The Mutual Fund Agreement serves as the foundational document for establishing and managing mutual fund investments in the Philippines. It is used when setting up new mutual fund relationships or updating existing investment arrangements to comply with current regulations. The agreement encompasses all essential aspects required by Philippine law, including the Investment Company Act and SEC regulations, detailing the roles and responsibilities of all parties involved, investment strategies, risk factors, and operational procedures. This document is crucial for investment management companies operating in the Philippines as it provides the legal framework for pooling and managing investor funds while ensuring regulatory compliance and investor protection. The agreement must be registered with the Securities and Exchange Commission and includes specific provisions required by Philippine securities laws.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc
1. Parties: Identification of the fund management company, trustee/custodian, and the investor(s)
2. Background: Context of the agreement and brief description of the mutual fund's objectives
3. Definitions: Detailed definitions of terms used throughout the agreement
4. Fund Structure and Governance: Legal structure of the fund, roles of key parties, and governance framework
5. Investment Objectives and Policies: Detailed description of investment goals, strategies, and restrictions
6. Subscription and Redemption: Procedures for purchasing and redeeming fund units/shares
7. Fees and Charges: Complete breakdown of all fees, charges, and expenses
8. Risk Disclosure: Comprehensive disclosure of investment risks and market factors
9. Valuation and Pricing: Methods for calculating net asset value and unit/share prices
10. Reporting and Communications: Requirements for financial reporting and investor communications
11. Rights and Obligations: Detailed rights and obligations of all parties
12. Term and Termination: Duration of the agreement and conditions for termination
13. Amendments: Process for making changes to the agreement or fund policies
14. Governing Law and Jurisdiction: Applicable laws and jurisdiction for dispute resolution
15. Miscellaneous Provisions: Standard legal provisions including notices, assignment, and severability
1. Electronic Trading Facility: Terms for online trading access and execution, included when electronic trading is offered
2. Foreign Investment Provisions: Special provisions for foreign investments, included when the fund invests internationally
3. Switching Facilities: Terms for switching between different funds, included when multiple funds are offered
4. Regular Investment Plans: Terms for systematic investment plans, included when regular investment options are offered
5. Tax Considerations: Specific tax implications and requirements, included when special tax considerations apply
6. Distribution Policy: Details of dividend/distribution policy, included for income-generating funds
7. Anti-Money Laundering Provisions: Detailed AML procedures, included for high-risk or high-value investments
1. Schedule A - Fund Details: Specific details of the fund including investment restrictions and parameters
2. Schedule B - Fee Schedule: Detailed breakdown of all fees, charges, and calculation methods
3. Schedule C - Subscription Form: Standard form for initial and subsequent investments
4. Schedule D - Redemption Form: Standard form for redemption requests
5. Schedule E - Risk Disclosure Statement: Detailed risk factors and scenarios
6. Schedule F - Valuation Methods: Detailed procedures for asset valuation
7. Appendix 1 - KYC Requirements: Documents required for customer verification
8. Appendix 2 - Tax Forms: Required tax declarations and forms
9. Appendix 3 - Fund Performance History: Historical performance data and benchmarks
Relevant legal definitions
Account
Accounting Period
Accumulation Units
Administrative Services
Affiliated Company
Annual Report
Applicable Laws
Application Form
Assets Under Management
Auditor
Benchmark
Beneficial Owner
Board of Directors
Business Day
Calculation Date
Custodian
Cut-off Time
Dealing Day
Distribution Payment
Dividend
Electronic Trading Facility
Extraordinary Resolution
Fund
Fund Administrator
Fund Documents
Fund Manager
Fund Property
Income Distribution
Initial Investment
Initial Offer Period
Investment Company Act
Investment Guidelines
Investment Objectives
Investment Policy
Investment Restrictions
Investment Strategy
Investor
Launch Date
Management Fee
Management Services
NAV per Unit
Net Asset Value
Offering Documents
Performance Fee
Philippine Peso
Prospectus
Redemption Fee
Redemption Form
Redemption Price
Redemption Proceeds
Register of Unitholders
Regular Investment Plan
Regulatory Authority
Sales Load
SEC
Securities
Securities Regulation Code
Subscription
Subscription Fee
Subscription Form
Subscription Price
Switching
Transfer Agent
Trust Deed
Trustee
Unit
Unitholder
Valuation Day
Valuation Point
Accounting Period
Accumulation Units
Administrative Services
Affiliated Company
Annual Report
Applicable Laws
Application Form
Assets Under Management
Auditor
Benchmark
Beneficial Owner
Board of Directors
Business Day
Calculation Date
Custodian
Cut-off Time
Dealing Day
Distribution Payment
Dividend
Electronic Trading Facility
Extraordinary Resolution
Fund
Fund Administrator
Fund Documents
Fund Manager
Fund Property
Income Distribution
Initial Investment
Initial Offer Period
Investment Company Act
Investment Guidelines
Investment Objectives
Investment Policy
Investment Restrictions
Investment Strategy
Investor
Launch Date
Management Fee
Management Services
NAV per Unit
Net Asset Value
Offering Documents
Performance Fee
Philippine Peso
Prospectus
Redemption Fee
Redemption Form
Redemption Price
Redemption Proceeds
Register of Unitholders
Regular Investment Plan
Regulatory Authority
Sales Load
SEC
Securities
Securities Regulation Code
Subscription
Subscription Fee
Subscription Form
Subscription Price
Switching
Transfer Agent
Trust Deed
Trustee
Unit
Unitholder
Valuation Day
Valuation Point
Clauses
Appointment
Authorization
Investment Objectives and Policy
Investment Restrictions
Subscription and Purchase
Redemption and Repurchase
Valuation
Fees and Expenses
Income Distribution
Risk Disclosure
Representations and Warranties
Confidentiality
Compliance
Anti-Money Laundering
Reporting and Disclosure
Record Keeping
Conflict of Interest
Indemnification
Force Majeure
Assignment
Amendment
Termination
Governing Law
Dispute Resolution
Notices
Severability
Entire Agreement
Electronic Communications
Tax Compliance
Data Protection
Custody Arrangements
Transfer of Units
Voting Rights
Fund Administration
Performance Calculation
Service Providers
Investment Powers
Delegation
Client Classification
Liability
Standard of Care
Authorization
Investment Objectives and Policy
Investment Restrictions
Subscription and Purchase
Redemption and Repurchase
Valuation
Fees and Expenses
Income Distribution
Risk Disclosure
Representations and Warranties
Confidentiality
Compliance
Anti-Money Laundering
Reporting and Disclosure
Record Keeping
Conflict of Interest
Indemnification
Force Majeure
Assignment
Amendment
Termination
Governing Law
Dispute Resolution
Notices
Severability
Entire Agreement
Electronic Communications
Tax Compliance
Data Protection
Custody Arrangements
Transfer of Units
Voting Rights
Fund Administration
Performance Calculation
Service Providers
Investment Powers
Delegation
Client Classification
Liability
Standard of Care
Relevant Industries
Financial Services
Investment Management
Banking
Asset Management
Securities and Trading
Wealth Management
Fund Administration
Professional Services
Regulatory Compliance
Relevant Teams
Legal
Compliance
Investment Management
Risk Management
Operations
Client Services
Product Development
Sales
Finance
Due Diligence
Portfolio Management
Relationship Management
Trust Services
Relevant Roles
Fund Manager
Compliance Officer
Legal Counsel
Investment Advisor
Portfolio Manager
Risk Manager
Chief Investment Officer
Chief Financial Officer
Operations Manager
Client Relations Manager
Due Diligence Officer
Product Development Manager
Sales Director
Relationship Manager
Trust Officer
Find the exact document you need
Real Estate Investment Operating Agreement
A Philippine law-governed agreement establishing operational terms and management structure for real estate investments, including investor rights, responsibilities, and profit-sharing arrangements.
Download
Share Partner Agreement
A Philippine law-governed agreement establishing share-based partnership terms, rights, and obligations between business partners.
Download
Capital Raising Agreement
A Philippine law-governed agreement establishing terms and conditions for company capital raising, ensuring compliance with local securities and corporate regulations.
Download
Investment Contract For Small Business
A Philippine law-governed agreement establishing terms and conditions for small business investment, including rights, obligations, and regulatory compliance requirements.
Download
Private Equity Fund Subscription Agreement
A Philippine law-governed agreement documenting an investor's subscription to a private equity fund, including investment terms and regulatory compliance requirements.
Download
Term Sheet For Share Purchase Agreement
A Philippine law-governed preliminary agreement outlining key terms and conditions for a proposed share purchase transaction, serving as the basis for a definitive Share Purchase Agreement.
Download
Stock Broker Agreement
A Philippine law-governed agreement between a stock broker and client establishing terms for securities trading services and regulatory compliance.
Download
Short Term Investment Contract
A Philippine law-governed agreement establishing terms for short-term investments, including investment parameters, returns, and regulatory compliance requirements.
Download
Share Trust Agreement
A Philippine law-governed agreement establishing a trust arrangement for corporate shares, detailing trustee duties, beneficiary rights, and regulatory compliance requirements.
Download
Private Investment Agreement
A Philippine law-governed agreement establishing terms and conditions for private investment in a company, including investment terms, shareholder rights, and regulatory compliance requirements.
Download
Mou Agreement For Investment In Business
A preliminary investment agreement under Philippine law outlining proposed terms and conditions for business investment, serving as a framework for future definitive agreements.
Download
Investment Protection Agreement
A Philippine law-governed agreement that protects investor rights and ensures compliance with local investment regulations while providing comprehensive investment safeguards.
Download
Bilateral Investment Agreement
A Philippine law-governed agreement establishing investment terms between foreign and local entities, incorporating key local investment regulations and protections.
Download
Future Equity Agreement
A Philippine law-governed agreement for future conversion of investment into equity shares, typically used in startup funding.
Download
Stock Buy Back Agreement
A Philippine law-governed agreement facilitating a corporation's repurchase of its own shares from existing shareholders, compliant with local corporate and securities regulations.
Download
Shareholders Agreement And Share Subscription Agreement
A Philippine law-governed agreement combining share subscription terms and ongoing shareholder relationships, establishing rights, obligations, and governance structure between shareholders and the company.
Download
Purchase Term Sheet
A preliminary document under Philippine law that outlines key terms and conditions for a proposed purchase transaction, serving as a framework for negotiations and subsequent definitive agreements.
Download
Purchase Of Shares Agreement
A Philippine law-governed agreement for the sale and transfer of shares between parties, including terms of sale, warranties, and completion requirements.
Download
Memorandum Of Agreement For Investment
A Philippine law-governed agreement that establishes the terms and conditions for an investment transaction, ensuring compliance with local investment regulations while protecting all parties' interests.
Download
Deed Of Sale Of Shares Of Stock
A formal legal document used in the Philippines for transferring share ownership between parties, governed by Philippine corporate and securities laws.
Download
Business Investment Contract
A Philippine law-governed agreement establishing terms and conditions for business investment transactions, including investment structure, ownership rights, and regulatory compliance.
Download
Venture Capital Agreement
A Philippine law-governed agreement establishing terms and conditions for venture capital investment, including investment structure, shareholders' rights, and governance mechanisms.
Download
Stock Share Agreement
A legally binding agreement for the transfer of company shares between parties, compliant with Philippine corporate and securities laws.
Download
Startup Investment Term Sheet
A Philippine law-governed document outlining key terms and conditions for startup investment, serving as a basis for final investment agreements.
Download
Return On Investment Contract
A Philippine law-governed agreement establishing investment terms, returns calculation, and parties' rights and obligations in an investment arrangement.
Download
Preference Share Agreement
A Philippine law-governed agreement establishing the terms and conditions for issuing preferred shares, including dividend rights, voting rights, and other preferential terms.
Download
Non Discretionary Investment Advisory Agreement
A Philippine-compliant agreement for non-discretionary investment advisory services, establishing advisor-client relationships under local securities regulations.
Download
Loss Share Agreement
A Philippine law-governed agreement establishing terms for sharing losses between parties on specified assets or portfolios, including calculation methods and claims procedures.
Download
Discretionary Investment Advisory Agreement
A Philippine-law governed agreement authorizing an investment adviser to make discretionary investment decisions on behalf of a client, subject to SEC regulations and agreed parameters.
Download
Agreement For Transfer Of Shares
A legal agreement under Philippine law facilitating the transfer of company shares from a seller to a buyer, including all terms, conditions, and regulatory requirements.
Download
Restaurant Investment Contract
A Philippine law-governed agreement establishing terms for restaurant investment, including ownership, operations, and profit-sharing arrangements.
Download
Investment Club Operating Agreement
A Philippine-law governed agreement establishing an investment club's structure, operations, and member relationships in compliance with local securities regulations.
Download
Agreement To Sell Shares Of A Company
A Philippine law-governed agreement documenting the terms and conditions for the sale and transfer of company shares between parties.
Download
Share Investment Agreement
A Philippine law-governed agreement documenting terms and conditions for share investment in a company, including investment terms, rights, and obligations.
Download
Preferred Stock Subscription Agreement
A Philippine law-governed agreement for the subscription of preferred shares, detailing share rights, privileges, and investment terms.
Download
Wholesale Real Estate Purchase Agreement
A Philippine law-governed agreement for wholesale real estate transactions, enabling property purchase with assignment rights for resale to end buyers.
Download
Stock Purchase Agreement Term Sheet
A preliminary document under Philippine law outlining key terms and conditions for a proposed stock purchase transaction, serving as the foundation for a definitive agreement.
Download
Equity Shares Agreement
A Philippine law-governed agreement detailing the terms and conditions for the transfer of company shares, including price, rights, and obligations of the parties involved.
Download
Term Sheet For Investors
A preliminary agreement outlining key investment terms and conditions for company funding in the Philippines, serving as a basis for definitive investment documents.
Download
Limited Partnership Agreement Venture Capital
A Philippine-law governed agreement establishing a limited partnership structure for venture capital investments, defining relationships between managing partners and investors.
Download
Genie’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; Genie’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)
.png)