Employee Discipline Form for Hong Kong

Employee Discipline Form Template for Hong Kong

This document serves as a formal record of disciplinary actions taken against employees in Hong Kong workplaces, ensuring compliance with the Hong Kong Employment Ordinance and related labor laws. It provides a structured framework for documenting workplace incidents, violations of company policies, performance issues, and subsequent corrective actions. The form includes essential elements such as employee information, incident details, type of violation, previous warnings, required improvements, and formal acknowledgments from all parties involved. It is designed to protect both employer and employee interests while maintaining clear documentation for potential legal or administrative proceedings.

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What is a Employee Discipline Form?

The Employee Discipline Form is a crucial document used in Hong Kong workplaces to formally document and manage disciplinary proceedings against employees. It is designed in accordance with Hong Kong's Employment Ordinance and related employment legislation, providing a standardized approach to handling workplace misconduct, performance issues, or policy violations. The form should be used whenever formal disciplinary action is required, serving as an official record of the incident, the employer's response, and the employee's acknowledgment. It includes comprehensive documentation of the violation, any previous incidents, required corrective actions, and potential consequences, while ensuring procedural fairness and compliance with local employment laws. This document is essential for maintaining clear communication between all parties and can serve as important evidence in case of future disputes or legal proceedings.

What sections should be included in a Employee Discipline Form?

1. Employee Information: Basic details including employee name, ID number, department, position, and length of service

2. Incident Details: Specific information about the disciplinary issue including date, time, location, and nature of the incident

3. Type of Violation: Classification of the disciplinary violation (e.g., attendance, performance, conduct, policy violation)

4. Description of Incident: Detailed factual account of what occurred, including any supporting evidence or witness statements

5. Previous Warnings: Record of any prior disciplinary actions or warnings issued to the employee

6. Action Taken: Specific disciplinary measure being implemented (e.g., verbal warning, written warning, suspension)

7. Improvement Required: Clear statement of expected behavior changes and improvements required from the employee

8. Consequences: Statement of potential consequences if behavior/performance does not improve

9. Signatures: Space for signatures of the supervisor, HR representative, and employee, including date

What sections are optional to include in a Employee Discipline Form?

1. Employee Statement: Section for employee to provide their version of events or response to the disciplinary action - include when the employee wishes to provide a written statement

2. Union Representative: Details of union representative presence and input - include when employee is unionized and requests representation

3. Performance Improvement Plan: Detailed plan with specific goals and timeline - include for performance-related issues requiring structured improvement

4. Appeal Rights: Information about the employee's right to appeal and the process - include for serious disciplinary actions

5. Accommodation Requirements: Details of any workplace accommodations relevant to the situation - include when disability or special circumstances are factors

What schedules should be included in a Employee Discipline Form?

1. Evidence Records: Copies of relevant evidence supporting the disciplinary action (e.g., attendance records, incident reports, witness statements)

2. Company Policies: Copies of relevant company policies or procedures that were violated

3. Performance Data: Supporting documentation showing performance issues or trends

4. Communication Records: Copies of relevant emails, warnings, or other communications related to the incident

5. Training Records: Documentation of relevant training or guidance previously provided to the employee

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

Hong Kong

Publisher

Genie AI

Document Type

Termination Letter

Cost

Free to use
Relevant Industries

Financial Services

Manufacturing

Retail

Technology

Healthcare

Education

Professional Services

Hospitality

Construction

Transportation

Logistics

Real Estate

Media and Entertainment

Telecommunications

Public Sector

Non-Profit Organizations

Relevant Teams

Human Resources

Legal

Compliance

Operations

Management

Administration

Employee Relations

Industrial Relations

Relevant Roles

Human Resources Manager

HR Director

Department Manager

Supervisor

Line Manager

HR Officer

HR Business Partner

Employee Relations Manager

Compliance Officer

Chief Human Resources Officer

Operations Manager

General Manager

Team Leader

Branch Manager

Regional Manager

Chief Executive Officer

Department Head

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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