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1. Parties: Identification of the broker and the client, including full legal names, registration details, and addresses
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Definitions of key terms used throughout the agreement
4. Appointment and Scope: Terms of the broker's appointment and detailed scope of services to be provided
5. Broker's Obligations: Detailed responsibilities and duties of the broker, including compliance requirements
6. Client's Obligations: Responsibilities and obligations of the client, including information provision and cooperation
7. Fees and Commission: Structure and terms of broker compensation, including payment schedules and calculation methods
8. Representations and Warranties: Standard representations and warranties from both parties
9. Compliance with Laws: Obligations to comply with Qatar laws, including AML regulations and relevant financial services laws
10. Confidentiality: Provisions regarding handling of confidential information
11. Term and Termination: Duration of the agreement and circumstances for termination
12. Liability and Indemnification: Limitations of liability and indemnification obligations
13. General Provisions: Standard boilerplate clauses including notices, amendments, and governing law
1. Exclusivity: Used when the broker is granted exclusive rights for specific services or territories
2. Sub-Brokers: Include when the broker is permitted to appoint sub-brokers or agents
3. Insurance: Detailed insurance requirements when specific coverage is needed
4. Non-Competition: Restrictions on competitive activities, if applicable
5. Performance Targets: Include when specific performance metrics or targets are required
6. Electronic Communications: Include when specific provisions for electronic trading or communications are needed
7. Force Majeure: Include when specific force majeure provisions are required beyond standard provisions
1. Schedule 1 - Services Description: Detailed description of brokerage services to be provided
2. Schedule 2 - Fee Schedule: Detailed breakdown of fees, commissions, and payment terms
3. Schedule 3 - Compliance Requirements: Specific regulatory and compliance requirements applicable to the services
4. Schedule 4 - Authorized Representatives: List of authorized representatives and their contact details
5. Schedule 5 - Service Level Agreement: Specific performance standards and metrics
6. Appendix A - Required Documentation: List of required documentation for client onboarding and ongoing compliance
7. Appendix B - Reporting Templates: Standard templates for required reports and notifications
Applicable Laws
Authorized Person
Broker
Brokerage Services
Business Day
Client
Client Account
Commencement Date
Confidential Information
Commission
Effective Date
Electronic Trading Platform
Fees
Force Majeure Event
Governing Law
Initial Term
Intellectual Property Rights
Market Rules
Material Adverse Effect
QFMA
Qatar Business Day
Regulatory Authority
Representatives
Services
Service Level Requirements
Sub-broker
Term
Territory
Transaction
Working Hours
Authority
Services
Scope
Exclusivity
Fees and Commission
Payment Terms
Regulatory Compliance
Licensing
Client Obligations
Broker Obligations
Representations and Warranties
Confidentiality
Data Protection
Record Keeping
Reporting
Anti-Money Laundering
Know Your Client
Risk Disclosure
Liability
Indemnification
Insurance
Term
Termination
Force Majeure
Assignment
Sub-contracting
Notices
Governing Law
Dispute Resolution
Amendment
Severability
Entire Agreement
Non-Competition
Non-Solicitation
Electronic Trading
Client Assets
Conflicts of Interest
Financial Services
Real Estate
Insurance
Securities Trading
Commodities
Investment Banking
Maritime and Shipping
Energy and Resources
International Trade
Construction
Legal
Compliance
Risk Management
Operations
Business Development
Finance
Treasury
Corporate Governance
Commercial
Client Relations
Chief Executive Officer
Chief Compliance Officer
Legal Counsel
Compliance Manager
Risk Manager
Business Development Director
Broker
Financial Advisor
Operations Manager
Relationship Manager
Contract Manager
Legal Director
Chief Operating Officer
Treasury Manager
Company Secretary
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