The Stock Warrant Agreement is a crucial document used in Australian corporate financing and employee incentivization strategies. It is typically employed when companies want to provide stakeholders with the right to purchase shares at a predetermined price within a specific timeframe, whether as part of investment deals, employee compensation packages, or strategic partnerships. The agreement must comply with Australian corporate law, particularly the Corporations Act 2001 (Cth) and ASIC regulations, and includes detailed provisions on warrant terms, exercise procedures, and corporate action adjustments. For listed companies, ASX listing rules must also be considered. The document is essential for protecting both the issuing company's interests and warrant holders' rights while ensuring regulatory compliance.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc
1. Parties: Identification of the issuing company and the warrant holder(s)
2. Background: Context of the warrant issuance, including the company's authorization to issue the warrants and any relevant corporate approvals
3. Definitions: Detailed definitions of key terms used throughout the agreement
4. Grant of Warrants: Specific details of the warrants being granted, including number of shares, exercise price, and warrant certificates
5. Exercise Period: Terms regarding when the warrants can be exercised, including start date, expiration date, and any blackout periods
6. Exercise Procedure: Detailed process for exercising the warrants, including notice requirements and payment methods
7. Adjustment Provisions: Mechanisms for adjusting warrant terms in response to corporate actions (stock splits, dividends, etc.)
8. Representations and Warranties: Statements of fact and assurances from both the company and warrant holders
9. Transfer Restrictions: Limitations and conditions on the transfer of warrants to other parties
10. Termination: Circumstances under which the agreement or warrants may be terminated
11. Notices: Requirements for formal communications between parties
12. General Provisions: Standard legal provisions including governing law, amendments, and severability
1. Registration Rights: Rights of warrant holders to require registration of underlying shares for public trading, included when dealing with public companies
2. Tag-Along Rights: Rights of warrant holders to participate in sales of company shares, typically included in private company agreements
3. Anti-Dilution Provisions: Additional protections against dilution beyond standard adjustments, used in more complex warrant structures
4. Cashless Exercise Provisions: Allows exercise without cash payment through surrender of warrant value, optional based on company preference
5. Foreign Investment Provisions: Additional terms for compliance with foreign investment regulations, needed when warrant holders are foreign entities
6. Drag-Along Rights: Company's right to force warrant exercise or termination in certain circumstances, included based on company needs
1. Warrant Certificate Form: Template of the official warrant certificate to be issued
2. Exercise Notice Form: Standard form for warrant holders to notify the company of warrant exercise
3. Warrant Register Details: Format and content requirements for the company's warrant register
4. Authorized Shares: Details of the company's authorized share capital and reserved shares for warrant exercise
5. Calculation Methods: Detailed methodologies for calculating adjustments to warrant terms
6. Required Regulatory Approvals: List of necessary regulatory approvals and compliance requirements
Relevant legal definitions
Agreement
ASIC
ASX
Board
Business Day
Change of Control
Company
Corporations Act
Exercise Date
Exercise Notice
Exercise Period
Exercise Price
Expiry Date
Fair Market Value
Fully Diluted Share Capital
Holder
Issue Date
Material Adverse Effect
Nominee
Notice
Ordinary Shares
Person
Register
Related Body Corporate
Security Interest
Share Capital
Shareholders
Subscription Rights
Trading Day
Warrant Certificate
Warrant Register
Warrants
Warrant Shares
Original Issue Price
Regulatory Approval
Transfer
Permitted Transfer
Qualifying IPO
Adjustment Event
Completion
Confidential Information
Constitution
Encumbrance
GST
Implementation Date
Insolvency Event
Market Price
Representative
Security Holder
Subsidiary
Tax
Transaction Documents
ASIC
ASX
Board
Business Day
Change of Control
Company
Corporations Act
Exercise Date
Exercise Notice
Exercise Period
Exercise Price
Expiry Date
Fair Market Value
Fully Diluted Share Capital
Holder
Issue Date
Material Adverse Effect
Nominee
Notice
Ordinary Shares
Person
Register
Related Body Corporate
Security Interest
Share Capital
Shareholders
Subscription Rights
Trading Day
Warrant Certificate
Warrant Register
Warrants
Warrant Shares
Original Issue Price
Regulatory Approval
Transfer
Permitted Transfer
Qualifying IPO
Adjustment Event
Completion
Confidential Information
Constitution
Encumbrance
GST
Implementation Date
Insolvency Event
Market Price
Representative
Security Holder
Subsidiary
Tax
Transaction Documents
Clauses
Grant of Warrants
Exercise Rights
Exercise Price
Exercise Period
Exercise Procedure
Adjustment Provisions
Anti-Dilution Protection
Transfer Restrictions
Representations and Warranties
Covenants
Information Rights
Registration Rights
Tag-Along Rights
Drag-Along Rights
Confidentiality
Notice Requirements
Share Issuance
Voting Rights
Dividend Rights
Corporate Actions
Change of Control
Termination
Assignment
Amendment
Governing Law
Dispute Resolution
Force Majeure
Severability
Entire Agreement
Costs and Expenses
Compliance with Laws
Further Assurance
Indemnification
Regulatory Approvals
Exercise Rights
Exercise Price
Exercise Period
Exercise Procedure
Adjustment Provisions
Anti-Dilution Protection
Transfer Restrictions
Representations and Warranties
Covenants
Information Rights
Registration Rights
Tag-Along Rights
Drag-Along Rights
Confidentiality
Notice Requirements
Share Issuance
Voting Rights
Dividend Rights
Corporate Actions
Change of Control
Termination
Assignment
Amendment
Governing Law
Dispute Resolution
Force Majeure
Severability
Entire Agreement
Costs and Expenses
Compliance with Laws
Further Assurance
Indemnification
Regulatory Approvals
Relevant Industries
Technology
Mining and Resources
Financial Services
Healthcare and Biotechnology
Real Estate
Manufacturing
Renewable Energy
Start-ups and Venture Capital
Private Equity
Professional Services
Relevant Teams
Legal
Finance
Corporate Development
Treasury
Compliance
Human Resources
Board of Directors
Company Secretariat
Investment Relations
Risk Management
Relevant Roles
Chief Executive Officer
Chief Financial Officer
General Counsel
Corporate Lawyer
Company Secretary
Finance Director
Compliance Officer
Investment Manager
Corporate Development Manager
Treasury Manager
Board Director
Equity Capital Markets Manager
HR Director
Financial Controller
Legal Counsel
Find the exact document you need
Buy Back Option Contract
An Australian legal agreement granting the original seller the right to repurchase property or assets under specified terms and conditions.
find out more
Profit Split Agreement
An Australian-law governed agreement establishing the framework for profit sharing between multiple parties, including calculation methods and distribution mechanisms.
find out more
Preference Shares Agreement
An Australian law-governed agreement establishing the terms and conditions for issuing preference shares, including dividend rights, voting rights, and capital return priorities.
find out more
Equipment Transfer Agreement
An Australian law-governed agreement documenting the transfer of equipment ownership between parties, including transfer terms, warranties, and regulatory compliance.
find out more
Shares Agreement
An Australian legal document governing the transfer of company shares, compliant with the Corporations Act 2001 and state legislation.
find out more
Share Surrender Agreement
An Australian law agreement documenting the voluntary surrender of shares by a shareholder back to the company, including terms, conditions, and completion requirements.
find out more
Term Sheet Share Purchase Agreement
An Australian law-governed preliminary document outlining key terms and conditions for a proposed share acquisition, serving as the basis for the final share purchase agreement.
find out more
Stock Cancellation Agreement
An Australian law agreement documenting the terms and process for cancelling shares in a company, ensuring compliance with the Corporations Act 2001 and related legislation.
find out more
Share Transfer Agreement Private Company
An Australian legal agreement documenting the transfer of shares in a private company, outlining terms, conditions, and obligations of the share transfer transaction.
find out more
Buffer Stock Agreement
An Australian-law governed agreement establishing terms for buffer stock management and commodity reserve maintenance.
find out more
Stock For Services Agreement
An Australian-law governed agreement for issuing company shares as compensation for professional services, structured to comply with local corporate and securities regulations.
find out more
Founder Repurchase Agreement
An Australian legal agreement establishing terms for a company to repurchase shares from a founder, compliant with the Corporations Act 2001.
find out more
Stock Compensation Agreement
An Australian-law governed agreement setting out terms for employee equity compensation, including grant, vesting, and exercise conditions.
find out more
Share Purchase Agreement Of Private Limited Company
An Australian law-governed agreement for the sale and purchase of shares in a private limited company, setting out terms, conditions, and parties' obligations.
find out more
Stock Buyout Agreement
An Australian-law governed agreement for the purchase of shares from existing shareholders, detailing transfer terms, payment conditions, and regulatory compliance requirements.
find out more
Stock Sale Contract
An Australian law-governed agreement for the sale and purchase of shares in a company, detailing all terms and conditions of the share transfer.
find out more
Stock Power Agreement
An Australian legal document that authorizes and executes the transfer of share ownership between parties, complying with Australian corporate law requirements.
find out more
Employee Stock Purchase Agreement
An Australian-law governed agreement enabling employees to purchase company shares under regulated terms and conditions, complying with local corporate and tax requirements.
find out more
Stock Appreciation Rights Agreement
An Australian-law governed agreement establishing terms for Stock Appreciation Rights granted to employees, including vesting, exercise, and payment conditions.
find out more
Sale Of Shares In Private Company Agreement
An Australian law-governed agreement for the sale and purchase of shares in a private company, detailing terms, conditions, and obligations of all parties involved.
find out more
Share Subscription Agreement And Share Purchase Agreement
An Australian agreement governing both the subscription of new shares and purchase of existing shares in a company, combining share issuance and transfer provisions.
find out more
Stock Warrant Agreement
An Australian-law governed agreement setting out terms for the issuance and exercise of stock warrants, including rights and obligations of the issuing company and warrant holders.
find out more
Non Qualified Stock Option Agreement
An Australian-law governed agreement establishing terms for granting and exercising stock options, typically used for employee/contractor equity compensation.
find out more
Stock Transfer Restriction Agreement
An Australian law-governed agreement that establishes restrictions and procedures for the transfer of company shares, including approval processes and ownership control mechanisms.
find out more
Stock Lease Agreement
An Australian-law governed agreement for leasing livestock, establishing terms between owner and operator including management, payments, and regulatory compliance.
find out more
Stock Distribution Agreement
An Australian law-governed agreement establishing terms for stock distribution, including rights, obligations, and compliance requirements under Australian securities regulations.
find out more
Bill Of Sale Stock Purchase Agreement
An Australian law-governed agreement documenting the sale and purchase of company shares, including terms, conditions, and completion requirements.
find out more
Share Vesting Agreement
An Australian-law governed agreement setting out terms and conditions for the gradual vesting of company shares to recipients, typically used in employee equity arrangements.
find out more
Stock Investment Agreement
An Australian law-governed agreement detailing the terms and conditions for share investment in a company, including investment terms, shareholder rights, and regulatory compliance requirements.
find out more
Phantom Stock Award Agreement
An Australian-law agreement establishing terms for phantom stock awards, providing synthetic equity benefits without actual share issuance.
find out more
Share Purchase Agreement And Shareholders Agreement
An Australian law-compliant document package combining share purchase terms and ongoing shareholder arrangements for company ownership and governance.
find out more
Agreement For Sale Of Shares To Another Shareholder
An Australian law-governed agreement for the sale and transfer of company shares between existing shareholders, including terms, conditions, and completion mechanisms.
find out more
Stock Redemption Agreement
An Australian law-governed agreement detailing the terms and process for a company to repurchase shares from an existing shareholder.
find out more
Partnership Share Transfer Agreement
An Australian legal agreement documenting the transfer of partnership interests between parties, including terms, conditions, and compliance with federal and state partnership laws.
find out more
Share Mortgage Agreement
An Australian law-governed agreement creating a security interest over shares as collateral for financial obligations.
find out more
Preferred Stock Purchase Agreement
An Australian law-governed agreement for the purchase of preferred shares, outlining investment terms, shareholder rights, and regulatory compliance requirements.
find out more
Stock Option Cancellation Agreement
An Australian law agreement documenting the cancellation of stock options between a company and option holder, including terms of surrender and any consideration.
find out more
Stock Issuance Agreement
An Australian law-governed agreement detailing the terms and conditions for issuing new company shares to specified subscribers.
find out more
Share Ownership Agreement
An Australian legal agreement that governs the relationship between company shareholders, establishing their rights and obligations under Australian corporate law.
find out more
Share Cancellation Agreement
An Australian law agreement for the formal cancellation of company shares, including terms, consideration, and regulatory compliance requirements.
find out more
Genie’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; Genie’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)
.png)