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1. Parties: Identification of the broker and the principal/client, including full legal names and addresses
2. Background: Context of the agreement, nature of the business relationship, and general purpose
3. Definitions: Key terms used throughout the agreement, including technical and industry-specific terminology
4. Appointment and Scope of Services: Formal appointment of the broker and detailed description of authorized services
5. Broker's Obligations: Detailed responsibilities, duties, and standard of care required from the broker
6. Client's Obligations: Client's responsibilities, including providing information and cooperation
7. Compensation: Fee structure, commission rates, payment terms, and conditions for earning compensation
8. Term and Termination: Duration of the agreement, renewal terms, and termination rights
9. Confidentiality: Protection of confidential information and trade secrets
10. Compliance with Laws: Obligations to comply with relevant laws, regulations, and professional standards
11. Representations and Warranties: Key statements of fact and promises made by both parties
12. Limitation of Liability: Limitations on broker's liability and indemnification provisions
13. General Provisions: Standard legal provisions including governing law, notices, and amendment procedures
1. Exclusive Rights: Used when the broker is granted exclusive rights to represent the client
2. Sub-Agents: Include when the broker is permitted to appoint sub-agents
3. Insurance Requirements: Detailed insurance obligations when specific coverage is required
4. Non-Compete: Restrictions on competitive activities, if applicable
5. Data Protection: Detailed privacy and data handling procedures when dealing with sensitive information
6. Marketing and Advertising: Specific terms regarding promotional activities and advertising rights
7. Dispute Resolution: Alternative dispute resolution procedures if preferred over court litigation
8. Force Majeure: Protection against unforeseen circumstances preventing performance
1. Schedule A - Commission Structure: Detailed breakdown of commission rates, tiers, and calculation methods
2. Schedule B - Services Description: Comprehensive list of services to be provided by the broker
3. Schedule C - Territory: Definition of geographical area or market segment covered by the agreement
4. Schedule D - Reporting Requirements: Templates and procedures for regular reporting and documentation
5. Schedule E - Compliance Procedures: Detailed procedures for maintaining regulatory compliance
6. Appendix 1 - Required Forms: Standard forms and documents required for broker services
7. Appendix 2 - Contact Information: Key contacts and communication protocols for both parties
Applicable Laws
Broker
Broker Services
Business Day
Client
Commission
Confidential Information
Effective Date
Event of Default
Exclusive Period
Force Majeure Event
Intellectual Property Rights
Licensed Activities
Marketing Materials
Net Commission
Personal Information
Principal
Regulatory Authorities
Related Parties
Representatives
Services
Sub-Agent
Term
Territory
Transaction
Transaction Fee
Working Hours
Compliance Requirements
Material Breach
Professional Standards
Gross Revenue
Restricted Period
Competitive Business
Client Data
Service Level Requirements
Reporting Period
Designated Contact
Emergency Contact
Dispute Resolution Procedure
Permitted Use
Authority
Scope of Services
Exclusivity
Territory
Commission
Payment Terms
Broker Obligations
Client Obligations
Compliance
Regulatory Requirements
Confidentiality
Data Protection
Intellectual Property
Representations and Warranties
Indemnification
Limitation of Liability
Insurance
Term
Termination
Force Majeure
Assignment
Sub-Contracting
Non-Compete
Non-Solicitation
Notices
Dispute Resolution
Governing Law
Amendment
Entire Agreement
Severability
Marketing Rights
Record Keeping
Audit Rights
Professional Standards
Performance Standards
Reporting Requirements
Real Estate
Insurance
Financial Services
Commodities Trading
Import/Export
Securities
Commercial Property
Business Brokerage
Mortgage Brokerage
Investment Services
Legal
Compliance
Business Development
Operations
Finance
Risk Management
Procurement
Commercial
Regulatory Affairs
Partner Relations
Chief Executive Officer
Chief Legal Officer
Legal Counsel
Compliance Officer
Business Development Manager
Broker
Agent
Contract Manager
Risk Manager
Operations Director
Commercial Director
Chief Financial Officer
Procurement Manager
Partnership Manager
Regulatory Affairs Manager
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