The Broker Agreement serves as the foundational document governing the professional relationship between brokers and their clients in Canada. This agreement is essential when establishing formal arrangements for brokerage services, whether in securities trading, real estate transactions, insurance, or general business brokerage. The document incorporates requirements from various Canadian regulatory frameworks, including provincial securities commissions, IIROC regulations, and federal privacy laws. A well-structured Broker Agreement is crucial for risk management, clearly defining the scope of services, compensation structures, and compliance obligations while protecting both parties' interests. It's particularly important in the Canadian context where multi-jurisdictional considerations (federal and provincial) must be addressed.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc
1. Parties: Identification of the broker and the client, including full legal names, addresses, and registration details
2. Background: Context of the agreement and brief description of the parties' intention to enter into a broker relationship
3. Definitions: Definitions of key terms used throughout the agreement
4. Scope of Services: Detailed description of brokerage services to be provided
5. Broker's Obligations: Comprehensive list of broker's duties, responsibilities, and standard of care
6. Client's Obligations: Client's responsibilities, including provision of information and cooperation
7. Compensation: Fee structure, commission rates, payment terms, and expenses
8. Term and Termination: Duration of the agreement and circumstances for termination
9. Confidentiality: Obligations regarding confidential information and client data protection
10. Compliance with Laws: Commitment to comply with applicable laws, regulations, and industry standards
11. Representations and Warranties: Statements of fact and promises made by both parties
12. Limitation of Liability: Extent and limitations of broker's liability
13. Dispute Resolution: Process for resolving disputes between parties
14. General Provisions: Standard clauses including notices, assignment, severability, and entire agreement
1. Regulatory Disclosures: Additional disclosures required for specific types of brokerage services (used for securities or insurance brokerage)
2. Electronic Trading: Terms specific to electronic trading platforms and services (used for securities brokerage)
3. Property Management: Additional terms for property management services (used for real estate brokerage)
4. Insurance Requirements: Specific insurance coverage requirements (used for high-risk or specialized brokerage services)
5. International Transactions: Additional terms for cross-border services (used when dealing with international clients or transactions)
6. Sub-Brokers: Terms governing the use and management of sub-brokers (used when sub-brokers are permitted)
7. Marketing and Advertising: Terms regarding the marketing of properties or services (particularly relevant for real estate brokerage)
1. Schedule A - Fee Schedule: Detailed breakdown of all fees, commissions, and charges
2. Schedule B - Service Level Agreement: Specific service standards and performance metrics
3. Schedule C - Compliance Procedures: Detailed compliance procedures and requirements
4. Schedule D - Required Documentation: List of required documents and forms for client onboarding
5. Appendix 1 - Risk Disclosure: Required risk disclosures for specific types of transactions
6. Appendix 2 - Privacy Policy: Detailed privacy policy and data protection procedures
7. Appendix 3 - Authorized Persons: List of authorized persons who may act on behalf of the client
Relevant legal definitions
Agreement
Applicable Laws
Authorized Person
Broker
Broker Services
Business Day
Client
Client Account
Commission
Confidential Information
Effective Date
Electronic Trading Platform
Fees
Force Majeure
Intellectual Property Rights
Material Adverse Effect
Notice
Personal Information
Professional Standards
Regulatory Authority
Regulatory Requirements
Representatives
Securities
Services
Term
Territory
Transaction
Trading Documentation
Working Hours
Affiliated Entity
Applicable Licenses
Client Materials
Compliance Requirements
Default Event
Due Diligence
Indemnified Parties
Market Rules
Operating Procedures
Service Level Requirements
Trading Account
Applicable Laws
Authorized Person
Broker
Broker Services
Business Day
Client
Client Account
Commission
Confidential Information
Effective Date
Electronic Trading Platform
Fees
Force Majeure
Intellectual Property Rights
Material Adverse Effect
Notice
Personal Information
Professional Standards
Regulatory Authority
Regulatory Requirements
Representatives
Securities
Services
Term
Territory
Transaction
Trading Documentation
Working Hours
Affiliated Entity
Applicable Licenses
Client Materials
Compliance Requirements
Default Event
Due Diligence
Indemnified Parties
Market Rules
Operating Procedures
Service Level Requirements
Trading Account
Clauses
Appointment
Scope of Services
Authorization
Regulatory Compliance
Licensing
Registration
Compensation
Commission Structure
Payment Terms
Confidentiality
Data Protection
Privacy
Representations and Warranties
Client Obligations
Broker Obligations
Record Keeping
Reporting
Risk Disclosure
Limitation of Liability
Indemnification
Insurance
Term
Termination
Force Majeure
Assignment
Delegation
Sub-broking
Dispute Resolution
Governing Law
Jurisdiction
Notice
Amendment
Entire Agreement
Severability
Counterparts
Electronic Execution
Non-Solicitation
Non-Competition
Intellectual Property
Marketing and Advertising
Account Management
Service Levels
Exclusivity
Client Due Diligence
Anti-Money Laundering
Conflict of Interest
Scope of Services
Authorization
Regulatory Compliance
Licensing
Registration
Compensation
Commission Structure
Payment Terms
Confidentiality
Data Protection
Privacy
Representations and Warranties
Client Obligations
Broker Obligations
Record Keeping
Reporting
Risk Disclosure
Limitation of Liability
Indemnification
Insurance
Term
Termination
Force Majeure
Assignment
Delegation
Sub-broking
Dispute Resolution
Governing Law
Jurisdiction
Notice
Amendment
Entire Agreement
Severability
Counterparts
Electronic Execution
Non-Solicitation
Non-Competition
Intellectual Property
Marketing and Advertising
Account Management
Service Levels
Exclusivity
Client Due Diligence
Anti-Money Laundering
Conflict of Interest
Relevant Industries
Financial Services
Real Estate
Insurance
Securities Trading
Commodities
Investment Banking
Property Management
Business Services
Wealth Management
Commercial Real Estate
Relevant Teams
Legal
Compliance
Risk Management
Operations
Business Development
Account Management
Regulatory Affairs
Contract Administration
Finance
Client Services
Partnership Management
Relevant Roles
Broker
Compliance Officer
Legal Counsel
Risk Manager
Chief Financial Officer
Investment Advisor
Real Estate Agent
Insurance Broker
Business Development Manager
Operations Manager
Account Manager
Chief Executive Officer
Regulatory Affairs Director
Contract Manager
Partnership Manager
Find the exact document you need
Lease Option (Real Estate)
A Canadian legal document combining a property lease agreement with an option for the tenant to purchase the property under specified terms and conditions.
find out more
Business Agreement
A Canadian-law governed Business Agreement establishing commercial terms and conditions between business entities.
find out more
Common Agreement
A versatile Canadian legal document establishing terms and conditions for commercial relationships, compliant with federal and provincial laws.
find out more
Employer Paid Training Agreement
A Canadian-law compliant agreement outlining terms for employer-funded employee training, including costs, obligations, and repayment conditions.
find out more
Consignment Agreement Form
A Canadian legal document establishing terms for consignment sales arrangements, defining rights and obligations of consignor and consignee under Canadian law.
find out more
Software Testing Agreement
Canadian-law governed agreement defining terms and conditions for software testing services, including scope, deliverables, and compliance requirements.
find out more
Money Agreement Between Two Parties
A Canadian-law governed agreement establishing terms and conditions for monetary arrangements between two parties, including loan amount, interest, and repayment terms.
find out more
Written Agreement
A formal Written Agreement compliant with Canadian law that establishes legally binding obligations between parties.
find out more
Side Agreement
A Canadian law-governed supplementary agreement that modifies or clarifies specific terms of an existing main agreement while maintaining separate documentation.
find out more
Lease Agreement With Option To Purchase
A Canadian lease agreement that includes an option for the tenant to purchase the property, compliant with provincial property laws and regulations.
find out more
Incorporation Agreement
A Canadian legal document establishing a new corporation and defining initial shareholder relationships under federal or provincial law.
find out more
Fixed Term Tenancy Agreement
A Canadian residential lease agreement establishing a fixed-term tenancy, outlining rights and obligations of landlords and tenants under provincial law.
find out more
Contract For Selling A Car
A Canadian-law governed agreement for the sale and transfer of ownership of a motor vehicle, ensuring legal compliance and protecting both parties' interests.
find out more
Casual Worker Contract
A Canadian law-compliant contract establishing terms and conditions for casual employment relationships with flexible, non-permanent work arrangements.
find out more
Tooling Agreement
Canadian-law governed agreement establishing terms for industrial tooling ownership, use, and maintenance, including design, quality, and payment provisions.
find out more
Representation Agreement
A Canadian legal document (prominently used in BC) that authorizes representatives to make personal and healthcare decisions on behalf of an adult who becomes incapable of independent decision-making.
find out more
Provisional Agreement
A temporary binding agreement under Canadian law that establishes interim arrangements between parties pending a permanent agreement.
find out more
Land Agreement Between Two Parties
A Canadian legal agreement between two parties establishing terms and conditions for land transfer or rights, compliant with federal and provincial property laws.
find out more
Employer Tuition Reimbursement Agreement
A Canadian-law governed agreement establishing terms for employer-provided educational support, including reimbursement conditions and employee obligations.
find out more
Contract Agreement Between Two Parties
A Canadian-law governed agreement establishing legal obligations between two contracting parties, outlining their rights and responsibilities.
find out more
Rent In Exchange For Services Agreement
A Canadian legal agreement providing residential accommodation in exchange for specified services, combining residential tenancy and service provision elements under provincial law.
find out more
Employee Accommodation Agreement
A Canadian legal document that formalizes workplace accommodation arrangements between employer and employee, ensuring compliance with federal and provincial human rights legislation.
find out more
Contra Agreement
A Canadian legal agreement establishing an independent contractor relationship, defining services, terms, and maintaining compliance with federal and provincial regulations.
find out more
Catering Contract
A Canadian-law governed agreement establishing terms and conditions for catering services, including service specifications, pricing, and regulatory compliance requirements.
find out more
Lease Agreement
A Canadian legal document establishing the terms and conditions for property rental between landlord and tenant, compliant with federal and provincial regulations.
find out more
Contractual Agreement
Standard Canadian Contractual Agreement template compliant with federal and provincial requirements for establishing legally binding business relationships.
find out more
Security Agreement Form
A Canadian legal document creating security interests in collateral to secure obligations, structured to comply with PPSA requirements (except in Quebec) and other applicable federal and provincial laws.
find out more
Business Cooperation Agreement
A Canadian-law governed agreement establishing terms and conditions for business cooperation between independent entities, ensuring compliant and structured collaboration.
find out more
Employee Training Reimbursement Agreement
A Canadian-law governed agreement establishing terms for employer-funded training and employee reimbursement obligations.
find out more
Rental Contract
A Canadian law-compliant agreement establishing terms and conditions for property rental between landlord and tenant.
find out more
Intent To Purchase Agreement
A Canadian-law governed preliminary agreement outlining terms and conditions for a proposed purchase of assets, property, or business.
find out more
Head Of Terms Agreement
A Canadian-law governed preliminary agreement outlining key terms and conditions of a proposed business transaction, serving as a framework for detailed negotiations.
find out more
Supply Contract Form
A Canadian-law governed agreement establishing terms and conditions for the supply of goods between parties, including delivery, pricing, and quality requirements.
find out more
Education Agreement With Employer
A Canadian-law governed agreement establishing terms for employer-provided educational support, including financial assistance, program requirements, and employee obligations.
find out more
Umbrella Agreement
Canadian master agreement establishing framework terms for ongoing business relationships and future specific agreements between parties.
find out more
Rent To Own Agreement Form
A Canadian legal agreement combining rental terms with a future purchase option, allowing tenants to rent a property while accumulating credits toward its eventual purchase.
find out more
Buyer Representation Agreement
A Canadian legal agreement establishing exclusive representation between a real estate brokerage and a property buyer, governed by provincial real estate laws.
find out more
Non Solicitation Agreement
A Canadian-law governed agreement that restricts the solicitation of employees, clients, or business relationships, designed to protect legitimate business interests while maintaining reasonable restrictions.
find out more
Assignment And Assumption Agreement
A Canadian law-governed agreement that transfers contractual rights and obligations from one party to another, ensuring legal compliance and clear assumption of responsibilities.
find out more
Yearly Contract Agreement
A Canadian-law governed agreement establishing a one-year contractual relationship between parties, defining key terms, obligations, and conditions.
find out more
Genie’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; Genie’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)
.png)