Capital Raising Agreement Template for Philippines

Create a bespoke document in minutes,  or upload and review your own.

4.6 / 5
4.8 / 5

Let's create your Capital Raising Agreement

Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.

Get your first 2 documents free

Your data doesn't train Genie's AI

You keep IP ownership of your information

Key Requirements PROMPT example:

Capital Raising Agreement

"I need a Capital Raising Agreement for a Series A investment round of PHP 50 million in my tech startup, with provisions for foreign investors and anti-dilution protection, to be completed by March 2025."

Document background
The Capital Raising Agreement serves as the primary legal instrument for companies seeking to raise funds in the Philippines, whether through equity or debt investments. This document is essential when a company requires additional capital for expansion, operations, or specific projects, and needs to formalize the terms of investment with potential investors. It must comply with Philippine regulatory requirements, including the Securities Regulation Code, Revised Corporation Code, and relevant SEC regulations. The agreement typically includes detailed provisions on investment structure, investor rights, company obligations, and protection mechanisms, while considering Philippine-specific requirements such as foreign ownership restrictions and mandatory regulatory approvals. It's particularly crucial for ensuring clear documentation of the investment terms, protecting both the company's and investors' interests, and establishing a framework for the ongoing relationship between the parties.
Suggested Sections

1. Parties: Identification of the company raising capital and the investor(s), including complete legal names and addresses

2. Background: Context of the capital raising, including brief company history and purpose of the investment

3. Definitions: Detailed definitions of key terms used throughout the agreement

4. Investment Amount and Terms: Specific details of the investment, including amount, type (equity/debt), and payment terms

5. Securities to be Issued: Description of the securities being offered, including class, rights, and restrictions

6. Conditions Precedent: Conditions that must be satisfied before the investment becomes effective

7. Representations and Warranties: Statements of fact and assurances from both the company and investors

8. Covenants: Ongoing obligations of the company and any restrictions on its operations

9. Closing Mechanics: Process and requirements for completing the investment transaction

10. Information Rights: Investor rights regarding financial and operational information from the company

11. Governance Rights: Provisions regarding investor participation in company management and decision-making

12. Transfer Restrictions: Limitations on the transfer of securities and related procedures

13. Confidentiality: Protection of confidential information exchanged during and after the transaction

14. Term and Termination: Duration of the agreement and circumstances for termination

15. Governing Law and Dispute Resolution: Choice of law and methods for resolving disputes

16. General Provisions: Standard clauses including notices, amendments, and severability

Optional Sections

1. Tag-Along Rights: Include when investors need protection to join in any sale by major shareholders

2. Drag-Along Rights: Include when majority shareholders need the right to force minority shareholders to join in a sale

3. Anti-Dilution Protection: Include for equity investments to protect investors from future dilutive issuances

4. Conversion Rights: Include for preferred shares or convertible securities to specify conversion terms

5. Registration Rights: Include if there's potential for future public offering

6. Employee Stock Options: Include if the company has or plans to implement an ESOP

7. Pre-emptive Rights: Include when investors should have the right to participate in future funding rounds

8. Board Composition: Include when investors will have board representation rights

9. Performance Targets: Include when investment is tied to specific company performance metrics

10. Exit Rights: Include specific provisions for investor exit mechanisms

Suggested Schedules

1. Schedule A - Company Information: Detailed corporate information including shareholding structure and subsidiaries

2. Schedule B - Financial Statements: Recent financial statements and projections

3. Schedule C - Capitalization Table: Pre and post-investment capitalization structure

4. Schedule D - Business Plan: Detailed business plan and use of proceeds

5. Schedule E - Material Contracts: List and summary of material contracts and commitments

6. Schedule F - Intellectual Property: List of IP assets and related rights

7. Schedule G - Required Consents: List of required regulatory and third-party consents

8. Schedule H - Disclosure Schedule: Exceptions to representations and warranties

9. Appendix 1 - Form of Shareholders Agreement: Draft or terms of accompanying shareholders agreement

10. Appendix 2 - Corporate Authorizations: Required board and shareholder resolutions

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Relevant legal definitions
Clauses
Relevant Industries

Technology

Financial Services

Real Estate

Manufacturing

Healthcare

Renewable Energy

Retail

E-commerce

Agriculture

Infrastructure

Telecommunications

Education

Mining

Transportation

Hospitality

Relevant Teams

Legal

Finance

Compliance

Corporate Secretariat

Treasury

Risk Management

Board of Directors

Executive Management

Investment Relations

Corporate Development

Relevant Roles

Chief Executive Officer

Chief Financial Officer

Corporate Lawyer

Investment Manager

Corporate Secretary

Finance Director

Compliance Officer

Investment Banker

Private Equity Manager

Venture Capital Manager

Board Director

Managing Director

Legal Counsel

Financial Controller

Business Development Director

Risk Manager

Treasury Manager

Industries
Securities Regulation Code (Republic Act No. 8799): Primary legislation governing securities, registration requirements, disclosure obligations, and investor protection in the Philippines. Essential for any capital raising activity involving security offerings.
Revised Corporation Code of the Philippines (Republic Act No. 11232): Governs corporate formation, structure, and operations, including provisions on capital structure, shares issuance, and corporate governance requirements.
Investment Company Act (Republic Act No. 2629): Regulates investment companies and their activities in the Philippines, particularly relevant if the capital raising involves investment funds or similar vehicles.
Foreign Investments Act (Republic Act No. 7042): Important consideration if the capital raising involves foreign investors, as it regulates foreign investment and ownership limitations in Philippine businesses.
Anti-Money Laundering Act (Republic Act No. 9160): Ensures compliance with anti-money laundering requirements in financial transactions, including capital raising activities.
National Internal Revenue Code: Covers tax implications and requirements related to capital raising, including documentary stamp tax, income tax, and other relevant tax considerations.
SEC Memorandum Circular No. 14 (Series of 2019): Provides guidelines on the use of crowdfunding platforms for capital raising, particularly relevant for modern fundraising methods.
BSP Regulations on Banking and Finance: Relevant if the capital raising involves banking institutions or financial intermediaries, including regulations on lending and financial instruments.
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

Find the exact document you need

Real Estate Investment Operating Agreement

A Philippine law-governed agreement establishing operational terms and management structure for real estate investments, including investor rights, responsibilities, and profit-sharing arrangements.

find out more

Share Partner Agreement

A Philippine law-governed agreement establishing share-based partnership terms, rights, and obligations between business partners.

find out more

Capital Raising Agreement

A Philippine law-governed agreement establishing terms and conditions for company capital raising, ensuring compliance with local securities and corporate regulations.

find out more

Investment Contract For Small Business

A Philippine law-governed agreement establishing terms and conditions for small business investment, including rights, obligations, and regulatory compliance requirements.

find out more

Private Equity Fund Subscription Agreement

A Philippine law-governed agreement documenting an investor's subscription to a private equity fund, including investment terms and regulatory compliance requirements.

find out more

Term Sheet For Share Purchase Agreement

A Philippine law-governed preliminary agreement outlining key terms and conditions for a proposed share purchase transaction, serving as the basis for a definitive Share Purchase Agreement.

find out more

Stock Broker Agreement

A Philippine law-governed agreement between a stock broker and client establishing terms for securities trading services and regulatory compliance.

find out more

Short Term Investment Contract

A Philippine law-governed agreement establishing terms for short-term investments, including investment parameters, returns, and regulatory compliance requirements.

find out more

Share Trust Agreement

A Philippine law-governed agreement establishing a trust arrangement for corporate shares, detailing trustee duties, beneficiary rights, and regulatory compliance requirements.

find out more

Private Investment Agreement

A Philippine law-governed agreement establishing terms and conditions for private investment in a company, including investment terms, shareholder rights, and regulatory compliance requirements.

find out more

Mou Agreement For Investment In Business

A preliminary investment agreement under Philippine law outlining proposed terms and conditions for business investment, serving as a framework for future definitive agreements.

find out more

Investment Protection Agreement

A Philippine law-governed agreement that protects investor rights and ensures compliance with local investment regulations while providing comprehensive investment safeguards.

find out more

Bilateral Investment Agreement

A Philippine law-governed agreement establishing investment terms between foreign and local entities, incorporating key local investment regulations and protections.

find out more

Future Equity Agreement

A Philippine law-governed agreement for future conversion of investment into equity shares, typically used in startup funding.

find out more

Stock Buy Back Agreement

A Philippine law-governed agreement facilitating a corporation's repurchase of its own shares from existing shareholders, compliant with local corporate and securities regulations.

find out more

Shareholders Agreement And Share Subscription Agreement

A Philippine law-governed agreement combining share subscription terms and ongoing shareholder relationships, establishing rights, obligations, and governance structure between shareholders and the company.

find out more

Purchase Term Sheet

A preliminary document under Philippine law that outlines key terms and conditions for a proposed purchase transaction, serving as a framework for negotiations and subsequent definitive agreements.

find out more

Purchase Of Shares Agreement

A Philippine law-governed agreement for the sale and transfer of shares between parties, including terms of sale, warranties, and completion requirements.

find out more

Memorandum Of Agreement For Investment

A Philippine law-governed agreement that establishes the terms and conditions for an investment transaction, ensuring compliance with local investment regulations while protecting all parties' interests.

find out more

Deed Of Sale Of Shares Of Stock

A formal legal document used in the Philippines for transferring share ownership between parties, governed by Philippine corporate and securities laws.

find out more

Business Investment Contract

A Philippine law-governed agreement establishing terms and conditions for business investment transactions, including investment structure, ownership rights, and regulatory compliance.

find out more

Venture Capital Agreement

A Philippine law-governed agreement establishing terms and conditions for venture capital investment, including investment structure, shareholders' rights, and governance mechanisms.

find out more

Stock Share Agreement

A legally binding agreement for the transfer of company shares between parties, compliant with Philippine corporate and securities laws.

find out more

Startup Investment Term Sheet

A Philippine law-governed document outlining key terms and conditions for startup investment, serving as a basis for final investment agreements.

find out more

Return On Investment Contract

A Philippine law-governed agreement establishing investment terms, returns calculation, and parties' rights and obligations in an investment arrangement.

find out more

Preference Share Agreement

A Philippine law-governed agreement establishing the terms and conditions for issuing preferred shares, including dividend rights, voting rights, and other preferential terms.

find out more

Non Discretionary Investment Advisory Agreement

A Philippine-compliant agreement for non-discretionary investment advisory services, establishing advisor-client relationships under local securities regulations.

find out more

Loss Share Agreement

A Philippine law-governed agreement establishing terms for sharing losses between parties on specified assets or portfolios, including calculation methods and claims procedures.

find out more

Discretionary Investment Advisory Agreement

A Philippine-law governed agreement authorizing an investment adviser to make discretionary investment decisions on behalf of a client, subject to SEC regulations and agreed parameters.

find out more

Agreement For Transfer Of Shares

A legal agreement under Philippine law facilitating the transfer of company shares from a seller to a buyer, including all terms, conditions, and regulatory requirements.

find out more

Restaurant Investment Contract

A Philippine law-governed agreement establishing terms for restaurant investment, including ownership, operations, and profit-sharing arrangements.

find out more

Investment Club Operating Agreement

A Philippine-law governed agreement establishing an investment club's structure, operations, and member relationships in compliance with local securities regulations.

find out more

Agreement To Sell Shares Of A Company

A Philippine law-governed agreement documenting the terms and conditions for the sale and transfer of company shares between parties.

find out more

Share Investment Agreement

A Philippine law-governed agreement documenting terms and conditions for share investment in a company, including investment terms, rights, and obligations.

find out more

Preferred Stock Subscription Agreement

A Philippine law-governed agreement for the subscription of preferred shares, detailing share rights, privileges, and investment terms.

find out more

Wholesale Real Estate Purchase Agreement

A Philippine law-governed agreement for wholesale real estate transactions, enabling property purchase with assignment rights for resale to end buyers.

find out more

Stock Purchase Agreement Term Sheet

A preliminary document under Philippine law outlining key terms and conditions for a proposed stock purchase transaction, serving as the foundation for a definitive agreement.

find out more

Equity Shares Agreement

A Philippine law-governed agreement detailing the terms and conditions for the transfer of company shares, including price, rights, and obligations of the parties involved.

find out more

Term Sheet For Investors

A preliminary agreement outlining key investment terms and conditions for company funding in the Philippines, serving as a basis for definitive investment documents.

find out more

Limited Partnership Agreement Venture Capital

A Philippine-law governed agreement establishing a limited partnership structure for venture capital investments, defining relationships between managing partners and investors.

find out more

Revenue Sharing Investment Agreement

A Philippine-law governed agreement establishing terms for an investment with returns based on company revenue sharing, including investment terms, revenue mechanics, and regulatory compliance provisions.

find out more

Artist Investment Agreement

A Philippine law-governed agreement establishing terms for financial investment in an artist's career in exchange for revenue sharing rights.

find out more

Equity Share Agreement Startup

A Philippine-law governed agreement establishing terms for startup equity investment, including share issuance, investor rights, and governance structure.

find out more

Stock Distribution Agreement

A Philippine law-governed agreement establishing terms for corporate stock distribution, including transfer mechanics and regulatory compliance requirements.

find out more

Real Estate Investment Partnership Agreement

A Philippine law-governed agreement establishing a partnership structure for real estate investments, defining terms for asset management and profit sharing.

find out more

Joint Venture Agreement For Real Estate Investing

A Philippine law-governed agreement establishing a joint venture between parties for real estate investment and development, including terms for capital contribution, profit-sharing, and management.

find out more

Debt Investment Agreement

A Philippine law-governed agreement establishing terms and conditions for debt investment, including investment amount, interest rates, and repayment terms.

find out more

Cornerstone Investment Agreement

A Philippine law-governed agreement establishing terms for a cornerstone investor's commitment to subscribe for shares in a company's IPO or capital raising.

find out more

Foreign Investment Agreement

A legal agreement governed by Philippine law establishing terms and conditions for foreign investment in a Philippine business entity, ensuring compliance with local foreign investment regulations.

find out more

Equity Stake Agreement

A Philippine law-governed agreement detailing the terms and conditions of an equity investment in a company, including share purchase, shareholder rights, and governance provisions.

find out more

Property Investment Contract

A Philippine law-governed agreement establishing terms and conditions for property investment arrangements, including ownership rights, financial terms, and compliance requirements.

find out more

Partnership Agreement On Investment And Financial Cooperation

A Philippine-law governed agreement establishing terms for investment and financial cooperation partnerships, including capital contributions, profit sharing, and regulatory compliance.

find out more

Investment Cooperation Agreement

A Philippine law-governed agreement establishing terms and conditions for investment cooperation between parties, ensuring compliance with local investment regulations and business practices.

find out more

Investment Club Partnership Agreement

A Philippine law-governed agreement establishing an investment club partnership, defining membership, investment policies, and operational procedures.

find out more

Stock Agreement

A legally binding agreement for the transfer of corporate shares under Philippine law, detailing terms, conditions, and regulatory compliance requirements.

find out more

Mutual Fund Agreement

A Philippine-law governed agreement establishing terms and conditions for mutual fund investments, compliant with SEC regulations and the Investment Company Act.

find out more

Mezzanine Debt Term Sheet

Philippine law-governed term sheet for mezzanine debt financing, outlining key terms including debt-equity characteristics, security arrangements, and conversion rights.

find out more

Investment Trust Agreement

A Philippine law-governed agreement establishing terms for professional management of investment assets through a trust structure.

find out more

Investment Agency Agreement

A Philippine law-governed agreement establishing an agency relationship for investment management services, defining the authority and obligations of investment agents and their principals.

find out more

Friends And Family Investment Agreement

A Philippine-law governed agreement that formalizes investment arrangements between family members or friends, establishing clear terms and protections for both parties.

find out more

Profit Sharing Agreement For Investors

A Philippine law-governed agreement establishing profit-sharing arrangements between investors and a business entity, detailing investment terms and distribution mechanisms.

find out more

Investment Commitment Agreement

A Philippine law-governed agreement establishing terms and conditions for investment funding, including investment amounts, schedules, and investor rights.

find out more

Future Purchase Agreement

A Philippine law-governed agreement establishing terms for future purchases between parties, including pricing, delivery, and purchase commitments.

find out more

Subscription Agreement Private Placement

A Philippine law-governed agreement documenting terms for private placement share subscription, ensuring compliance with local securities regulations.

find out more

Startup Investment Agreement

A Philippine law-governed agreement establishing terms for equity investment in a startup, including investment amount, shareholding structure, and investor rights.

find out more

Letter Of Intent For Purchase Of Commercial Property

A preliminary document under Philippine law expressing intent to purchase commercial property and outlining key proposed terms and conditions for the transaction.

find out more

Equity Commitment Letter

A binding commitment letter under Philippine law that outlines the terms and conditions for providing equity funding to a project or business venture.

find out more

Co Investment Agreement

A Philippine law-governed agreement establishing terms for multiple parties to jointly invest in a business venture, including investment structure, governance, and exit provisions.

find out more

Financial Advisor Contract

A Philippine-law governed agreement establishing the terms and conditions between a financial advisor and client, including service scope, duties, and regulatory compliance requirements.

find out more

Joint Venture Investment Agreement

A Philippine law-governed agreement establishing a joint venture investment partnership, detailing capital contributions, ownership, management rights, and operational terms.

find out more

Company Share Agreement

A legally binding agreement under Philippine law governing the transfer of company shares between parties, including terms, conditions, and regulatory compliance requirements.

find out more

Share Lending Agreement

A Philippine law-governed agreement establishing terms for temporary share lending between financial institutions, including transfer mechanics, collateral requirements, and regulatory compliance.

find out more

Real Estate Investment Agreement

A Philippine law-governed agreement establishing terms and conditions for real estate investment transactions, including ownership rights, profit-sharing, and regulatory compliance.

find out more

Repurchase Agreement

A Philippine law-governed agreement for the sale and repurchase of securities, establishing terms for secured financing transactions in compliance with local banking and securities regulations.

find out more

Restricted Stock Agreement

A Philippine law-governed agreement for issuing restricted company shares subject to vesting conditions and transfer limitations.

find out more

Investment Advisory Agreement

A Philippine-law governed agreement establishing terms and conditions for investment advisory services between an adviser and client, compliant with local securities regulations.

find out more

Stock Buyback Agreement

A Philippine law-governed agreement for a corporation to repurchase its own shares from existing shareholders, ensuring compliance with local corporate and securities regulations.

find out more

Shareholder Investment Agreement

A Philippine law-governed agreement establishing terms for company investment through share acquisition, defining investor and shareholder rights and obligations.

find out more

Private Placement Agreement

A legal agreement governing private securities offerings to select investors in the Philippines, structured under Philippine securities laws and regulations.

find out more

Stock Swap Agreement

A Philippine law-governed agreement facilitating the exchange of shares between companies, detailing exchange terms and regulatory compliance requirements.

find out more

Investment Partnership Agreement

A Philippine law-governed agreement establishing an investment partnership, detailing capital contributions, profit-sharing, and partner obligations.

find out more

Investment Broker Agreement

A Philippine-law governed agreement establishing the terms and conditions between an investment broker and client for securities trading and investment services.

find out more

Download our whitepaper on the future of AI in Legal

By providing your email address you are consenting to our Privacy Notice.
Thank you for downloading our whitepaper. This should arrive in your inbox shortly. In the meantime, why not jump straight to a section that interests you here: https://www.genieai.co/our-research
Oops! Something went wrong while submitting the form.

Genie’s Security Promise

Genie is the safest place to draft. Here’s how we prioritise your privacy and security.

Your documents are private:

We do not train on your data; Genie’s AI improves independently

All data stored on Genie is private to your organisation

Your documents are protected:

Your documents are protected by ultra-secure 256-bit encryption

Our bank-grade security infrastructure undergoes regular external audits

We are ISO27001 certified, so your data is secure

Organizational security

You retain IP ownership of your documents

You have full control over your data and who gets to see it

Innovation in privacy:

Genie partnered with the Computational Privacy Department at Imperial College London

Together, we ran a £1 million research project on privacy and anonymity in legal contracts

Want to know more?

Visit our Trust Centre for more details and real-time security updates.