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Private Equity Finder's Fee Agreement
"I need a Private Equity Finder's Fee Agreement for a Philippine technology startup, with an exclusive arrangement and a 2% success fee structure, where the finder will help us secure Series A funding of at least $5 million by March 2025."
1. Parties: Identifies and provides full details of the contracting parties - the Company/Principal and the Finder
2. Background: Sets out the context of the agreement, including the Company's desire to raise private equity funding and the Finder's role
3. Definitions: Defines key terms used throughout the agreement, including 'Successful Introduction', 'Qualified Investor', and 'Investment'
4. Appointment and Scope of Services: Details the Finder's appointment and specific services to be provided in identifying potential investors
5. Finder's Obligations: Specifies the Finder's duties, responsibilities, and standard of performance
6. Company's Obligations: Outlines the Company's responsibilities in supporting the Finder's efforts
7. Fees and Payment Terms: Details the finder's fee structure, calculation method, and payment conditions
8. Term and Termination: Specifies the duration of the agreement and circumstances for termination
9. Confidentiality: Establishes obligations regarding confidential information
10. Representations and Warranties: Contains standard representations and warranties from both parties
11. Compliance with Laws: Addresses compliance with relevant Philippine laws and regulations
12. General Provisions: Includes standard boilerplate clauses such as notices, amendments, and governing law
1. Exclusivity: Optional section defining whether the Finder has exclusive rights to introduce investors - used when exclusivity is granted
2. Non-Circumvention: Prevents direct dealings with introduced investors - important for high-value transactions
3. Tail Period: Defines period after termination during which Finder remains entitled to fees - used in longer-term arrangements
4. Indemnification: Detailed indemnification provisions - used in higher-risk or higher-value arrangements
5. Dispute Resolution: Specific dispute resolution procedures - used when parties prefer arbitration or specific jurisdiction
6. Force Majeure: Addresses unforeseen circumstances - relevant in longer-term arrangements
1. Schedule A - Fee Structure: Detailed breakdown of fee calculations, including percentages and payment milestones
2. Schedule B - Qualified Investor Criteria: Specific criteria defining eligible investors for fee qualification
3. Schedule C - Reporting Requirements: Format and timing of progress reports and investor introductions
4. Appendix 1 - Introduction Protocol: Procedures for making and documenting investor introductions
5. Appendix 2 - Compliance Requirements: Specific regulatory compliance requirements and procedures
6. Appendix 3 - Required Documentation: Templates and forms for investor introductions and reporting
Authors
Affiliate
Business Day
Company
Confidential Information
Effective Date
Exclusivity Period
Finder
Finder's Fee
Investment
Investment Amount
Introduced Party
Investor
Material Adverse Change
Minimum Investment Amount
Parties
Philippine Law
Qualified Investor
Representatives
SEC
Securities
Successful Introduction
Target Investment
Term
Territory
Transaction
Tail Period
Due Diligence
Force Majeure Event
Intellectual Property Rights
Investment Documentation
Non-Binding Proposal
Private Equity Investment
Professional Fees
Regulatory Approval
Success Fee
Term Sheet
Scope of Services
Exclusivity
Compensation
Payment Terms
Success Fee
Term
Termination
Confidentiality
Non-Disclosure
Non-Circumvention
Representations and Warranties
Regulatory Compliance
Anti-Money Laundering
Securities Laws Compliance
Indemnification
Limitation of Liability
Force Majeure
Assignment
Notice
Governing Law
Dispute Resolution
Amendment
Entire Agreement
Severability
Waiver
Counterparts
Third Party Rights
Record Keeping
Reporting Requirements
Due Diligence
Performance Standards
Intellectual Property
Financial Services
Private Equity
Investment Banking
Corporate Finance
Professional Services
Technology
Real Estate
Manufacturing
Healthcare
Energy
Infrastructure
Telecommunications
Legal
Finance
Corporate Development
Investment Relations
Compliance
Executive Management
Business Development
Corporate Secretary Office
Treasury
Risk Management
Chief Executive Officer
Chief Financial Officer
Investment Director
Legal Counsel
Corporate Secretary
Business Development Manager
Investment Relations Officer
Financial Controller
Compliance Officer
Private Equity Manager
Investment Banker
Financial Advisor
Corporate Development Manager
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