Warrant Agreement for Malta

Warrant Agreement Template for Malta

Create a bespoke document in minutes, or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Warrant Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Warrant Agreement

"I need a Warrant Agreement under Maltese law for our employee incentive scheme, covering 100,000 warrants exercisable at €2.50 per share, with a 3-year vesting period starting March 2025 and including anti-dilution provisions."

Your data doesn't train Genie's AI

You keep IP ownership of your information

Generate a Bespoke Document

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Warrant Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc

What is a Warrant Agreement?

The Warrant Agreement is a sophisticated financial instrument document used in Malta's financial services sector, designed to comply with both Maltese law and EU regulations. This document type is essential when companies wish to issue warrants, whether as part of a financing round, employee compensation package, or strategic transaction. The Warrant Agreement details the fundamental rights and obligations of all parties, including precise exercise terms, pricing mechanisms, and adjustment provisions. It's particularly relevant in Malta's growing financial services sector, where companies often use warrants for capital raising or incentive schemes. The agreement must navigate both local Maltese legal requirements and broader EU financial regulations, making it a complex but crucial document for corporate transactions.

What sections should be included in a Warrant Agreement?

1. Parties: Identification of the issuing company and the warrant holders or their representative

2. Background: Context of the warrant issuance, including corporate authorizations and purpose

3. Definitions and Interpretation: Key terms used throughout the agreement and rules of interpretation

4. Issuance of Warrants: Details of warrant creation, number of warrants, and underlying securities

5. Exercise Rights: Terms governing when and how warrants can be exercised

6. Exercise Price and Payment: Specification of exercise price, payment methods, and any adjustments

7. Exercise Procedure: Step-by-step process for exercising warrants

8. Adjustment Provisions: Mechanisms for adjusting warrant terms due to corporate actions

9. Representations and Warranties: Statements of fact and assurances from both parties

10. Transfer Restrictions: Limitations on the transfer of warrants

11. Notices: Communication requirements and methods between parties

12. Term and Termination: Duration of the agreement and circumstances for early termination

13. Governing Law and Jurisdiction: Specification of Maltese law and jurisdiction

14. General Provisions: Standard boilerplate clauses including amendments, waiver, and severability

What sections are optional to include in a Warrant Agreement?

1. Registration Rights: Required if warrant holders have rights to register underlying securities

2. Market Listing Provisions: Include if warrants will be listed on a regulated market

3. Employee-Specific Terms: Required for employee warrant schemes including vesting provisions

4. Anti-dilution Provisions: Detailed protections against dilution of warrant value

5. Tax Provisions: Specific tax treatment and obligations, particularly for international holders

6. Escrow Arrangements: Required if warrant certificates are held in escrow

7. Tag-Along Rights: Include if warrant holders have rights in case of company sale

8. Foreign Investment Provisions: Required for compliance with foreign investment regulations

What schedules should be included in a Warrant Agreement?

1. Warrant Certificate Form: Template of the physical or electronic warrant certificate

2. Exercise Notice Form: Standard form for warrant holders to execute their exercise rights

3. Calculation Methods: Detailed methodology for adjustments and calculations

4. Corporate Authorizations: Copies of board and shareholder resolutions authorizing warrant issuance

5. Registration Rights Details: Specific procedures and timeframes for registration rights if applicable

6. Underlying Securities Terms: Details of the shares or other securities subject to the warrants

7. Payment Instructions: Detailed instructions for making payment upon warrant exercise

8. Tax Forms: Required tax documentation and forms for warrant exercise

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions
Clauses
Relevant Industries

Financial Services

Investment Banking

Technology

Real Estate

Manufacturing

Healthcare

Energy

Telecommunications

E-commerce

Gaming and Entertainment

Maritime

Professional Services

Biotechnology

Infrastructure

Renewable Energy

Relevant Teams

Legal

Finance

Corporate Development

Treasury

Compliance

Risk Management

Board of Directors

Executive Management

Corporate Secretariat

Investment Relations

Corporate Finance

Human Resources

Relevant Roles

Chief Financial Officer

Legal Counsel

Corporate Secretary

Investment Banker

Finance Director

Compliance Officer

Securities Lawyer

Corporate Lawyer

Financial Controller

Investment Manager

Board Director

Chief Executive Officer

Treasury Manager

Risk Manager

Company Secretary

Corporate Finance Manager

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

No items found.

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it

2 AI Docs LeftGet Instant Access