Arbitration Confidentiality Agreement Template for England and Wales
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What is a Arbitration Confidentiality Agreement?
An Arbitration Confidentiality Agreement in England and Wales makes express the implied common law duty of confidentiality that attaches to arbitral proceedings under the principle in Dolling-Baker v Merrett [1990]. It covers all parties, legal advisers, experts, and the tribunal. The agreement specifies the categories of protected information, the permitted exceptions, and the remedies available for breach, providing clearer protection than the implied duty alone.
About the Arbitration Confidentiality Agreement
An arbitration confidentiality agreement is a legally binding contract that protects sensitive information shared during arbitration proceedings. When you enter into arbitration, you'll often need to disclose confidential business information, trade secrets, financial data, or proprietary processes to resolve your dispute effectively. This agreement ensures that all participants—including opposing parties, arbitrators, legal representatives, and expert witnesses—maintain strict confidentiality throughout the process and beyond.
When do you need this document?
You need an arbitration confidentiality agreement whenever sensitive information will be disclosed during arbitration proceedings. This is particularly crucial in commercial disputes involving intellectual property, where trade secrets or proprietary technology might be revealed as evidence. You'll also need this agreement when financial information, customer lists, business strategies, or competitive data must be shared to resolve the dispute. Many arbitration institutions require confidentiality agreements before proceeding, especially in high-stakes commercial matters. Additionally, if your original contract didn't include adequate confidentiality provisions for arbitration, this standalone agreement fills that gap.
Key legal considerations
Your arbitration confidentiality agreement must clearly define what constitutes confidential information and specify the scope of protection. Include provisions for marking confidential documents, handling physical and electronic materials, and restricting disclosure to authorized personnel only. The agreement should address return or destruction of confidential materials after arbitration concludes and establish consequences for breach, including monetary damages and injunctive relief. Consider including exceptions for information that becomes publicly available through no fault of the receiving party or information required to be disclosed by law. You should also specify the duration of confidentiality obligations, which often extend indefinitely for trade secrets but may have time limits for other sensitive information.
Legal requirements in United States
Under United States law, arbitration confidentiality agreements must comply with the Federal Arbitration Act, which governs most commercial arbitration proceedings. The agreement must be clear, specific, and enforceable under federal and state contract law principles. You must ensure the confidentiality provisions don't conflict with mandatory disclosure requirements under federal rules of evidence or civil procedure. State arbitration statutes may impose additional requirements, particularly regarding the enforceability of confidentiality provisions and available remedies for breach. The agreement should also comply with applicable trade secret laws, both federal and state, which provide additional protection for confidential business information. Consider including choice of law and venue provisions to ensure consistent enforcement across jurisdictions where parties may be located.
GOVERNING LAW
Applicable law
This Arbitration Confidentiality Agreement is drafted to comply with England and Wales law. Key legislation includes:
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