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Investment Banking Contract
"I need an Investment Banking Contract for a Saudi-based technology company engaging an investment bank for M&A advisory services and capital raising, with specific provisions for cross-border transactions and Shariah compliance, to be effective from March 2025."
1. Parties: Identification of the investment bank and the client, including full legal names, registration details, and addresses
2. Background: Context of the agreement, relationship between parties, and general purpose of the engagement
3. Definitions: Detailed definitions of terms used throughout the agreement, including financial, technical, and legal terms
4. Scope of Services: Detailed description of investment banking services to be provided, including specific deliverables and exclusions
5. Appointment and Authority: Formal appointment of the investment bank and extent of its authority to act on behalf of the client
6. Fees and Payment Terms: Comprehensive fee structure, including retainer fees, success fees, expenses, and payment schedules
7. Representations and Warranties: Statements of fact and assurances from both parties regarding their capacity, authority, and compliance with laws
8. Obligations of the Parties: Detailed responsibilities and commitments of both the investment bank and the client
9. Confidentiality: Provisions regarding the protection and handling of confidential information
10. Compliance with Laws: Commitment to comply with Saudi regulations, including CMA regulations and Sharia principles
11. Term and Termination: Duration of the agreement and circumstances under which it can be terminated
12. Governing Law and Jurisdiction: Specification of Saudi law as governing law and jurisdiction for dispute resolution
1. Sharia Compliance: Detailed provisions ensuring compliance with Islamic finance principles, required when dealing with Sharia-compliant products
2. International Transactions: Additional provisions for cross-border services, required when dealing with international clients or transactions
3. Exclusivity: Terms regarding exclusive rights of the investment bank, included when exclusive arrangements are negotiated
4. Force Majeure: Provisions for unforeseen circumstances, recommended for long-term engagements
5. Non-Solicitation: Restrictions on hiring personnel, included when protecting against staff poaching
6. Intellectual Property: Protection of IP rights, required when dealing with proprietary methods or technologies
7. Anti-Corruption: Additional anti-corruption provisions, recommended for international transactions
8. Data Protection: Specific data handling requirements, necessary when dealing with personal or sensitive data
1. Schedule 1 - Fee Structure: Detailed breakdown of all fees, including calculation methods and payment schedules
2. Schedule 2 - Scope of Services: Detailed description of specific services, deliverables, and timelines
3. Schedule 3 - Key Personnel: List of key team members and their roles in providing the services
4. Schedule 4 - Compliance Requirements: Specific regulatory and compliance requirements applicable to the engagement
5. Schedule 5 - Required Disclosures: Mandatory disclosures required by Saudi regulations and CMA guidelines
6. Appendix A - Power of Attorney: If required, specific authorizations granted to the investment bank
7. Appendix B - Client Information Form: KYC and client due diligence documentation
8. Appendix C - Service Level Agreement: Specific performance metrics and service standards
Authors
Agreement
Advisory Services
Applicable Laws
Business Day
Capital Market Authority
Confidential Information
Change of Control
Commencement Date
Competent Authority
Compliance Requirements
Control
CMA Regulations
Due Diligence
Effective Date
Engagement Letter
Engagement Period
Event of Default
Fees
Force Majeure Event
Group
Implementation
Independent Advice
Investment Banking Services
Islamic Finance Principles
Key Personnel
Material Adverse Effect
Mandate
Non-Public Information
Party/Parties
Professional Fees
Prohibited Transaction
Regulatory Approvals
Related Party
Relevant Authority
Riba
SAMA
Saudi Arabian Law
Services
Shariah Compliance
Shariah Supervisory Board
Success Fee
Sukuk
Target Company
Term
Transaction
Transaction Documents
Valuation
Working Hours
Zakat
Scope of Services
Regulatory Compliance
Shariah Compliance
Fees and Expenses
Payment Terms
Representations and Warranties
Obligations and Undertakings
Confidentiality
Data Protection
Anti-Money Laundering
Know Your Customer
Conflicts of Interest
Information Rights
Due Diligence
Authority and Capacity
Term and Duration
Termination
Force Majeure
Indemnification
Limitation of Liability
Insurance
Intellectual Property
Non-Solicitation
Non-Competition
Assignment and Transfer
Amendments
Notices
Governing Law
Dispute Resolution
Entire Agreement
Severability
Third Party Rights
Counterparts
Language
Exclusivity
Good Faith
Record Keeping
Reporting Requirements
Tax and Zakat
Foreign Investment
Financial Services
Banking
Investment Management
Corporate Finance
Private Equity
Mergers & Acquisitions
Capital Markets
Islamic Finance
Infrastructure & Project Finance
Real Estate
Energy & Resources
Technology
Legal
Compliance
Corporate Finance
Investment Banking
Risk Management
Treasury
Islamic Banking
Financial Control
Business Development
Executive Management
Board of Directors
Mergers & Acquisitions
Capital Markets
Advisory Services
Chief Executive Officer
Chief Financial Officer
Investment Banking Director
Corporate Finance Manager
Legal Counsel
Compliance Officer
Sharia Compliance Officer
Risk Manager
Transaction Advisory Director
Investment Director
Managing Director
Board Member
Financial Controller
Treasury Manager
Business Development Director
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