Define: Giving Information
Giving Information means supplying clients with knowledge about financial, deposit, service, or ancillary offerings as part of a firm's activities
Giving Information means supplying clients with knowledge about financial, deposit, service, or ancillary offerings as part of a firm's activities.
Relevant Circumstances
- When a business is providing new services or products
- When a client is considering investing in financial products or services
- When a partnership between two entities involves the sharing of services or ancillary offerings