Method Statement And Risk Assessment For Excavation for the United Kingdom

Method Statement And Risk Assessment For Excavation Template for England and Wales

A Method Statement and Risk Assessment for Excavation is a formal document required under English and Welsh law that outlines the detailed procedures and safety measures for conducting excavation works. It combines a systematic assessment of potential risks with a step-by-step methodology for safely executing the work, ensuring compliance with the Health and Safety at Work Act 1974 and Construction (Design and Management) Regulations 2015. The document serves as both a planning tool and a legal record of safety considerations.

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What is a Method Statement And Risk Assessment For Excavation?

The Method Statement And Risk Assessment For Excavation is a critical document required by UK health and safety legislation, particularly in England and Wales. It is essential for any project involving excavation works, whether for construction, utilities, or infrastructure development. The document must be prepared before commencing any excavation activities and should be regularly reviewed and updated as conditions change. It combines detailed work procedures with comprehensive risk assessments, ensuring compliance with the Construction (Design and Management) Regulations 2015 and other relevant legislation. This document is particularly important given the high-risk nature of excavation work and the potential for serious accidents if proper procedures are not followed.

What sections should be included in a Method Statement And Risk Assessment For Excavation?

1. Project Information: Details of the project, location, client details, and key contacts including emergency numbers

2. Scope of Works: Detailed description of excavation activities to be undertaken, including dimensions and purpose

3. Risk Assessment: Comprehensive identification and evaluation of potential hazards, their likelihood, severity, and control measures

4. Method Statement: Step-by-step procedure for carrying out the excavation safely, including equipment, personnel, and safety measures

5. Emergency Procedures: Detailed response plans for potential emergency situations including evacuation procedures and emergency contacts

What sections are optional to include in a Method Statement And Risk Assessment For Excavation?

1. Confined Space Entry Procedures: Additional procedures required when the excavation qualifies as a confined space under regulations

2. Ground Contamination Controls: Specific controls and procedures required when working with contaminated soil or hazardous materials

3. Dewatering Procedures: Procedures and equipment specifications for managing groundwater when required

What schedules should be included in a Method Statement And Risk Assessment For Excavation?

1. Site Plans and Drawings: Detailed drawings showing excavation location, dimensions, and surrounding areas

2. Underground Service Plans: Maps and surveys showing existing utilities and underground services in the excavation area

3. Equipment Certificates: Current certification documentation for machinery and equipment to be used in excavation

4. Training Records: Certificates and qualifications of workers involved in the excavation activities

5. COSHH Assessments: Detailed assessments for any hazardous substances that may be present or encountered during excavation

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

England and Wales

Publisher

Genie AI

Sector

Sales

Cost

Free to use
Clauses
Industries

Health and Safety at Work etc. Act 1974 (HSWA): Primary legislation establishing general duties for employers to ensure worker safety and responsibilities to other persons affected by work activities

Construction (Design and Management) Regulations 2015 (CDM): Specific requirements for construction work planning, duties of principal contractors and contractors, and requirements for risk management in construction projects

Management of Health and Safety at Work Regulations 1999: Sets out requirements for risk assessments, principles of prevention, and general health and safety arrangements

Work at Height Regulations 2005: Legislation specifically dealing with protection against falls, including falls into excavations

Confined Spaces Regulations 1997: Regulations applying to work in confined spaces, which may include certain types of excavations

Provision and Use of Work Equipment Regulations 1998 (PUWER): Regulations governing the use and maintenance of excavation equipment and machinery

The Control of Substances Hazardous to Health Regulations 2002 (COSHH): Regulations for managing risks from hazardous substances, including contaminated soil encountered during excavation

Manual Handling Operations Regulations 1992: Requirements for managing risks associated with manual handling activities during excavation work

Personal Protective Equipment at Work Regulations 1992: Requirements for the provision and use of PPE for workers involved in excavation activities

The Lifting Operations and Lifting Equipment Regulations 1998 (LOLER): Regulations covering the use of lifting equipment that might be used during excavation works

BS 5930:2015: Code of practice for ground investigations, providing industry standards for excavation work

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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