Discretionary Investment Advisory Agreement Template for Philippines

1. Parties: Identification of the investment adviser and the client, including registration details of the adviser and complete client information

2. Background: Context of the agreement, including adviser's regulatory status and client's intention to appoint the adviser

3. Definitions: Key terms used throughout the agreement, including investment-related terminology and regulatory references

4. Appointment and Scope of Services: Formal appointment of the adviser and detailed description of discretionary investment management services

5. Investment Objectives and Strategy: Client's investment objectives, risk profile, and agreed investment strategy

6. Discretionary Authority: Extent and limitations of the adviser's discretionary powers in managing the client's portfolio

7. Fees and Charges: Comprehensive fee structure, including management fees, transaction costs, and payment terms

8. Client's Representations and Warranties: Client's confirmations regarding their status, authority, and understanding of investment risks

9. Adviser's Representations and Warranties: Adviser's confirmations regarding licenses, capabilities, and regulatory compliance

10. Risk Disclosures: Mandatory risk warnings and acknowledgments as required by Philippine regulations

11. Reporting and Valuations: Frequency and content of portfolio reports, valuation methods, and performance reporting

12. Compliance with Laws: Obligations regarding regulatory compliance, including anti-money laundering and data privacy

13. Term and Termination: Duration of the agreement and circumstances for termination

14. Confidentiality: Protection and handling of confidential information and client data

15. Liability and Indemnification: Extent of adviser's liability and mutual indemnification provisions

16. Governing Law and Jurisdiction: Philippine law as governing law and jurisdiction for disputes

17. Notices: Method and addresses for formal communications between parties

18. General Provisions: Standard boilerplate clauses including amendments, assignment, and severability

1. Schedule A - Investment Policy Statement: Detailed investment objectives, strategy, asset allocation, and investment restrictions

2. Schedule B - Fee Schedule: Detailed breakdown of all fees, charges, and calculation methods

3. Schedule C - Authorized Persons: List of persons authorized to give instructions on behalf of the client

4. Schedule D - Risk Disclosure Statement: Comprehensive risk disclosures as required by Philippine regulations

5. Schedule E - Account Details: Details of client's investment accounts and custody arrangements

6. Appendix 1 - KYC Documentation: Know Your Client documentation and client risk profile assessment

7. Appendix 2 - Reporting Templates: Samples of periodic reports and performance statements

8. Appendix 3 - Compliance Requirements: Specific regulatory compliance requirements and procedures