Risk Assessment Action Plan Template for England and Wales

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What is a Risk Assessment Action Plan?

The Risk Assessment Action Plan is a crucial document required by UK health and safety legislation, specifically for operations in England and Wales. It serves as both a legal compliance tool and a practical management system for addressing workplace risks. The document must be created when significant hazards are identified in the workplace, when operations change, or as part of regular safety reviews. It includes detailed risk evaluations, specific control measures, implementation timelines, and responsible parties for each action. This plan helps organizations meet their duty of care obligations while providing a clear roadmap for risk mitigation.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

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A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the Risk Assessment Action Plan

A Risk Assessment Action Plan is a comprehensive health and safety management document that helps you systematically address workplace hazards and comply with your legal obligations under England and Wales legislation. This plan transforms your risk assessment findings into actionable steps, ensuring that identified hazards are properly controlled and managed over time.

When do you need this document?

You must prepare a Risk Assessment Action Plan whenever significant workplace hazards are identified during routine safety assessments or following workplace incidents. This document becomes essential when introducing new equipment, processes, or substances that could affect employee safety. You'll also need to update your action plan when workplace conditions change, such as during office relocations, staff restructuring, or after receiving health and safety inspection reports. Regular reviews are required to ensure your existing control measures remain effective and compliant with current safety standards.

Key legal considerations

Your Risk Assessment Action Plan must demonstrate compliance with several critical legal requirements. The document should clearly identify responsible parties for each action item, establish realistic but prompt implementation timelines, and include measurable success criteria for each control measure. You must ensure that your plan addresses both immediate safety concerns and long-term risk prevention strategies. The action plan should integrate with your broader health and safety management system, including employee training programs, emergency procedures, and incident reporting mechanisms. Documentation quality is crucial, as this plan may be scrutinized during health and safety inspections or legal proceedings.

Legal requirements in England and Wales

Under the Health and Safety at Work etc. Act 1974, you have a statutory duty to ensure the health, safety, and welfare of your employees and others who may be affected by your business activities. The Management of Health and Safety at Work Regulations 1999 specifically require you to conduct suitable and sufficient risk assessments and implement appropriate control measures. Your Risk Assessment Action Plan must comply with Regulation 5, which mandates appropriate health and safety arrangements including effective planning, organization, and monitoring. For workplaces handling hazardous substances, you must also ensure compliance with the Control of Substances Hazardous to Health Regulations 2002 (COSHH). The Workplace (Health, Safety and Welfare) Regulations 1992 set additional requirements for basic workplace conditions that your action plan may need to address, including ventilation, lighting, and workspace design standards.

GOVERNING LAW

Applicable law

This Risk Assessment Action Plan is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974: Primary legislation providing the overarching framework for workplace health and safety. Includes Section 2 (duty to ensure employee safety) and Section 3 (duty to ensure safety of non-employees)

Management of Health and Safety at Work Regulations 1999: Key regulations requiring suitable risk assessments (Regulation 3), principles of prevention (Regulation 4), and health and safety arrangements (Regulation 5)

Workplace (Health, Safety and Welfare) Regulations 1992: Regulations covering basic workplace conditions including ventilation, temperature, lighting, cleanliness, room dimensions, and workstations

Control of Substances Hazardous to Health Regulations 2002: Regulations (COSHH) requiring employers to control substances that are hazardous to health in the workplace

Manual Handling Operations Regulations 1992: Legislation covering the moving and handling of loads in the workplace, requiring risk assessment of manual handling activities

Display Screen Equipment Regulations 1992: Regulations protecting workers who regularly use display screen equipment (DSE) such as computers

Personal Protective Equipment at Work Regulations 1992: Legislation governing the provision and use of personal protective equipment (PPE) in the workplace

RIDDOR 2013: Reporting of Injuries, Diseases and Dangerous Occurrences Regulations - requirements for reporting workplace accidents, diseases and incidents

Construction (Design and Management) Regulations 2015: Industry-specific regulations for managing health, safety and welfare in construction projects

Control of Major Accident Hazards Regulations 2015: Regulations aimed at preventing and mitigating the effects of major accidents involving dangerous substances

Food Safety Act 1990: Industry-specific legislation ensuring food safety and hygiene standards in food-related businesses

Fire Safety Order 2005: Regulations covering fire safety duties and requirements in non-domestic premises

Data Protection Act 2018: Legislation protecting personal data, relevant when risk assessments involve processing of personal information

Equality Act 2010: Legislation ensuring consideration of reasonable adjustments and equal treatment in risk assessment processes

Corporate Manslaughter and Corporate Homicide Act 2007: Act establishing corporate liability for manslaughter as a result of serious management failures resulting in a gross breach of duty of care

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