UCC Article 9: Uniform Commercial Code Article 9 governs secured transactions and is fundamental for establishing security interests in collateral

Securities Exchange Act 1934: Federal law governing securities trading, establishing SEC authority and regulating securities-based collateral arrangements

Investment Company Act 1940: Regulates the organization and operation of investment companies, including their collateral management practices

Dodd-Frank Act: Comprehensive financial reform legislation affecting collateral requirements, particularly for derivatives and swaps

Federal Reserve Regulation T: Sets margin requirements and governs credit extended by broker-dealers for securities transactions

U.S. Bankruptcy Code: Governs treatment of collateral and security interests in bankruptcy proceedings

Federal Deposit Insurance Act: Regulates banking institutions and affects collateral requirements for insured deposits

Securities Investor Protection Act: Protects customers of failed broker-dealers and affects treatment of customer collateral

SEC Custody Rules: Regulations regarding proper custody and segregation of collateral assets

FINRA Rules: Self-regulatory organization rules governing margin and collateral requirements for broker-dealers

Basel III Requirements: International banking standards affecting capital and collateral requirements for banking institutions

State UCC Provisions: State-specific adoptions and modifications of the Uniform Commercial Code affecting secured transactions

Blue Sky Laws: State-specific securities laws that may affect collateral arrangements within each jurisdiction

FATCA: Foreign Account Tax Compliance Act requirements affecting cross-border collateral arrangements

ISDA Guidelines: International Swaps and Derivatives Association standards for collateral management in derivatives transactions