Securities and Futures Act (SFA): Primary legislation governing securities, futures and derivatives markets, including licensing requirements for brokers and market conduct rules
Financial Advisers Act (FAA): Regulates financial advisory services in Singapore, including requirements for providing financial advice and selling investment products
Companies Act: Main legislation governing corporate entities in Singapore, relevant for corporate structure and governance requirements
Contract Law of Singapore: Common law principles governing formation and enforcement of contracts in Singapore
Civil Law Act: Statutory framework supplementing common law principles in Singapore's civil law system
MAS Guidelines and Regulations: Regulatory directives and guidelines issued by the Monetary Authority of Singapore for financial institutions and intermediaries
Securities and Futures (Licensing and Conduct of Business) Regulations: Detailed regulations specifying licensing requirements and business conduct standards for securities and futures trading
Financial Advisers Regulations: Specific regulations governing the conduct of financial advisory business
SGX Trading Rules: Rules and regulations governing trading activities on the Singapore Exchange
Anti-Money Laundering Framework: Includes Corruption, Drug Trafficking and Other Serious Crimes Act and Terrorism (Suppression of Financing) Act, governing AML/CFT requirements
Personal Data Protection Act 2012: Governs the collection, use, and disclosure of personal data by organizations
Capital Requirements Regulations: Specific capital adequacy and liquidity requirements for brokers operating in Singapore
Client Money Rules: Regulations governing the handling and segregation of client funds and assets
