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Financial Consultant Contract
"I need a Financial Consultant Contract for hiring an individual consultant to provide investment advisory services to my UAE-based family office, with the contract starting January 1, 2025, and including specific provisions for Islamic finance compliance."
1. Parties: Identification of the consultant and the client, including full legal names, addresses, and registration details
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Key terms used throughout the agreement
4. Scope of Services: Detailed description of the financial consulting services to be provided
5. Term and Appointment: Duration of the agreement and formal appointment of the consultant
6. Consultant's Obligations: Key responsibilities, duties, and service standards of the consultant
7. Client's Obligations: Responsibilities of the client, including providing necessary information and cooperation
8. Fees and Payment Terms: Consulting fees, payment schedule, expenses, and invoicing procedures
9. Regulatory Compliance: Compliance with UAE financial regulations and licensing requirements
10. Confidentiality: Protection of confidential information and trade secrets
11. Representations and Warranties: Statements of fact and promises made by both parties
12. Liability and Indemnification: Limitations of liability and indemnification obligations
13. Termination: Circumstances and procedures for ending the agreement
14. Dispute Resolution: Process for resolving disputes, including jurisdiction and applicable law
15. General Provisions: Standard legal provisions including notices, amendments, and assignment
1. Non-Competition: Restrictions on consultant's ability to work with competitors, used when protecting client relationships is crucial
2. Intellectual Property Rights: Ownership and use of any IP created during the consultation, needed when deliverables include original content or methodologies
3. Insurance Requirements: Specific insurance coverage requirements, important for high-value consulting arrangements
4. Data Protection: Specific provisions for handling personal and financial data, essential when dealing with sensitive client information
5. International Services: Additional provisions for cross-border services, needed when consultant operates across multiple jurisdictions
6. Force Majeure: Provisions for unforeseen circumstances preventing performance, important in long-term arrangements
7. Anti-Money Laundering Compliance: Specific AML obligations, necessary when dealing with financial transactions or advice
8. Performance Metrics: Specific KPIs and performance standards, useful for long-term or complex engagements
1. Schedule 1 - Scope of Services: Detailed breakdown of specific financial consulting services to be provided
2. Schedule 2 - Fee Structure: Detailed fee calculations, rates, and payment terms
3. Schedule 3 - Service Levels: Specific performance standards and response times
4. Schedule 4 - Compliance Requirements: Specific regulatory requirements and compliance procedures
5. Schedule 5 - Key Personnel: Details of key team members and their qualifications
6. Appendix A - Required Certifications: Copies of relevant licenses and certifications
7. Appendix B - Reporting Templates: Standard formats for reports and documentation
8. Appendix C - Client Policies: Relevant client policies that consultant must comply with
Authors
Applicable Laws
Business Day
Client
Confidential Information
Consulting Fee
Consultant
Deliverables
Effective Date
Financial Advice
Financial Services
Force Majeure Event
Intellectual Property Rights
Key Personnel
Material Breach
Professional Standards
Regulatory Authority
Services
Service Level Requirements
Term
Territory
UAE Central Bank
Working Hours
Client Data
Conflict of Interest
Documentation
Financial Report
Good Industry Practice
Investment Advice
Professional Indemnity Insurance
Project Plan
Records
Regulatory License
Securities
Service Provider
Services
Term
Fees and Payment
Consultant Obligations
Client Obligations
Regulatory Compliance
Professional Standards
Confidentiality
Data Protection
Intellectual Property
Representations and Warranties
Liability
Indemnification
Insurance
Force Majeure
Termination
Non-Competition
Non-Solicitation
Assignment
Subcontracting
Notice
Governing Law
Dispute Resolution
Entire Agreement
Severability
Amendments
Force Majeure
Anti-Money Laundering
Record Keeping
Reporting Requirements
Performance Standards
Service Levels
Conflict of Interest
Ethics and Compliance
Financial Services
Banking
Investment Management
Real Estate
Insurance
Private Equity
Venture Capital
Corporate Finance
Islamic Finance
Wealth Management
Asset Management
Capital Markets
Financial Technology
Treasury Services
Legal
Finance
Procurement
Compliance
Risk Management
Treasury
Corporate Development
Investment
Operations
Human Resources
Governance
Strategy
Chief Financial Officer
Finance Director
Financial Advisor
Investment Consultant
Wealth Manager
Financial Planning Consultant
Treasury Consultant
Risk Management Advisor
Corporate Finance Consultant
Investment Strategist
Financial Controller
Finance Manager
Compliance Officer
Legal Counsel
Procurement Manager
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