FSMA 2000: Financial Services and Markets Act 2000 - Primary legislation that establishes the regulatory framework for financial services in the UK
MLR 2017: Money Laundering Regulations 2017 (as amended) - Sets out the detailed requirements for the UK's AML regime
POCA 2002: Proceeds of Crime Act 2002 - Legislation covering money laundering offenses and asset recovery
Terrorism Act 2000: Primary legislation dealing with counter-terrorism financing and related obligations
DPA 2018: Data Protection Act 2018 and UK GDPR - Legislation governing the processing and protection of personal data
FCA Handbook: Comprehensive regulatory guidelines including SYSC, PRIN, and COND sections for financial institutions
PRA Rulebook: Prudential regulations and requirements for banks, building societies, and major investment firms
Basel Framework: International regulatory framework for banks, particularly Basel III requirements for capital adequacy and risk management
Criminal Finances Act 2017: Legislation addressing tax evasion, recovery of proceeds of crime, and related financial crimes
UK MAR: Market Abuse Regulation - Regulatory framework addressing insider dealing, unlawful disclosure, and market manipulation
Financial Services Act 2012: Legislation amending FSMA 2000, establishing new regulatory framework and criminal offenses related to financial services
PS21/3 & PS6/21: FCA and PRA policy statements on operational resilience requirements for financial institutions
UK Corporate Governance Code: Set of principles and provisions for good corporate governance practices in UK companies
SMCR: Senior Managers and Certification Regime - Framework for individual accountability in financial institutions
FATF Recommendations: International standards on combating money laundering and terrorism financing
Wolfsberg Principles: Global guidelines for managing financial crime risks in private banking
