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1. Parties: Identification of the lender and borrower, including full legal names and addresses
2. Background: Context of the agreement and general purpose of the security loan arrangement
3. Definitions and Interpretation: Detailed definitions of terms used throughout the agreement and rules of interpretation
4. Loan of Securities: Core provisions regarding the lending of securities, including transfer mechanisms and conditions precedent
5. Collateral Requirements: Details of required collateral, including type, value, and maintenance requirements
6. Loan Fee and Rebate: Terms of compensation for the loan, including fees, rebates, and payment mechanics
7. Rights and Obligations: Specific rights and obligations of each party during the loan period
8. Representations and Warranties: Standard and specific representations and warranties from each party
9. Events of Default: Definition of events of default and their consequences
10. Termination: Provisions for termination of the agreement and individual loans
11. Settlement and Delivery: Procedures for settling transactions and delivering securities
12. Indemnification: Mutual indemnification provisions and limitation of liability
13. Notices: Communication requirements and contact details
14. Governing Law and Jurisdiction: Choice of law and jurisdiction for dispute resolution
1. Tax Provisions: Specific tax considerations and obligations - include when cross-border lending is involved
2. Foreign Securities Provisions: Additional provisions for dealing with foreign securities - include when non-Canadian securities are involved
3. Agency Provisions: Additional provisions when one or more parties are acting as agents - include for agency arrangements
4. Market Disruption: Provisions dealing with market disruption events - include for longer-term arrangements
5. Electronic Trading Platform: Provisions related to electronic trading platforms - include when using specific trading systems
6. Regulatory Compliance: Specific regulatory compliance requirements - include when dealing with regulated entities
7. Multiple Currency Provisions: Provisions for handling multiple currencies - include when different currencies are involved
1. Schedule A - Eligible Securities: List of securities eligible for lending under the agreement
2. Schedule B - Eligible Collateral: List of acceptable forms of collateral and their respective haircuts
3. Schedule C - Fee Schedule: Detailed breakdown of fees, rebates, and other charges
4. Schedule D - Operating Procedures: Detailed procedures for borrowing/lending, marking to market, and settlements
5. Schedule E - Form of Loan Confirmation: Standard form for confirming individual security loans
6. Schedule F - Notice Details: Detailed contact information for all types of notices
7. Schedule G - Tax Documentation: Required tax forms and documentation
8. Appendix 1 - Standard Settlement Instructions: Details of settlement procedures and account information
Applicable Law
Approved Security
Available Securities
Borrowed Securities
Borrower
Borrowing Request
Business Day
Canadian Dollar Equivalent
Cash Collateral
Close of Business
Collateral
Collateral Excess
Collateral Margin
Collateral Value
Corporate Action
Default Notice
Dividend
Distribution
Early Termination Date
Eligible Collateral
Event of Default
Equivalent Collateral
Equivalent Securities
Income
Income Payment Date
Interest Period
Lender
Lending Fee
Loan
Loan Confirmation
Loan Date
Loaned Securities
Margin Call
Margin Percentage
Margin Requirement
Market Value
Non-Cash Collateral
Notice of Exclusive Control
Payment Date
Permitted Purpose
Prime Rate
Rebate Rate
Recall Notice
Reference Price
Relevant Exchange
Relevant Jurisdiction
Return Date
Securities
Securities Account
Settlement Date
Spot Rate
Standard Settlement Time
Tax
Term
Trading Day
Transfer
Valuation Date
Voting Rights
Collateral Requirements
Margin Maintenance
Transfer of Securities
Fee Payment
Income and Distributions
Corporate Actions
Voting Rights
Representations and Warranties
Covenants
Events of Default
Remedies
Set-off Rights
Termination
Market Disruption
Force Majeure
Tax Provisions
Regulatory Compliance
Indemnification
Confidentiality
Assignment and Transfer
Notices
Amendment and Waiver
Severability
Entire Agreement
Counterparts
Electronic Execution
Governing Law
Jurisdiction
Dispute Resolution
Agency Provisions
Securities Intermediary Rights
Custodian Provisions
Settlement Instructions
Record Keeping
Reporting Requirements
Anti-Money Laundering
Banking
Investment Management
Securities Trading
Asset Management
Financial Services
Wealth Management
Institutional Investment
Broker-Dealers
Investment Banking
Fund Management
Legal
Compliance
Risk Management
Trading Operations
Securities Operations
Collateral Management
Portfolio Management
Prime Brokerage
Trading Desk
Documentation
Regulatory Affairs
Securities Finance
Securities Lending Manager
Legal Counsel
Compliance Officer
Risk Manager
Trading Operations Manager
Collateral Manager
Securities Operations Officer
Portfolio Manager
Prime Brokerage Manager
Custodian Relationship Manager
Trading Desk Manager
Securities Finance Director
Legal Documentation Specialist
Regulatory Compliance Manager
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