Health And Safety Policy Risk Assessment Template for England and Wales

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What is a Health And Safety Policy Risk Assessment?

The Health And Safety Policy Risk Assessment is a crucial document required by UK legislation to ensure workplace safety and legal compliance. It helps organizations identify potential hazards, assess risks, and implement appropriate control measures. This document is mandatory under the Health and Safety at Work etc. Act 1974 and must be regularly reviewed and updated. It serves as both a legal record and a practical tool for managing workplace safety in England and Wales, particularly important for organizations with five or more employees.

Reviewed by

Swetha Meenal

Legal Engineer, GenieAI

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A lawyer, legal researcher and legal tech founder, Swetha has built AI products deployed inside Tier 1 firms and enterprises. She ensures GenieAI's alignment with the latest regulation and executes testing on the legal robustness of Genie output.

Reviewed by

Imad Mohammed Nazar

Legal Engineer, GenieAI

Imad Mohammed Nazar profile photo

A Skadden-trained M&A lawyer, Imad advised on cross-border transactions and contractual risk before moving into legal AI. He reviews GenieAI's output for compliance and enforceability across our 150+ supported jurisdictions, as well as facilitating external benchmarking.

Jurisdiction

England and Wales

Publisher

GenieAI

Sector

Business

Cost

Free to use

Last updated

About the Health And Safety Policy Risk Assessment

A Health And Safety Policy Risk Assessment is your organization's systematic approach to identifying workplace hazards and evaluating the risks they pose to employees, contractors, and visitors. This comprehensive document not only fulfills your legal obligations under England and Wales health and safety legislation but also provides a structured framework for creating a safer working environment.

When do you need this document?

You must conduct and document a health and safety risk assessment if you employ five or more people, though it's considered best practice regardless of organization size. This assessment is required when establishing new workplace policies, introducing new equipment or processes, following workplace accidents or near-misses, or during regular policy reviews. Manufacturing facilities, construction sites, healthcare organizations, educational institutions, and office environments all require tailored risk assessments. You'll also need updated assessments when changing work procedures, relocating premises, or when health and safety regulations are updated.

Key legal considerations

Your risk assessment must demonstrate systematic identification of hazards, evaluation of associated risks, and implementation of appropriate control measures following the hierarchy of risk control. The document should clearly define organizational responsibilities, with specific roles assigned to health and safety officers, department managers, and senior leadership. Critical clauses include your policy statement demonstrating commitment to employee welfare, detailed risk scoring methodology, and comprehensive hazard identification covering physical, chemical, biological, and ergonomic risks. You must also document training requirements, emergency procedures, and monitoring arrangements. The assessment should address personal protective equipment requirements, manual handling procedures, and workplace environmental conditions. Regular review schedules and incident reporting mechanisms are essential components that demonstrate ongoing compliance.

Legal requirements in England and Wales

Under the Health and Safety at Work etc. Act 1974, employers have a fundamental duty to ensure the health, safety, and welfare of employees so far as is reasonably practicable. The Management of Health and Safety at Work Regulations 1999 specifically mandate that you conduct suitable and sufficient risk assessments and implement appropriate preventive and protective measures. Workplace (Health, Safety and Welfare) Regulations 1992 require assessment of basic working conditions including ventilation, lighting, and workspace adequacy. Personal Protective Equipment at Work Regulations 1992 mandate assessment of PPE requirements and provision of appropriate equipment. Manual Handling Operations Regulations 1992 require specific assessment of lifting, carrying, and moving operations. Your assessment must be recorded in writing if you employ five or more people, reviewed regularly, and updated when circumstances change. Failure to conduct adequate risk assessments can result in enforcement action, prosecution, and significant financial penalties.

GOVERNING LAW

Applicable law

This Health And Safety Policy Risk Assessment is drafted to comply with England and Wales law. Key legislation includes:

Health and Safety at Work etc. Act 1974 (HSWA): The fundamental piece of legislation for workplace health and safety that sets out general duties of employers, employees, and self-employed persons

Management of Health and Safety at Work Regulations 1999: Core regulations that mandate risk assessments, establish principles of prevention, and outline required health and safety arrangements

Workplace (Health, Safety and Welfare) Regulations 1992: Regulations covering basic workplace conditions including ventilation, temperature, lighting, cleanliness, room dimensions, and workstations

Personal Protective Equipment at Work Regulations 1992: Legislation governing the provision and use of personal protective equipment (PPE) in the workplace

Manual Handling Operations Regulations 1992: Regulations covering the lifting, carrying, pushing, and pulling of loads in the workplace

Display Screen Equipment Regulations 1992: Legislation specifically dealing with the health and safety requirements for work with computers and display screens

Control of Substances Hazardous to Health Regulations 2002 (COSHH): Regulations controlling exposure to hazardous substances in the workplace

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 (RIDDOR): Legislation requiring the reporting of work-related accidents, diseases and dangerous occurrences

First Aid at Work Regulations 1981: Regulations covering workplace first aid requirements including equipment, facilities and trained personnel

Fire Safety Order 2005: Legislation governing fire safety requirements and risk assessments in non-domestic premises

Electricity at Work Regulations 1989: Regulations covering the safety of electrical systems and electrical work activities

Work at Height Regulations 2005: Legislation governing all work conducted at height where there is risk of fall and injury

Control of Noise at Work Regulations 2005: Regulations protecting workers from risks to their health from exposure to noise at work

Construction Design and Management Regulations 2015: Specific regulations for construction projects, covering health, safety and welfare during construction work

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