The Investment Consulting Agreement is a crucial document for financial services providers operating in Hong Kong's sophisticated financial market. It is used when an investment consultant or advisory firm agrees to provide professional investment advice and consulting services to clients, whether individuals, corporations, or institutional investors. The agreement must comply with Hong Kong's robust regulatory framework, particularly the Securities and Futures Ordinance and SFC requirements. It typically includes detailed provisions on service scope, regulatory compliance, risk disclosures, fees, and professional obligations. This document is essential for protecting both parties' interests while ensuring compliance with Hong Kong's financial regulations and professional standards.

1. Parties: Identification of the investment consultant and the client, including their full legal names, registration details, and addresses

2. Background: Context of the agreement, including consultant's qualifications and client's objectives

3. Definitions: Key terms used throughout the agreement, including technical and regulatory terminology

4. Appointment and Scope of Services: Formal appointment of consultant and detailed description of investment consulting services to be provided

5. Regulatory Compliance: Statements regarding SFC licensing, regulatory requirements, and compliance obligations

6. Fees and Payment Terms: Consulting fees, payment schedule, expenses, and payment methods

7. Representations and Warranties: Key statements of fact and promises by both parties, including regulatory status and capabilities

8. Obligations of the Consultant: Specific duties, standard of care, reporting requirements, and service standards

9. Obligations of the Client: Client's responsibilities, including information provision and cooperation

10. Confidentiality: Protection and handling of confidential information and trade secrets

11. Data Protection: Compliance with Personal Data (Privacy) Ordinance and data handling procedures

12. Intellectual Property: Ownership and usage rights of reports, analysis, and materials

13. Limitation of Liability: Extent and limits of consultant's liability, subject to Hong Kong law

14. Term and Termination: Duration of agreement and circumstances for termination

15. General Provisions: Standard clauses including notices, amendments, governing law, etc.