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1. Parties: Identification of the broker and the principal/client, including registration details and licensing information
2. Background: Context of the agreement and brief description of the business relationship
3. Definitions: Definitions of key terms used throughout the agreement
4. Appointment and Scope: Terms of broker's appointment and detailed scope of services
5. Regulatory Compliance: Obligations to comply with relevant Malaysian laws and regulations
6. Broker's Obligations: Detailed responsibilities and duties of the broker
7. Client's Obligations: Responsibilities and duties of the client
8. Fees and Commission: Payment terms, commission structure, and calculation methods
9. Representations and Warranties: Standard and specific warranties from both parties
10. Confidentiality: Provisions for handling confidential information and data protection
11. Term and Termination: Duration of agreement and termination provisions
12. Liability and Indemnification: Limitation of liability and indemnification obligations
13. General Provisions: Standard boilerplate clauses including notices, assignment, and governing law
1. Islamic Finance Compliance: Required when the brokerage services need to comply with Shariah principles
2. International Transactions: Required when the broker deals with cross-border transactions
3. Sub-Brokers: Include when the broker has authority to appoint sub-brokers
4. Insurance Requirements: Detailed insurance obligations when dealing with specific high-risk transactions
5. Non-Competition: Restrictions on competitive activities if required by the business model
6. Force Majeure: Specific provisions for unforeseen circumstances affecting performance
7. Intellectual Property: Required when the arrangement involves use of proprietary systems or software
1. Schedule 1 - Service Details: Detailed description of brokerage services and specific terms
2. Schedule 2 - Fee Schedule: Detailed commission rates, fee structures, and payment terms
3. Schedule 3 - Compliance Requirements: Specific regulatory requirements and compliance procedures
4. Schedule 4 - Operating Procedures: Day-to-day operational procedures and requirements
5. Schedule 5 - Authorized Representatives: List of authorized personnel and their powers
6. Appendix A - Required Forms: Standard forms and documentation required for the brokerage service
7. Appendix B - Service Level Agreement: Specific performance metrics and service standards
Applicable Laws
Authorized Representative
Broker
Brokerage Services
Business Day
Client
Commencement Date
Commission
Confidential Information
Exchange
Financial Year
Force Majeure Event
Intellectual Property Rights
License
Market Rules
Material Adverse Change
Notice
Principal
Regulatory Authority
Securities
Service Level Requirements
Territory
Transaction
Working Hours
Scope of Services
Regulatory Compliance
Licensing
Commission
Payment Terms
Client Obligations
Broker Obligations
Representations and Warranties
Confidentiality
Data Protection
Anti-Money Laundering
Record Keeping
Reporting
Risk Disclosure
Liability
Indemnification
Insurance
Term
Termination
Force Majeure
Assignment
Non-Competition
Intellectual Property
Dispute Resolution
Governing Law
Notices
Amendment
Severability
Entire Agreement
Counterparts
Financial Services
Real Estate
Insurance
Securities Trading
Commodities Trading
Investment Banking
Islamic Banking
Property Development
Asset Management
Wealth Management
Legal
Compliance
Risk Management
Operations
Finance
Business Development
Regulatory Affairs
Corporate Services
Investment Management
Client Relations
Chief Executive Officer
Chief Financial Officer
Compliance Officer
Legal Counsel
Risk Manager
Broker
Investment Manager
Business Development Manager
Operations Manager
Contract Manager
Regulatory Affairs Manager
Financial Controller
Company Secretary
Partnership Manager
Account Manager
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