The Forensic Accounting Engagement Letter is a crucial document used when engaging professional forensic accounting services for investigations, litigation support, or fraud examination. This document, governed by U.S. federal and state regulations, establishes the framework for the professional relationship, detailing scope, methodology, deliverables, and compliance requirements. It incorporates AICPA standards and relevant regulatory requirements, while addressing confidentiality, document retention, and expert testimony considerations. The letter serves as both a legal contract and a project charter, protecting all parties' interests while ensuring clear communication of expectations and deliverables.
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1. Addressing and Dating: Formal addressing of the client with date of engagement
2. Engagement Purpose: Clear statement of the forensic accounting assignment's purpose and objectives
3. Scope of Services: Detailed description of services to be provided and any limitations
4. Professional Standards: Statement of compliance with AICPA standards and other applicable professional requirements
5. Fee Structure: Detailed explanation of fees, billing arrangements, and payment terms
6. Confidentiality: Terms regarding information confidentiality and handling of sensitive data
7. Document Retention: Policies regarding retention and handling of documents and data
1. Expert Testimony: Terms regarding court appearances and expert testimony when litigation support is anticipated
2. Conflict Disclosure: Disclosure of any potential conflicts of interest when applicable
3. Third-Party Access: Terms regarding sharing information with third parties when third-party involvement is expected
4. Travel Requirements: Terms regarding travel arrangements and related expenses when travel is anticipated
1. Fee Schedule: Detailed breakdown of rates and charges
2. Team Member Profiles: Qualifications and roles of key team members
3. Document Request List: Initial list of required documents and information
4. Engagement Timeline: Projected timeline and key milestones
5. Professional Certifications: Copies of relevant professional licenses and certifications
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