🖊️ Legal due diligence request list

About this category

A due diligence request list is a document that outlines the specific information and documents that a company must provide in order to demonstrate compliance with the law. The list typically includes items such as licenses, permits, and other legal filings.

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🖊️ Legal due diligence request list

templates

Due Diligence Seeking AIM Admission Information Request

This legal template relates to the process of due diligence on a company seeking admission to the Alternative Investment Market (AIM) in the United Kingdom. AIM is a sub-market of the London Stock Exchange aimed at enabling smaller companies to raise capital through the public market.

The template would outline the necessary steps and request information that a party, such as an investor, financial institution, or legal advisor, should undertake to conduct a thorough due diligence investigation on a company's eligibility and suitability for admission to AIM under UK law. It would detail the specific information to be provided by the company seeking AIM admission, which could include financial statements, business plans, corporate structure details, shareholders' agreements, intellectual property rights, material contracts, regulatory compliance, ongoing litigations, and any other relevant documentation.

The template would assist in ensuring that the requesting party can adequately evaluate the prospective AIM applicant's financial and operational health, corporate governance practices, risk exposure, and compliance with regulatory requirements. By providing a standardized format and clear guidelines, the template aims to streamline the due diligence process, facilitating efficient decision-making regarding potential investment, financing, or providing legal advice in relation to AIM admission.
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Associated business activities

Carry out due diligence

checklist 1. When acquiring a new business, due diligence is critical to ensure that the business is legitimate and does not have any hidden liabilities. 2. When entering into a new business relationship, due diligence can help identify potential risks and red flags. 3. When considering an investment, due diligence can help you assess the potential risks and rewards.

Due diligence process

1. When entering into a business transaction, both parties want to have some assurance that the other party is legitimate and that the transaction will be carried out as agreed. 2. Conducting due diligence helps to provide this assurance by investigating the other party and verifying that they are who they say they are, and that they have the ability to carry out the transaction. 3. Due diligence can also reveal any potential risks associated with the transaction, so that both parties can make an informed decision about whether to proceed.