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1. Letter Header: Audit firm's letterhead, date, and recipient's details including name, position, company, and address
2. Subject Line: Clear indication that this is an audit confirmation request, including the client company name and audit period
3. Introduction: Identifies the audit firm, the client being audited, and the purpose of the confirmation request
4. Scope of Confirmation: Specific details of what information needs to be confirmed
5. Response Instructions: Clear instructions on how to complete and return the confirmation, including deadline
6. Confidentiality Statement: Statement regarding the confidential nature of the information and its intended use
7. Authorization: Client's authorization for the third party to release information to the auditors
8. Signature Block: Space for auditor's signature, name, and firm details
1. Additional Verification Requests: Used when specific additional information beyond standard confirmations is required
2. Legal Disclaimer: Additional legal protections and limitations, used particularly when dealing with sensitive information or high-risk areas
3. Data Privacy Notice: Required when dealing with personal information under Privacy Act 2020
4. Alternative Contact Information: Included when there are multiple contact points or alternative methods for response
1. Schedule A - Confirmation Details: Detailed list of specific items requiring confirmation, often in table format
2. Schedule B - Response Form: Structured form for the recipient to complete, including specific confirmations and space for additional comments
3. Schedule C - Supporting Documentation Requirements: List of any additional documentation that needs to be provided with the confirmation
4. Appendix 1 - Client Authorization Letter: Copy of client's written authorization permitting the release of information
5. Appendix 2 - Instructions Guide: Detailed instructions for completing complex confirmations, if necessary
Auditor
Client
Confirmation Date
Confirming Party
Cut-off Date
Effective Date
Encumbrances
Financial Statements
ISA (NZ)
Material Information
Professional Standards
Relevant Information
Report Date
Responding Party
Response Deadline
Securities
Statement Date
Subject Matter
Third Party
Verification Items
XRB Standards
Financial Services
Banking
Insurance
Manufacturing
Retail
Technology
Healthcare
Professional Services
Real Estate
Construction
Energy
Mining
Agriculture
Telecommunications
Transport and Logistics
Audit
Finance
Accounting
Treasury
Legal
Compliance
Risk Management
Corporate Secretariat
Internal Control
Financial Reporting
Audit Partner
Senior Auditor
Audit Manager
Chief Financial Officer
Financial Controller
Account Manager
Treasury Manager
Company Secretary
Legal Counsel
Compliance Officer
Risk Manager
Finance Director
Accountant
External Auditor
Internal Auditor
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