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1. Parties: Identifies the issuer company and the subscriber(s) entering into the agreement
2. Background: Sets out the context of the agreement, including the company's intention to issue loan notes and the subscriber's intention to invest
3. Definitions and Interpretation: Defines key terms used throughout the agreement and establishes interpretation principles
4. Subscription: Details the agreement to subscribe for loan notes, including subscription amount and price
5. Issue of Loan Notes: Specifies the conditions precedent to issue, mechanics of issue, and timing
6. Payment Terms: Sets out interest rate, payment dates, calculation methods, and payment mechanics
7. Representations and Warranties: Contains statements of fact and assurances from both the issuer and subscriber
8. Undertakings: Details ongoing obligations of the issuer, including financial covenants and information rights
9. Events of Default: Lists circumstances that constitute default and the consequences thereof
10. Transferability: Specifies whether and how the loan notes can be transferred to other parties
11. Notices: Sets out how formal communications between parties should be made
12. General Provisions: Contains standard boilerplate clauses including governing law, jurisdiction, and amendment procedures
1. Security: Include when the loan notes are secured against company assets
2. Conversion Rights: Include if the loan notes can be converted into equity
3. Redemption: Include if there are early redemption rights or obligations
4. Subordination: Include if the loan notes are subordinated to other debt
5. Tag-Along Rights: Include if subscribers have rights to participate in future equity raises
6. Meeting Provisions: Include if there are provisions for noteholder meetings and collective decision-making
7. Register of Noteholders: Include if multiple noteholders are contemplated
8. Taxes and Stamp Duty: Include detailed tax provisions if complex tax implications exist
9. Information Rights: Include if subscribers have specific rights to company information beyond standard undertakings
1. Form of Loan Note Certificate: Template certificate evidencing ownership of loan notes
2. Conditions Precedent: List of documents and conditions required before loan notes can be issued
3. Form of Transfer Instrument: Template document for transferring loan notes between parties
4. Details of Loan Notes: Specific terms of the loan notes including amount, interest rate, and maturity
5. Subscription Form: Form to be completed by subscribers, including KYC requirements
6. Financial Covenants: Detailed financial ratios and calculations the issuer must maintain
7. Security Documents: If secured, details of security arrangements and charged assets
8. Conversion Mechanics: If convertible, detailed procedures and calculations for conversion
9. Form of Accession Deed: Template for new subscribers to accede to the agreement if multiple closings
Affiliate
Agency Agreement
Applicable Law
Approved Bank
Authorisation
Business Day
Certificate
Change of Control
Completion
Completion Date
Conditions Precedent
Confidential Information
Conversion Date
Conversion Notice
Conversion Price
Conversion Rights
Default
Default Interest
Default Interest Rate
Director
Encumbrance
Event of Default
Financial Indebtedness
Financial Markets Conduct Act
Financial Year
GAAP
Group
Guarantee
Holder
Holdings
Interest Payment Date
Interest Period
Interest Rate
Issue Date
Issuer
Legal Requirement
Loan Note Certificate
Loan Notes
Loss
Material Adverse Effect
Maturity Date
New Zealand Dollars
NZX
Officer
Paying Agent
Payment Date
Permitted Security Interest
Person
Principal Amount
Register
Registrar
Relevant Party
Repayment Date
Security
Security Documents
Security Interest
Security Trustee
Subscriber
Subscription Amount
Subscription Form
Subscription Price
Subsidiary
Tax
Transaction Documents
Transfer Form
Trust Deed
Trustee
Warranties
Working Day
Payment Terms
Interest
Security
Conditions Precedent
Representations and Warranties
Undertakings
Covenants
Events of Default
Remedies
Conversion Rights
Redemption
Transfer Restrictions
Information Rights
Confidentiality
Anti-Money Laundering
Tax
Costs and Expenses
Notices
Assignment
Amendments
Waiver
Severability
Force Majeure
Entire Agreement
Counterparts
Further Assurance
Time of Essence
Independent Legal Advice
Governing Law
Jurisdiction
Dispute Resolution
Indemnification
Term and Termination
Enforcement
Registrar Appointment
Security Trustee Provisions
Meeting Provisions
Subordination
Set-off
Financial Services
Banking
Investment Management
Private Equity
Technology
Real Estate
Infrastructure
Manufacturing
Renewable Energy
Healthcare
Professional Services
Retail
Telecommunications
Legal
Finance
Treasury
Corporate Development
Compliance
Risk Management
Investment
Company Secretariat
Board of Directors
Mergers & Acquisitions
Chief Financial Officer
Finance Director
Investment Manager
Legal Counsel
Corporate Lawyer
Company Secretary
Treasury Manager
Investment Banker
Fund Manager
Compliance Officer
Financial Controller
Risk Manager
Corporate Development Manager
Director of Finance
Investment Analyst
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