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1. Parties: Identifies and defines the three main parties: Collateral Provider, Collateral Taker, and Custodian
2. Background: Sets out the context of the agreement and the relationship between the parties
3. Definitions and Interpretation: Defines key terms and establishes interpretation principles
4. Appointment of Custodian: Formal appointment and acceptance of the custodian's role
5. Custody Arrangements: Details of how collateral will be held and segregated
6. Collateral Requirements: Specifications for eligible collateral, valuation methods, and maintenance requirements
7. Transfer and Substitution of Collateral: Procedures for delivering, withdrawing, and substituting collateral
8. Rights and Obligations: Core responsibilities of each party
9. Instructions and Communications: Procedures for giving and acting on instructions
10. Fees and Expenses: Custodian's fees and allocation of costs
11. Default Events: Definition of events of default and consequences
12. Enforcement: Rights and procedures following an event of default
13. Liability and Indemnity: Allocation of risks and indemnification obligations
14. Representations and Warranties: Standard and specific representations by each party
15. Term and Termination: Duration of agreement and termination provisions
16. Miscellaneous: Standard boilerplate provisions including notices, amendments, governing law
1. Security Interest: Required when a separate security interest needs to be created over the collateral
2. Tax Provisions: Include when tax implications need specific addressing, particularly for cross-border arrangements
3. Regulatory Compliance: Added when specific regulatory requirements need detailed coverage
4. Sub-Custodian Provisions: Include when sub-custodians may be appointed
5. Electronic Trading Platform: Required when collateral management involves specific trading platforms
6. Multiple Currency Provisions: Include when collateral may be denominated in multiple currencies
7. Rehypothecation Rights: Include when collateral taker has rights to reuse collateral
8. Force Majeure: Detailed force majeure provisions where market standard provisions insufficient
1. Eligible Collateral Schedule: Detailed list of acceptable collateral types and their characteristics
2. Valuation Procedures: Detailed methodology for valuing different types of collateral
3. Operating Procedures: Detailed operational procedures for custodian services
4. Fee Schedule: Detailed breakdown of custodian fees and charges
5. Form of Notices: Standard forms for various notices under the agreement
6. Security Interest Documentation: Forms and procedures related to security interest creation
7. Authorized Persons: List of persons authorized to give instructions for each party
8. Service Level Agreement: Detailed service standards and performance metrics for custodian
Authorized Person
Business Day
Collateral
Collateral Account
Collateral Provider
Collateral Taker
Collateral Value
Custodian
Custody Services
Cut-off Time
Default Event
Delivery
Eligibility Criteria
Eligible Collateral
Enforcement Event
Exposure
Financial Instruments
Governing Law
Haircut
Instructions
Interest
Margin
Margin Call
Market Value
Notification Time
Operating Procedures
Parties
Permitted Investments
Regulatory Authority
Rehypothecation Rights
Relevant Market
Required Collateral Value
Securities
Security Interest
Service Level Agreement
Settlement Date
Sub-custodian
Substitution
Tax
Term
Transaction
Transfer
Valuation Date
Valuation Percentage
Valuation Time
Authority
Collateral Delivery
Collateral Eligibility
Collateral Management
Collateral Substitution
Collateral Valuation
Confidentiality
Costs and Expenses
Custody
Default
Enforcement
Fees
Force Majeure
Governing Law
Indemnification
Instructions
Interest
Liability
Margin
Notices
Representations and Warranties
Rights and Obligations
Security Interest
Segregation
Service Levels
Settlement
Sub-custody
Tax
Term and Termination
Transfer
Banking
Securities and Investment
Asset Management
Insurance
Financial Services
Investment Banking
Prime Brokerage
Custody Services
Fund Management
Treasury Services
Legal
Compliance
Risk Management
Operations
Trading
Treasury
Portfolio Management
Custody Operations
Credit
Documentation
Transaction Management
Client Services
Securities Services
Legal Counsel
Compliance Officer
Risk Manager
Operations Manager
Collateral Manager
Relationship Manager
Treasury Manager
Trading Manager
Portfolio Manager
Custody Operations Officer
Chief Operating Officer
Credit Risk Officer
Legal Documentation Specialist
Transaction Manager
Securities Services Manager
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