA Requirements: Financial Industry Regulatory Authority rules for broker-dealers and securities firms.

State Tax Laws: State-specific tax regulations affecting agency relationships and compensation structures.

Data Privacy Laws: State and federal requirements for protecting personal and business information in agency relationships.

Fiduciary Duty Requirements: Legal obligations requiring agents to act in the best interest of their principals, varying by state and context.

Licensing Requirements: State and federal licensing obligations for specific industries or activities covered by the agency agreement.