Asset Management Contract Template for Netherlands

The Asset Management Contract serves as the primary legal instrument for establishing and governing the relationship between professional asset managers and their clients in the Netherlands. This document is essential when an entity or individual wishes to delegate the management of their investment portfolio to a licensed asset manager. It must comply with the Dutch Financial Supervision Act (Wft), MiFID II requirements, and other relevant Dutch and EU regulations. The contract typically covers investment strategy, risk management, reporting obligations, fee structures, and regulatory compliance requirements. It's particularly important for ensuring clear accountability, defining investment parameters, and establishing robust risk management frameworks. The agreement is designed to protect both parties' interests while ensuring regulatory compliance in the Dutch financial services sector.

1. Parties: Identification of the asset manager and the client, including regulatory status and contact details

2. Background: Context of the agreement and confirmation of client categorization

3. Definitions: Definitions of key terms used throughout the agreement

4. Appointment and Scope: Formal appointment of the asset manager and scope of services

5. Investment Objectives and Restrictions: Agreed investment strategy, objectives, and any restrictions

6. Powers and Duties of the Manager: Detailed responsibilities and authority of the asset manager

7. Client's Obligations: Client's responsibilities, including information provision and compliance obligations

8. Fees and Expenses: Management fees, performance fees, and other charges

9. Reporting and Valuations: Frequency and content of reports, valuation methodology

10. Risk Disclosures: Mandatory risk warnings and acknowledgments

11. Conflicts of Interest: Management of potential conflicts and disclosure obligations

12. Liability and Indemnification: Extent of manager's liability and indemnification provisions

13. Term and Termination: Duration, termination rights and procedures

14. Confidentiality and Data Protection: Treatment of confidential information and personal data

15. Governing Law and Jurisdiction: Confirmation of Dutch law and jurisdiction