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Investment Banking Agreement
"I need an Investment Banking Agreement for a Pakistani tech startup engaging an investment bank for its Series B funding round and potential IPO in 2025, with particular emphasis on international investor provisions and dual-listing possibilities."
1. Parties: Identification of the investment bank and the client, including their legal status and registration details
2. Background: Context of the agreement and brief description of the parties' intentions
3. Definitions: Detailed definitions of terms used throughout the agreement, including financial and technical terms
4. Scope of Services: Comprehensive description of investment banking services to be provided
5. Engagement Terms: Terms of appointment, exclusivity (if any), and duration of the engagement
6. Fees and Payment Terms: Detail of all fees, including success fees, retainer fees, and payment schedules
7. Rights and Obligations: Detailed responsibilities and obligations of both parties
8. Representations and Warranties: Standard and specific warranties from both parties
9. Confidentiality: Provisions regarding confidential information and its protection
10. Compliance with Laws: Commitment to comply with relevant Pakistani laws and regulations
11. Indemnification: Mutual indemnification provisions and liability limitations
12. Term and Termination: Duration of agreement and circumstances for termination
13. Governing Law and Jurisdiction: Specification of Pakistani law as governing law and jurisdiction
14. Miscellaneous: Standard boilerplate provisions including notices, amendments, and assignment
1. Transaction-Specific Terms: Used when the agreement relates to specific transactions like M&A, IPO, or debt issuance
2. International Operations: Include when services involve cross-border transactions or international clients
3. Success Fee Structure: Detailed success fee calculations for specific transaction types
4. Force Majeure: Include for longer-term engagements or in volatile markets
5. Non-Solicitation: Include when protecting against poaching of employees or clients
6. Shariah Compliance: Include for Islamic banking services or Shariah-compliant transactions
7. Regulatory Approvals: Include when specific regulatory approvals are required for certain transactions
1. Schedule A - Fee Structure: Detailed breakdown of all fees, calculations, and payment terms
2. Schedule B - Scope of Services: Detailed description of specific investment banking services to be provided
3. Schedule C - Required Information: List of information and documents required from the client
4. Schedule D - Key Personnel: Details of key team members assigned to the engagement
5. Schedule E - Compliance Requirements: Specific regulatory and compliance requirements applicable to the engagement
6. Appendix 1 - Standard Terms and Conditions: Standard terms and conditions of the investment bank
7. Appendix 2 - Power of Attorney: If required for specific transactions or representations
8. Appendix 3 - Risk Disclosures: Mandatory risk disclosures and disclaimers
Authors
Agreement
Applicable Law
Business Day
Client
Confidential Information
Deliverables
Effective Date
Engagement
Engagement Letter
Engagement Period
Expert
Fees
Force Majeure Event
Group
Investment Bank
IPO
Key Personnel
Material Adverse Effect
NBFC Rules
Parent Company
Pakistani Rupees
Private Placement
Professional Fees
Project
Related Party
Relevant Experience
Representatives
Retainer Fee
SECP
Services
SBP
Success Fee
Target Company
Term
Transaction
Transaction Value
Termination Date
Working Papers
Work Product
Services Scope
Exclusivity
Term and Duration
Fees and Expenses
Payment Terms
Success Fee
Representations and Warranties
Confidentiality
Non-Disclosure
Intellectual Property
Regulatory Compliance
Anti-Money Laundering
Foreign Exchange Compliance
Information Requirements
Client Obligations
Bank Obligations
Indemnification
Limitation of Liability
Force Majeure
Termination
Assignment
Notices
Amendments
Dispute Resolution
Governing Law
Jurisdiction
Severability
Entire Agreement
Non-Solicitation
Conflicts of Interest
Record Keeping
Authority
Due Diligence
Risk Disclosure
Third Party Rights
Counterparts
Electronic Execution
Data Protection
Shariah Compliance
Financial Services
Banking
Corporate Finance
Mergers and Acquisitions
Capital Markets
Private Equity
Industrial Manufacturing
Technology
Real Estate
Energy
Infrastructure
Healthcare
Telecommunications
Legal
Compliance
Investment Banking
Corporate Finance
Risk Management
Treasury
Business Development
Finance
Mergers and Acquisitions
Capital Markets
Corporate Advisory
Deal Execution
Chief Executive Officer
Chief Financial Officer
Investment Banking Director
Corporate Finance Manager
Legal Counsel
Compliance Officer
Risk Management Officer
Managing Director
Vice President - Investment Banking
Treasury Manager
Business Development Director
Financial Controller
Company Secretary
Head of Mergers and Acquisitions
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