High Level Risk Assessment Template for England and Wales

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What is a High Level Risk Assessment?

The High Level Risk Assessment Template is essential for organizations operating under English and Welsh jurisdiction to fulfill their legal obligations under the Health and Safety at Work etc. Act 1974 and associated regulations. This document serves as a foundational tool for identifying and managing workplace risks, supporting organizational compliance with health and safety requirements. It provides a structured approach to risk assessment, incorporating both mandatory elements and flexible components that can be adapted to specific industry needs and operational contexts.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

Swetha Meenal profile photo

A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the High Level Risk Assessment

A High Level Risk Assessment is a comprehensive evaluation tool that helps you meet your legal obligations as an employer in England and Wales. This document provides a systematic approach to identifying hazards, assessing risks, and implementing control measures to protect your workforce and visitors. Under English and Welsh law, conducting regular risk assessments is not just good practice—it's a legal requirement that can protect both your employees and your business from potential liability.

When do you need this document?

You must conduct a high level risk assessment whenever you identify significant changes to your workplace, processes, or workforce that could affect health and safety. This includes when moving to new premises, introducing new equipment or substances, changing work procedures, or following any workplace incidents. The assessment is also required during routine reviews, typically conducted annually or when regulations change. Manufacturing facilities, construction sites, laboratories, and offices with specific hazards all require comprehensive risk assessments to ensure ongoing compliance with health and safety legislation.

Key legal considerations

Your risk assessment must be suitable and sufficient, meaning it should identify all significant risks and demonstrate that you understand the nature of your work and associated hazards. The document must clearly record your findings, including the measures you've taken to eliminate or control risks. You're legally required to review and update your assessment regularly, particularly when circumstances change or new hazards are identified. The assessment should involve consultation with employees and their representatives, as their practical knowledge can identify risks that might otherwise be overlooked. Remember that if you employ five or more people, you must record your significant findings in writing.

Legal requirements in England and Wales

Under the Health and Safety at Work etc. Act 1974, you have a duty to ensure the health, safety and welfare of your employees and others who might be affected by your work activities. The Management of Health and Safety at Work Regulations 1999 specifically require you to conduct suitable and sufficient assessments of risks to employee health and safety. Additional regulations may apply depending on your industry, such as the Control of Substances Hazardous to Health Regulations 2002 for workplaces using hazardous materials, or the Manual Handling Operations Regulations 1992 for activities involving lifting and moving. The Regulatory Reform (Fire Safety) Order 2005 requires specific fire risk assessments for most non-domestic premises. Your assessment must demonstrate compliance with these regulations and show that you've taken all reasonably practicable steps to protect health and safety.

GOVERNING LAW

Applicable law

This High Level Risk Assessment is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974: The fundamental piece of health and safety legislation in the UK that sets out general duties of employers to ensure health, safety and welfare of employees and others

Management of Health and Safety at Work Regulations 1999: Requires employers to conduct suitable and sufficient risk assessments and details specific requirements for risk assessment processes

Regulatory Reform (Fire Safety) Order 2005: Legislation specifying requirements for fire risk assessments and fire safety measures in workplaces

Control of Substances Hazardous to Health Regulations 2002: Regulations governing the control and handling of hazardous substances in the workplace, including assessment requirements

Manual Handling Operations Regulations 1992: Legislation covering the assessment and management of risks related to manual handling and lifting operations

Display Screen Equipment Regulations 1992: Regulations requiring assessment of workstations and computer use risks, including requirements for eye tests and breaks

Personal Protective Equipment at Work Regulations 1992: Legislation governing the provision, assessment, and use of personal protective equipment in the workplace

Workplace (Health, Safety and Welfare) Regulations 1992: Regulations covering basic workplace conditions including ventilation, temperature, lighting, and facilities

Data Protection Act 2018: UK's implementation of data protection requirements, relevant when risk assessments involve personal data

UK GDPR: Post-Brexit data protection regulation ensuring continued alignment with EU standards for personal data protection

Equality Act 2010: Legislation ensuring risk assessments and resulting measures do not discriminate against protected characteristics

HSE Guidance Documents: Official guidance from the Health and Safety Executive providing practical advice on implementing safety regulations

Approved Codes of Practice (ACOPs): Practical guidance with special legal status that helps employers comply with health and safety law

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