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1. Parties: Identifies and provides details of the broker and the client, including their legal status and contact information
2. Background: Outlines the context of the agreement, including the broker's qualifications and the client's requirements
3. Definitions: Defines key terms used throughout the agreement
4. Appointment and Scope of Services: Details the formal appointment of the broker and specifies the exact services to be provided
5. Term and Termination: Specifies the duration of the agreement and conditions for termination
6. Broker's Obligations: Lists all duties and responsibilities of the broker
7. Client's Obligations: Outlines the client's responsibilities and commitments
8. Commission and Payment Terms: Details the broker's compensation structure, payment schedule, and related terms
9. Confidentiality: Provisions regarding the handling of confidential information
10. Compliance with Laws: Ensures adherence to relevant Pakistani laws and regulations
11. Liability and Indemnification: Defines the extent of broker's liability and indemnification provisions
12. Dispute Resolution: Specifies procedures for resolving disputes
13. Governing Law: Establishes Pakistani law as the governing law
14. General Provisions: Includes standard boilerplate clauses like notices, amendments, and severability
1. Non-Competition: Restricts broker from competing activities - include when dealing with sensitive market segments
2. Insurance Requirements: Specifies required insurance coverage - important for high-value transactions
3. Performance Metrics: Establishes specific performance criteria - useful for long-term or complex arrangements
4. Sub-Brokers: Rules regarding appointment of sub-brokers - include when sub-brokerage is contemplated
5. Electronic Communications: Provisions for digital transactions and communications - important for online brokerage services
6. Shariah Compliance: Include when dealing with Islamic financial products or services
7. Force Majeure: Provisions for unforeseen circumstances - important in volatile markets
8. Marketing and Representation: Guidelines for marketing and client representation - include for client-facing brokers
1. Schedule A - Service Description: Detailed description of brokerage services and specific markets covered
2. Schedule B - Commission Structure: Detailed breakdown of commission rates and calculation methods
3. Schedule C - Required Licenses: List of required licenses and certifications
4. Schedule D - Compliance Procedures: Detailed compliance requirements and procedures
5. Appendix 1 - Standard Operating Procedures: Step-by-step procedures for routine transactions
6. Appendix 2 - Reporting Templates: Templates for required reports and documentation
7. Appendix 3 - Contact Details: Complete contact information for key personnel
8. Appendix 4 - Power of Attorney: If required, specific powers granted to the broker
Applicable Laws
Broker
Brokerage Fee
Business Day
Client
Commencement Date
Commission
Confidential Information
Contract Note
Electronic Trading
Force Majeure Event
Intellectual Property Rights
Market Rules
Material Adverse Effect
Notice
Pakistani Rupees
Parties
Professional Clearing Member
Regulatory Authority
SECP
Services
Settlement Date
Stock Exchange
Sub-broker
Term
Territory
Trading Account
Trading Platform
Transaction
Working Hours
KYC Requirements
CDC Account
Trading Right Entitlement Certificate
Risk Disclosure Document
Margin Requirements
Default Event
Islamic Banking Terms
Shariah Compliance
Account Opening Form
UIN (Unique Identification Number)
Trading Limits
Settlement System
Market Data
Scope of Services
Term and Duration
Broker Rights and Obligations
Client Rights and Obligations
Commission and Fees
Payment Terms
Regulatory Compliance
Licensing Requirements
Confidentiality
Non-Competition
Non-Solicitation
Representations and Warranties
Risk Disclosure
Liability and Indemnification
Force Majeure
Dispute Resolution
Governing Law
Termination
Assignment
Sub-Contracting
Notice Requirements
Record Keeping
Reporting
Electronic Trading
Market Access
Settlement
Margin Requirements
Default Events
Risk Management
Anti-Money Laundering
KYC Requirements
Data Protection
Intellectual Property
Amendment
Severability
Entire Agreement
Client Assets
Insurance
Business Continuity
Conflict of Interest
Service Level Standards
Shariah Compliance
Financial Services
Real Estate
Insurance
Commodities Trading
Securities Trading
Investment Banking
Islamic Banking
Agriculture
Energy Trading
Shipping and Logistics
Legal
Compliance
Risk Management
Operations
Finance
Business Development
Trading
Client Relations
Corporate Affairs
Administration
Broker
Compliance Officer
Legal Counsel
Chief Executive Officer
Risk Manager
Operations Manager
Business Development Manager
Investment Advisor
Real Estate Agent
Commodity Trader
Financial Controller
Relationship Manager
Head of Trading
Chief Financial Officer
Company Secretary
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