All Countries
Capital Markets
Equity Linked Agreement

Equity Linked Agreement Template for Philippines

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Equity Linked Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Equity Linked Agreement

"I need an Equity Linked Agreement for a Philippine investment bank offering a structured product to institutional investors, with the reference asset being a basket of Philippine Stock Exchange listed technology companies and a maturity date of March 15, 2025."

Celebrated by
Collaborations with
Investors
Document background
The Equity Linked Agreement is a sophisticated financial instrument used in the Philippine market to create structured investment products that derive their value from underlying equity securities. This document is essential when financial institutions offer investment products that combine elements of traditional investments with equity market exposure. It is particularly relevant in cases where investors seek customized exposure to equity markets while potentially benefiting from specific features such as capital protection or enhanced returns. The agreement must comply with Philippine securities laws, including the Securities Regulation Code and BSP regulations, and typically includes detailed provisions on calculation methods, risk disclosures, and settlement procedures. This document type is commonly used in institutional investment arrangements and structured product offerings within the Philippine financial markets.
Suggested Sections

1. Parties: Identification of the contracting parties, including full legal names and addresses

2. Background: Context of the agreement, relationship between parties, and purpose of the equity-linked arrangement

3. Definitions: Detailed definitions of terms used throughout the agreement, including financial and technical terms

4. Structure of the Investment: Core terms of the equity-linked investment, including reference assets and investment amount

5. Calculation and Valuation: Methods for calculating returns, including reference price, participation rate, and other relevant metrics

6. Payment Terms: Terms governing payments, settlement procedures, and payment dates

7. Representations and Warranties: Standard and specific representations by both parties regarding capacity, authority, and compliance

8. Risk Disclosures: Mandatory risk warnings and acknowledgments required under Philippine securities laws

9. Events of Default: Circumstances constituting default and consequent remedies

10. Termination: Conditions and procedures for early termination or maturity

11. Governing Law and Jurisdiction: Specification of Philippine law as governing law and jurisdiction for disputes

12. Notices: Communication procedures and contact details for formal notices

Optional Sections

1. Market Disruption: Include when the reference equity is traded on foreign exchanges or multiple venues

2. Foreign Exchange Provisions: Required when payments involve currency conversion

3. Tax Gross-Up: Include when cross-border elements exist or specific tax treatment is agreed

4. Transfer Restrictions: Add when transferability of the agreement needs to be limited

5. Hedging Obligations: Include when parties need to maintain specific hedging arrangements

6. Regulatory Compliance: Additional section when deal involves specific regulatory requirements or exemptions

Suggested Schedules

1. Calculation Methods: Detailed mathematical formulas and calculation procedures for determining investment returns

2. Reference Asset Details: Specifications of the underlying equity, including ISIN, exchange, and relevant corporate actions

3. Payment Schedule: Timeline of expected payments, observation dates, and settlement dates

4. Risk Factors: Comprehensive list of risk factors specific to the investment structure

5. Form of Notices: Templates for various notices required under the agreement

6. KYC Requirements: Required documentation and procedures for compliance with Philippine anti-money laundering regulations

7. Tax Documentation: Required tax forms and certificates for Philippine tax compliance

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Linkedin in social icon imageX social icon image
alex.den.21@genieai.co
Relevant legal definitions
Adjustment Event
Affiliate
Applicable Law
Authorized Representative
Business Day
Calculation Agent
Calculation Date
Calculation Period
Corporate Action
Disruption Event
Early Termination Amount
Early Termination Date
Effective Date
Equity Issuer
Event of Default
Exchange
Exchange Business Day
Exercise Date
Final Fixing Date
Final Redemption Amount
Force Majeure Event
Initial Fixing Date
Initial Price
Investment Amount
Market Disruption Event
Maturity Date
Observation Date
Participation Rate
Payment Date
Performance
Philippine Peso
Reference Asset
Reference Price
Regulatory Authority
Relevant Exchange
Settlement Currency
Settlement Date
Strike Price
Subscription Period
Trading Day
Valuation Date
Valuation Time
Volatility
Clauses
Investment Structure
Calculation Method
Payment Terms
Settlement
Market Disruption
Adjustment Events
Early Termination
Force Majeure
Representations and Warranties
Events of Default
Remedies
Confidentiality
Assignment and Transfer
Notices
Amendments
Governing Law
Dispute Resolution
Tax Provisions
Regulatory Compliance
Anti-Money Laundering
Risk Disclosure
Account Management
Record Keeping
Indemnification
Costs and Expenses
Further Assurance
Severability
Entire Agreement
Counterparts
Waiver
Time of Essence
Relevant Industries

Financial Services

Banking

Investment Management

Securities Trading

Asset Management

Corporate Finance

Wealth Management

Insurance

Relevant Teams

Legal

Compliance

Risk Management

Investment Banking

Structured Products

Trading

Portfolio Management

Product Development

Operations

Finance

Relevant Roles

Investment Banker

Structured Products Specialist

Legal Counsel

Compliance Officer

Risk Manager

Portfolio Manager

Product Development Manager

Investment Advisor

Securities Trader

Financial Controller

Chief Investment Officer

Regulatory Affairs Manager

Industries
Securities Regulation Code (Republic Act No. 8799): Primary legislation governing securities, including the issuance, trading, and registration of equity-linked instruments in the Philippines
Corporation Code of the Philippines (Republic Act No. 11232): Governs corporate operations, share structures, and rights attached to shares that may be referenced in the equity-linked agreement
Foreign Investments Act (Republic Act No. 7042): Regulates foreign ownership and investment limitations in Philippine corporations and securities
Civil Code of the Philippines (Republic Act No. 386): Provides the fundamental principles of contract law, including formation, validity, and enforcement of contracts
National Internal Revenue Code: Covers tax implications and requirements for equity-linked transactions, including capital gains tax and documentary stamp tax
BSP Regulations on Financial Derivatives: Bangko Sentral ng Pilipinas regulations governing derivative transactions and structured products in the Philippine financial market
Anti-Money Laundering Act (Republic Act No. 9160): Ensures compliance with anti-money laundering requirements in financial transactions involving securities
Securities and Exchange Commission Memorandum Circulars: Various implementing rules and regulations specific to structured products and equity-linked securities
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Private Equity Partnership Agreement

A Philippine law-governed agreement establishing a private equity partnership structure, defining relationships between managing partners and investors.

find out more

Shadow Equity Agreement

A Philippine law-governed agreement establishing synthetic equity rights that allow participants to benefit from company value appreciation without actual share ownership.

find out more

Services For Equity Agreement

A Philippine law-governed agreement where services are compensated with company equity shares, including service terms, equity structure, and regulatory compliance requirements.

find out more

Private Equity Management Agreement

A Philippine law-governed agreement establishing terms for private equity fund management services, including investment strategies, fees, and regulatory compliance requirements.

find out more

Sweat Equity Partnership Agreement

A Philippine law-governed agreement establishing terms for services provided in exchange for company equity, including vesting schedules and rights of all parties.

find out more

Simple Agreement For Equity

A Philippine law-governed investment agreement that provides investors with rights to future equity in a company, typically used for startup funding.

find out more

Equity Linked Agreement

A Philippine law-governed agreement establishing terms for equity-linked investment products, including calculation methods and regulatory compliance requirements.

find out more

Co Founder Equity Agreement

A Philippine law-governed agreement that establishes equity ownership structure and relationships between company co-founders, including share allocation, vesting, and governance terms.

find out more

Simple Agreement For Future Equity Term Sheet

A Philippine law-governed term sheet outlining key terms for a SAFE investment agreement, detailing future equity rights and conversion terms for startup funding.

find out more

Private Equity Finder's Fee Agreement

Philippine-law governed agreement establishing terms for finder's services in private equity investment introductions, including compensation and compliance requirements.

find out more

Convertible Loan Agreement Startup

A Philippine law agreement for providing convertible loan financing to startups, with provisions for converting the loan into equity shares under specified conditions.

find out more

Phantom Stock Option Agreement

A Philippine law-governed agreement establishing synthetic equity rights that allow employees to benefit from company value appreciation without actual share ownership.

find out more

Advisor Equity Agreement

A Philippine law-governed agreement outlining terms for advisor services in exchange for company equity, including vesting conditions and obligations.

find out more

Sweat Equity Agreement

A Philippine law-governed agreement where services are exchanged for company equity, detailing service obligations, equity terms, and vesting conditions.

find out more

Phantom Stock Award Agreement

A Philippine law-governed agreement establishing terms for phantom stock awards, providing employees with synthetic equity benefits without actual share issuance.

find out more

Convertible Agreement Regarding Equity

A Philippine-compliant investment agreement allowing conversion of invested funds into equity shares at a future date, typically used for startup funding.

find out more

Preferred Stock Agreement

A legal agreement governing the issuance of preferred shares by a Philippine corporation, detailing shareholder rights, dividend terms, and corporate obligations under Philippine law.

find out more

Equity Repurchase Agreement

A Philippine law-governed agreement documenting a company's repurchase of its own shares from existing shareholders, including terms, conditions, and regulatory compliance requirements.

find out more

Equity Buyout Agreement

A Philippine law-governed agreement documenting the terms and conditions for the purchase and sale of equity shares in a company, including price, warranties, and closing requirements.

find out more

Private Equity Investment Agreement

Philippine-law governed agreement structuring private equity investment terms, share subscription, and investor rights in compliance with local corporate and securities regulations.

find out more

Restricted Stock Unit Award Agreement

A Philippine law-governed agreement establishing terms for granting Restricted Stock Units (RSUs) to employees as equity compensation.

find out more

Equity Pledge Agreement

A Philippine law-governed agreement creating a security interest over shares of stock as collateral for an obligation, with provisions complying with local corporate and securities regulations.

find out more

Standby Equity Purchase Agreement

A Philippine law-governed agreement establishing an investor's commitment to purchase newly issued shares of a company under predetermined terms and conditions.

find out more

Restricted Stock Unit Agreement

A Philippine law-governed agreement establishing terms for granting Restricted Stock Units (RSUs) to employees, including vesting conditions and regulatory compliance requirements.

find out more

Equity Commitment Agreement

A Philippine law-governed agreement documenting an investor's binding commitment to provide equity funding to a company under specified terms and conditions.

find out more

Convertible Equity Agreement

A Philippine law-governed agreement allowing investment to be converted into company equity shares at a future date, typically during subsequent financing rounds.

find out more

Phantom Equity Agreement

A Philippine law-governed agreement establishing synthetic equity rights that simulate share ownership benefits without transferring actual company shares.

find out more

Employee Equity Agreement

A Philippine law-governed agreement establishing terms for employee equity ownership, including shares/options grant, vesting, and exercise rights.

find out more

Standby Equity Distribution Agreement

A Philippine law-governed agreement establishing a flexible equity financing facility between an investor and a company, allowing for periodic share issuances in exchange for capital investment.

find out more

Private Equity Agreement

A Philippine law-governed agreement establishing terms and conditions for private equity investment, including investment structure, shareholder rights, and governance mechanisms.

find out more

Equity Financing Agreement

A Philippine law-governed agreement documenting the terms and conditions of an equity investment, including share issuance, investor rights, and regulatory compliance requirements.

find out more

Vested Equity Agreement

A Philippine-law governed agreement establishing terms for gradual equity ownership through vesting, compliant with local corporate and securities regulations.

find out more

Private Equity Subscription Agreement

A Philippine law-governed agreement documenting the terms and conditions of a private equity investment through share subscription in a company.

find out more

Equity Contribution Agreement

A Philippine law-governed agreement detailing the terms of capital contribution to a company in exchange for equity shares, including investment details and party obligations.

find out more

Equity Buyback Agreement

Philippine law-governed agreement for a company to repurchase its shares from existing shareholders, including terms, conditions, and regulatory compliance requirements.

find out more

Limited Partnership Agreement Private Equity

A Philippine law-governed agreement establishing a limited partnership structure for private equity investments, defining partner relationships and fund operations.

find out more

Equity Ownership Agreement

A Philippine law-governed agreement documenting the transfer of company share ownership between parties, including terms, conditions, and regulatory compliance requirements.

find out more

Equity Investment Agreement

A Philippine law-governed agreement documenting terms and conditions for equity investment in a company, including share acquisition, ownership rights, and investor protections.

find out more

Employee Stock Options Agreement

A Philippine law-governed agreement establishing terms for employee stock option grants, including vesting, exercise rights, and regulatory compliance requirements.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: https://www.genieai.co/our-research
Oops! Something went wrong while submitting the form.

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our Trust Centre for more details and real-time security updates.

Read our Privacy Policy.