Define: Client Name

How is ‘Client Name’ defined in a legal contract?

• Client Name means an account or property held for such account, where the cash, securities, and property are held in the name of a person other than the Member, its agent, or custodian.
  Seen in 17 SEC filings.
• Client Name means an alphanumeric code assigned to a Customer that identifies the Customer.
  Seen in 7 SEC filings.
• Client Name means Securities of a mutual fund are registered in the name of the holder of such Securities, not in the name of the registered dealer acting as the agent for that holder of such Securities, directly recorded in the books and records of the mutual fund maintained by or on behalf of the manager of the mutual fund.
  Seen in 4 SEC filings.
• Client Name means the registration of a security of a Fund in the name of the beneficial owner of that security on the security holder records of the fund maintained by the Fund Manager or another service provider to the Fund or Fund Manager.
  Seen in 3 SEC filings.

Note: The Genie AI Legal Assistant pulled this data out of the SEC EDGAR Database of 500,000 records from the past 22 years of filings. We regularly update this page as new filings and definitions come in.

Search EDGAR for ‘Definitions of client name’ yourself to verify these results. We are always keen to point people to source documents.

‍

Which definition should you use?

🤔 Our AI Legal Assistant has combined and improved the above descriptions to create market-standard 'Genie definitions' below, with guidance on which documents and which industry to use for each.

‍

Genie Definition 1

Client Name means a unique identifier assigned to an individual or entity in an account, securities, or related property.

Relevant Contract Types

• Service Agreement
• Non-Disclosure Agreement
• Software Licensing Agreement

Relevant Circumstances

• Opening a new account
• Creating a contract for account services
• Identifying beneficial owners of securities

Relevant Sectors

• Financial Services
• Real Estate
• Technology

‍

Genie Definition 2

Client Name means the title under which a security of a fund is registered in the beneficial owner's records.

Relevant Contract Types

• Investment Management Agreement
• Stock Purchase Agreement
• Shareholder Agreement

Relevant Circumstances

• Registering a security in the name of a beneficial owner
• Executing a stock purchase between parties
• Establishing rules for shareholders in a company

Relevant Sectors

• Investment Banking
• Asset Management
• Private Equity

‍