Sell Buy Back Agreement for Hong Kong

Sell Buy Back Agreement Template for Hong Kong

A Hong Kong law-governed agreement that documents a securities financing transaction where one party sells securities to another party with a simultaneous commitment to repurchase equivalent securities at a specified future date at an agreed price. The agreement details the terms and conditions of the transaction, including pricing mechanisms, margin requirements, rights and obligations of parties, default provisions, and regulatory compliance requirements under Hong Kong law. It incorporates specific provisions for securities transfer, income payments, and risk allocation, while ensuring compliance with Hong Kong securities regulations and banking ordinances.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Sell Buy Back Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc

What is a Sell Buy Back Agreement?

The Sell Buy Back Agreement is a critical document used in securities financing transactions under Hong Kong law. It is employed when parties wish to enter into a transaction involving the temporary transfer of securities against cash with a commitment to reverse the transaction at a future date. This agreement is particularly useful for liquidity management, financing of securities positions, and yield enhancement strategies. The document includes detailed provisions for pricing, margin maintenance, income payments, and default scenarios, while ensuring compliance with Hong Kong regulatory requirements including the Securities and Futures Ordinance and Banking Ordinance. It is commonly used by financial institutions, investment firms, and corporate treasuries operating in the Hong Kong market.

What sections should be included in a Sell Buy Back Agreement?

1. Parties: Identification of seller and buyer with full legal names and addresses

2. Background: Context of the agreement and relationship between parties

3. Definitions and Interpretation: Key terms used in the agreement, including financial terms, pricing mechanisms, and market terminology

4. Sale and Repurchase: Core transaction terms including initial sale and commitment to repurchase

5. Purchase Price and Repurchase Price: Calculation methodologies, pricing components, and payment terms

6. Transfer of Title and Risk: Provisions regarding ownership transfer and risk allocation

7. Margin Maintenance: Requirements for margin calls and margin transfers

8. Income Payments: Treatment of dividends, interest, or other income on the securities

9. Payment and Transfer: Mechanics and timing of payments and securities transfers

10. Events of Default: Definition of default events and consequences

11. Tax Provisions: Tax implications and responsibilities

12. Representations and Warranties: Standard and transaction-specific representations

13. Termination: Termination events and procedures

14. Governing Law and Jurisdiction: Specification of Hong Kong law and jurisdiction provisions

What sections are optional to include in a Sell Buy Back Agreement?

1. Substitution: Optional provision allowing substitution of securities, include if parties want flexibility to change securities during the transaction

2. Agency Provisions: Include when either party acts as agent rather than principal

3. Force Majeure: Additional provisions for market disruption or extraordinary events

4. Buy-in Procedures: Include if parties want specific procedures for buying in securities upon failure to deliver

5. Electronic Trading Provisions: Include if transactions will be executed through electronic platforms

6. Netting Provisions: Include if parties want to enable cross-transaction netting

7. Break Costs: Include if parties want specific provisions for early termination costs

What schedules should be included in a Sell Buy Back Agreement?

1. Schedule 1 - Form of Confirmation: Standard form for transaction confirmations

2. Schedule 2 - Eligible Securities: List and characteristics of securities eligible for transactions

3. Schedule 3 - Pricing Sources: Agreed sources for market pricing and calculations

4. Schedule 4 - Contact Details: Administrative and operational contact information

5. Schedule 5 - Legal Opinions: Form of required legal opinions

6. Appendix A - Standard Settlement Instructions: Payment and securities settlement instructions

7. Appendix B - Forms of Notices: Standard forms for margin calls, substitution notices, and other communications

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

Hong Kong

Publisher

Genie AI

Document Type

Contract to Sell

Cost

Free to use
Relevant legal definitions
Clauses
Relevant Industries

Financial Services

Banking

Securities Trading

Investment Management

Insurance

Corporate Treasury

Asset Management

Capital Markets

Wealth Management

Financial Technology

Relevant Teams

Legal

Trading

Operations

Risk Management

Compliance

Treasury

Securities Finance

Collateral Management

Financial Control

Middle Office

Front Office

Documentation

Portfolio Management

Settlements

Credit Risk

Relevant Roles

Trading Manager

Securities Operations Officer

Legal Counsel

Risk Manager

Compliance Officer

Portfolio Manager

Treasury Manager

Securities Finance Manager

Collateral Manager

Financial Controller

Operations Director

Trading Desk Head

Investment Officer

Legal Director

Risk Control Officer

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Online Sales Agreement

Hong Kong-governed agreement setting out terms and conditions for online sales, including order processing, payments, delivery, and consumer rights.

Download

Deed Of Sale Tax Declaration

A Hong Kong legal document that declares tax obligations and stamp duty requirements for property sales, ensuring compliance with local tax regulations.

Download

Buy Sell Agreement (Real Estate)

A Hong Kong law-governed agreement documenting the terms and conditions for the sale and purchase of real estate property, including all essential transaction details and legal requirements.

Download

As Is Sale Agreement

A Hong Kong law-governed agreement for the sale of assets in their current condition without warranties, documenting the asset's condition and including specific warranty disclaimers.

Download

Real Estate Security Agreement

A Hong Kong-governed agreement creating security interests over real property, establishing terms for property collateral and enforcement rights under Hong Kong law.

Download

Deed Of Sale Motorcycle

A Hong Kong law-governed deed that formalizes the sale and transfer of ownership of a motorcycle, ensuring compliance with local transport regulations and registration requirements.

Download

Contract To Sell Land

A legally binding agreement for the sale and purchase of real property in Hong Kong, complying with local property law requirements and establishing the terms and conditions of the transaction.

Download

Agreement For Sale Of Immovable Property

A Hong Kong law-governed agreement for the sale and purchase of real property, detailing terms, conditions, and obligations of both vendor and purchaser.

Download

Agreement And Bill Of Sale

A Hong Kong law-governed document that combines a sales agreement with proof of ownership transfer, detailing terms of sale and transfer of title.

Download

Agency Agreement For Sale Of Products

A Hong Kong law-governed agreement establishing the terms and conditions for an agent to sell products on behalf of a principal, including rights, obligations, and commission structures.

Download

Legal Risk Assessment

A Hong Kong law-compliant assessment document analyzing and evaluating an organization's legal risks and recommended mitigation strategies.

Download

Deed Of Sale Of Firearms

A Hong Kong law-governed deed for the legal sale and transfer of firearms between authorized parties, complying with local firearms regulations.

Download

Apartment Sale Contract

A Hong Kong law-governed contract for the sale and purchase of residential apartments, detailing terms, conditions, and requirements for property transfer under local regulations.

Download

Private Road Agreement

A Hong Kong law-governed agreement establishing rights, obligations, and responsibilities for private road use, maintenance, and management.

Download

Conditional Sale And Purchase Agreement

A Hong Kong law-governed agreement setting out conditional terms for sale and purchase of assets, subject to specific conditions being met before completion.

Download

Contract To Sell With Assumption Of Mortgage

A Hong Kong law-governed agreement for property sale where the buyer assumes the seller's existing mortgage, combining property transfer and mortgage assumption provisions.

Download

Exclusive Selling Agency Agreement

A Hong Kong law-governed agreement establishing an exclusive selling agency relationship, defining territorial rights, commissions, and mutual obligations between principal and agent.

Download

Used Vehicle Bill Of Sale

A Hong Kong-compliant legal document that records the sale and transfer of ownership of a used vehicle between parties, including key transaction details and terms.

Download

Real Estate Release Form

A legal document under Hong Kong law used to formally relinquish rights or interests in real property, complying with local property and registration ordinances.

Download

Property Bill Of Sale

A legal document under Hong Kong law that transfers property ownership from seller to buyer, containing essential sale terms and property details.

Download

Retail License Agreement

A Hong Kong law-governed agreement granting retail operators the right to sell products or services under a brand owner's trademark and specifications.

Download

Vehicle Bill Of Sale

A Hong Kong-compliant legal document that records and formalizes the transfer of vehicle ownership between parties.

Download

Motor Vehicle Purchase Contract

A Hong Kong law-governed agreement for the sale and purchase of motor vehicles, including terms for transfer of ownership and registration requirements.

Download

Commercial Real Estate Purchase And Sale Agreement

A Hong Kong law-governed agreement for the sale and purchase of commercial real estate, detailing transaction terms and regulatory compliance requirements.

Download

Simple Consent Form

A Hong Kong-compliant consent form documenting explicit permission for specific actions or data use, structured according to local legal requirements.

Download

Real Estate Contract Form

A standardized contract form for real estate transactions in Hong Kong, compliant with local property laws and regulations.

Download

Purchase And Sale Agreement Oil And Gas

Hong Kong-governed agreement for oil and gas purchase and sale, detailing product specifications, commercial terms, and regulatory compliance requirements.

Download

Sell Buy Back Agreement

A Hong Kong law-governed agreement documenting the sale of securities with a commitment to repurchase them at a future date for an agreed price.

Download

Direct Purchase Agreement

A Hong Kong law-governed agreement establishing terms for direct purchase of goods between buyer and seller.

Download

Company Sale Agreement

A legally binding agreement under Hong Kong law governing the sale and purchase of a company, including terms, conditions, and regulatory compliance requirements.

Download

Sell And Buy Back Agreement

A Hong Kong law-governed agreement documenting the sale of securities with a commitment to repurchase them at a future date and price.

Download

Exclusive Seller Agreement

A Hong Kong law-governed agreement establishing exclusive selling rights between a principal and seller, defining territorial rights and commercial terms.

Download

Online Sale Agreement

Hong Kong-governed agreement setting out terms and conditions for online sales, including e-commerce operations, user rights, and platform obligations.

Download

Binding Sale Agreement

A legally binding sale agreement under Hong Kong law establishing terms and conditions for the sale and purchase of goods between parties.

Download

Sale Of Business Contract

A Hong Kong law-governed agreement detailing the terms and conditions for the sale and purchase of a business, including all essential transaction elements and regulatory compliance requirements.

Download

Private Equity Subscription Agreement

A Hong Kong law-governed agreement documenting terms and conditions for private equity investment through share subscription in a target company.

Download

Business Sales Agreement

A Hong Kong law-governed agreement establishing terms for business-to-business sales transactions, including pricing, delivery, and quality standards.

Download

Asset Sale Agreement

A Hong Kong law-governed agreement detailing the terms and conditions for the sale and purchase of specific assets between parties, including asset details, price, and transfer mechanics.

Download

Sale Of Equipment Contract

A Hong Kong law-governed agreement for the sale and purchase of equipment, specifying terms, conditions, and obligations of both seller and buyer.

Download

Sale Leaseback Agreement

A Hong Kong law-governed agreement combining property sale and leaseback arrangements in a single transaction, enabling property sale while maintaining occupancy rights.

Download
See more related templates

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it

2 Docs LeftAccess Now