Finders Fee Agreement for the United States

Finders Fee Agreement Template for United States

A Finder's Fee Agreement is a legally binding contract used in the United States that establishes the terms under which a finder will be compensated for successfully introducing parties for business opportunities. The agreement outlines the scope of permitted activities, compensation structure, and conditions for payment, while ensuring compliance with federal and state securities laws, including broker-dealer regulations. It typically includes specific provisions about what constitutes a successful introduction, payment timing, and any exclusivity arrangements, while carefully avoiding language that might trigger broker-dealer registration requirements.

Your data doesn't train Genie's AI

You keep IP ownership of your information

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Download a Standard Template

4.6 / 5
4.8 / 5
Access for free
OR

Alternatively: Run an advanced review of an existing
Finders Fee Agreement

Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc

What is a Finders Fee Agreement?

The Finder's Fee Agreement serves as a critical document for businesses and individuals seeking to formalize arrangements for introducing parties to potential business opportunities. This contract type is particularly important in the United States where securities laws and regulations strictly govern intermediary activities. A well-drafted Finder's Fee Agreement helps prevent future disputes by clearly defining what constitutes a successful introduction, establishing compensation terms, and ensuring compliance with applicable regulations. It's essential to carefully structure these agreements to avoid inadvertently requiring broker-dealer registration under federal or state securities laws, while still protecting the finder's right to compensation for legitimate introductory services.

What sections should be included in a Finders Fee Agreement?

1. Parties: Identification of the party engaging the finder and the finder, including full legal names and addresses

2. Background: Context of the agreement and brief description of why the parties are entering into it

3. Definitions: Key terms used throughout the agreement, including 'Successful Introduction', 'Target', 'Fee', etc.

4. Scope of Services: Detailed description of what the finder is and is not authorized to do

5. Fee Structure: Details of compensation, including amount, calculation method, and payment timing

6. Payment Terms: Conditions for payment, including what constitutes a qualifying introduction

7. Term and Termination: Duration of the agreement and circumstances for termination

8. Representations and Warranties: Basic promises by both parties, including finder's compliance with laws

What sections are optional to include in a Finders Fee Agreement?

1. Exclusivity: Provisions defining whether the finder has exclusive rights to introduce certain targets or clients

2. Regulatory Compliance: Specific regulatory obligations and restrictions applicable to the finder's activities

3. Tail Period: Provisions governing the period after termination during which finder remains entitled to fees

4. Non-Circumvention: Provisions preventing parties from bypassing the finder to avoid paying fees

What schedules should be included in a Finders Fee Agreement?

1. Schedule of Fees: Detailed breakdown of fee calculations and scenarios

2. Target Description: Specific criteria or list of potential targets if applicable

3. Excluded Parties: List of parties excluded from the finder's fee arrangement

4. Required Disclosures: Any mandatory regulatory or legal disclosures required by applicable laws

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

United States

Publisher

Genie AI

Document Type

Agreement Contract

Cost

Free to use
Industries

Federal Securities Laws: Securities Exchange Act of 1934 and Securities Act of 1933 must be considered, especially if the finder is connecting parties for investment opportunities. Important focus on SEC regulations regarding broker-dealer registration requirements.

State Securities Laws (Blue Sky Laws): Each state has unique securities regulations, including registration requirements for finders and state-specific disclosure requirements. These state-level regulations operate alongside federal securities laws.

State Licensing Laws: Various state-specific requirements including real estate finder regulations, business opportunity and broker licensing requirements, and restrictions on finder's activities.

Employment Laws: Considerations regarding proper classification of the finder (independent contractor vs. employee) and compliance with Fair Labor Standards Act requirements.

Contract Law: State-specific contract formation requirements, including Statute of Frauds requirements and consideration requirements for valid contract formation.

Anti-Fraud Regulations: Federal Trade Commission regulations and state consumer protection laws that protect against fraudulent practices in business transactions.

Industry-Specific Regulations: Different rules and requirements depending on the specific industry (such as real estate, securities, or business brokerage) in which the finder operates.

Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Agreement Letter Between Company And Employee

A U.S.-compliant formal agreement establishing employment terms and conditions between an employer and employee.

find out more

Contract Letter Between Two Parties

A legally binding agreement in letter format that establishes contractual relationships between two parties under U.S. law.

find out more

Agreement For Work To Be Performed

A U.S. legal contract defining terms and conditions for specific work or services to be provided, including scope, payment, and deliverables.

find out more

Enforceable Contract

U.S.-compliant enforceable contract template incorporating all essential elements required under federal and state law.

find out more

White Label Software License

A U.S.-governed agreement allowing companies to license and rebrand software products under their own name.

find out more

Electronic Confidentiality Agreement

A U.S.-compliant agreement protecting confidential information shared electronically between parties, incorporating federal electronic signature and trade secret laws.

find out more

Basic Contract

A standard U.S.-compliant contract template establishing fundamental terms and conditions between parties, suitable for various business relationships.

find out more

Prenuptial Agreement

A U.S. legally binding contract executed before marriage that establishes property and financial rights of spouses in case of divorce or death.

find out more

Agreement Letter Between Two People

A legally binding agreement letter used in the U.S. to document mutual understanding and obligations between two individuals, following American contract law principles.

find out more

Home Contract Agreement

A legally binding agreement under U.S. federal and state laws that documents the terms and conditions for the purchase and sale of residential property.

find out more

Statement Of Agreement

A U.S.-compliant formal document that outlines agreed terms between parties, serving as a legally binding agreement while being more streamlined than a full contract.

find out more

Agreement Between Principal Employer And Contractor

A U.S.-governed contract defining the relationship and terms between a principal employer and independent contractor.

find out more

Business Percentage Agreement

A U.S.-governed agreement establishing percentage-based revenue or profit sharing terms between business parties.

find out more

Rent In Exchange For Services Agreement

A U.S. legal agreement establishing terms for rent-free accommodation in exchange for specified services provided to the property owner.

find out more

Catering Contract

A U.S.-governed agreement between caterers and clients for professional food service provision, covering service terms, pricing, and regulatory compliance.

find out more

White Label Software License Agreement

A US-governed agreement allowing companies to license and rebrand software products under their own brand name.

find out more

Business Cooperation Agreement

A US law-governed agreement establishing terms and conditions for business collaboration between multiple parties, defining rights, obligations, and operational framework.

find out more

Terms Of Business Agreement

A US law-governed agreement establishing core terms and conditions for business-to-business service provision.

find out more

Online Lease Agreement

A U.S.-compliant digital rental contract establishing terms between landlord and tenant for residential property use.

find out more

Business Contract

A U.S.-governed Business Contract establishing terms and conditions for commercial relationships between business entities.

find out more

Yearly Contract Agreement

A US-governed agreement establishing terms and conditions for a twelve-month contractual relationship between parties.

find out more

Working Partner Agreement

A U.S. legal agreement defining the terms and conditions of a working partner's involvement in a business, including ownership rights and operational responsibilities.

find out more

Work For Hire Contract

A U.S.-governed agreement establishing ownership rights of commissioned work under the work-for-hire doctrine.

find out more

Work For Hire Agreement

A U.S.-governed agreement establishing ownership rights and terms for work created by a contractor for a hiring party, under copyright law.

find out more

Work Contract Agreement

A legally binding employment agreement that establishes work terms and conditions between employer and employee, compliant with U.S. federal and state employment laws.

find out more

Work Contract

A legally binding employment agreement that establishes terms and conditions of employment under U.S. federal and state laws.

find out more

Work Agreement

A U.S.-compliant agreement establishing employment terms between employer and employee.

find out more

Wholesaling Houses Contracts

A U.S. legal agreement enabling the transfer of property purchase rights from a wholesaler to an end buyer, subject to federal and state real estate regulations.

find out more

White Label Agreement

A U.S.-governed agreement enabling one company to rebrand and sell another company's products or services under their own brand name.

find out more

Website Development Agreement

A U.S.-compliant legal agreement between a website developer and client establishing terms for website development services, including scope, timeline, and deliverables.

find out more

Website Design Contract

A U.S.-compliant legal agreement between a website designer and client defining the terms of website design services and deliverables.

find out more

Website Contract

A U.S.-governed legal agreement between website developers and clients defining website development terms and obligations.

find out more

Web Development Contract

A U.S.-governed legal agreement between a web developer and client specifying terms for website development services, including scope, deliverables, and rights.

find out more

Web Design Contract

A U.S.-governed legal agreement between a web designer and client specifying terms, deliverables, and rights for website development services.

find out more

Volunteer Contract

A legally binding agreement under U.S. law that establishes terms and conditions between a volunteer and an organization for unpaid service provision.

find out more

Voluntary Service Agreement

A U.S.-governed agreement defining terms and conditions for volunteer services, protecting both the volunteer and the organization.

find out more

Virtual Assistant Contract

A U.S.-compliant legal agreement establishing the terms and conditions between a client and a virtual assistant, governing remote work arrangements and protecting both parties' interests.

find out more

Venue Rental Agreement

A U.S.-compliant legal agreement governing the temporary rental of a venue or facility, establishing terms, conditions, and responsibilities between the venue owner and renter.

find out more

Vendor Services Agreement

A U.S.-governed contract defining the terms and conditions for services provided by a vendor to a client.

find out more

Vendor Contract

A legally binding agreement under U.S. law that governs the relationship between a vendor and purchaser, establishing terms for goods or services provision.

find out more
See more related templates

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

We are ISO27001 certified, so your data is secure

Organizational security:

You retain IP ownership of your documents and their information

You have full control over your data and who gets to see it

2 Docs LeftAccess Now