The Financial Investment Agreement serves as a crucial legal framework for investment relationships in Australia, typically used when establishing professional investment management arrangements or structured investment vehicles. This document is essential for compliance with Australian financial services regulations and is commonly employed by fund managers, investment advisors, and institutional investors. The agreement comprehensively addresses key aspects such as investment strategy, risk management, fee structures, and reporting requirements while ensuring alignment with the Corporations Act 2001 and ASIC guidelines. It is particularly relevant for situations involving significant investment amounts, sophisticated investment strategies, or when establishing ongoing investment management relationships that require clear governance and operational frameworks.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc
1. Parties: Identification of all parties to the agreement, including full legal names, ABN/ACN, and registered addresses
2. Background: Context of the agreement, including the purpose of the investment and any relevant preliminary discussions or arrangements
3. Definitions and Interpretation: Comprehensive definitions of terms used in the agreement and rules for interpretation
4. Investment Terms: Details of the investment amount, structure, and any specific investment conditions
5. Investment Strategy and Objectives: Clearly defined investment strategy, objectives, and any investment restrictions
6. Fees and Expenses: Comprehensive breakdown of all fees, charges, and expenses related to the investment
7. Management and Administration: Rights and responsibilities regarding investment management and administration
8. Representations and Warranties: Standard and specific representations and warranties from all parties
9. Risk Disclosures: Detailed disclosure of all relevant investment risks as required by Australian law
10. Reporting and Valuations: Requirements for financial reporting, performance reporting, and valuation methods
11. Term and Termination: Duration of the agreement and circumstances for termination
12. Withdrawal and Redemption: Terms and procedures for withdrawing or redeeming investments
13. Confidentiality: Obligations regarding confidential information and permitted disclosures
14. Dispute Resolution: Procedures for handling disputes, including mediation and arbitration provisions
15. General Provisions: Standard legal provisions including notices, amendments, governing law, and jurisdiction
1. Co-Investment Rights: Include when there are provisions for co-investment opportunities or rights of first refusal
2. Key Person Provisions: Include when specific individuals are crucial to the investment management
3. Side Letter Provisions: Include when there are special arrangements with specific investors
4. Distribution Policy: Include when there are specific rules about investment income distribution
5. ESG Considerations: Include when environmental, social, and governance factors are part of the investment strategy
6. Foreign Investment Provisions: Include when foreign investors are involved, addressing FIRB requirements
7. Tax Considerations: Include when specific tax structures or considerations need to be addressed
8. Insurance Requirements: Include when specific insurance coverage is required for the investment
9. Related Party Transactions: Include when there are provisions governing transactions with related parties
10. Borrowing Powers: Include when the investment strategy involves leverage or borrowing capabilities
1. Investment Strategy Details: Detailed description of the investment strategy, including any restrictions and guidelines
2. Fee Schedule: Detailed breakdown of all fees, charges, and calculation methodologies
3. Subscription Agreement: Forms and procedures for making the initial investment
4. Due Diligence Questionnaire: Standard due diligence questions and required documentation
5. Investor Qualification Criteria: Requirements for qualifying as an investor under Australian law
6. Risk Disclosure Statement: Detailed disclosure of all investment risks as required by regulations
7. Valuation Methodology: Detailed procedures for calculating investment valuations
8. Reporting Templates: Standard formats for regular reporting and communications
9. Compliance Procedures: Details of compliance requirements and monitoring procedures
10. Contact Details: List of key contacts and their roles for all parties
Relevant legal definitions
Accounting Period
Administrator
AFSL
Agreement
AML/CTF Act
ASIC
Assets Under Management
Associate
Australian Dollars
Authorised Representative
Base Currency
Benchmark
Business Day
Capital Account
Capital Commitment
Capital Contribution
Commencement Date
Compliance Plan
Confidential Information
Corporations Act
Custodian
Dealing Day
Distribution
Due Diligence
Effective Date
Eligible Investor
ESG Criteria
Event of Default
Exit Strategy
Financial Year
Force Majeure Event
GST
Holding Lock
Income Distribution
Investment Committee
Investment Management Fee
Investment Mandate
Investment Objective
Investment Period
Investment Policy
Investment Strategy
Investment Vehicle
Key Person
Management Agreement
Management Fee
Material Adverse Change
NAV
Net Asset Value
Offer Document
Performance Fee
Portfolio
Portfolio Company
Privacy Laws
Redemption Date
Redemption Notice
Redemption Price
Register
Related Body Corporate
Related Party
Relevant Interest
Security Interest
Subscription Agreement
Subscription Amount
Tax Act
Term
Trust
Trust Deed
Unit
Unitholder
Valuation Date
Valuation Policy
Wholesale Client
Administrator
AFSL
Agreement
AML/CTF Act
ASIC
Assets Under Management
Associate
Australian Dollars
Authorised Representative
Base Currency
Benchmark
Business Day
Capital Account
Capital Commitment
Capital Contribution
Commencement Date
Compliance Plan
Confidential Information
Corporations Act
Custodian
Dealing Day
Distribution
Due Diligence
Effective Date
Eligible Investor
ESG Criteria
Event of Default
Exit Strategy
Financial Year
Force Majeure Event
GST
Holding Lock
Income Distribution
Investment Committee
Investment Management Fee
Investment Mandate
Investment Objective
Investment Period
Investment Policy
Investment Strategy
Investment Vehicle
Key Person
Management Agreement
Management Fee
Material Adverse Change
NAV
Net Asset Value
Offer Document
Performance Fee
Portfolio
Portfolio Company
Privacy Laws
Redemption Date
Redemption Notice
Redemption Price
Register
Related Body Corporate
Related Party
Relevant Interest
Security Interest
Subscription Agreement
Subscription Amount
Tax Act
Term
Trust
Trust Deed
Unit
Unitholder
Valuation Date
Valuation Policy
Wholesale Client
Clauses
Investment Terms
Subscription and Commitment
Investment Strategy
Investment Restrictions
Management Rights and Obligations
Fees and Expenses
Performance Calculations
Representations and Warranties
Risk Disclosure
Reporting and Valuations
Redemption Rights
Transfer Rights
Confidentiality
Privacy
Anti-Money Laundering
Regulatory Compliance
Investment Committee
Decision Making
Capital Calls
Distribution Policy
Valuation Methodology
Performance Reporting
Due Diligence
Investor Rights
Manager Obligations
Risk Management
Custody Arrangements
Administration Services
Key Person Provisions
Force Majeure
Events of Default
Termination Rights
Dispute Resolution
Governing Law
Assignment
Amendment
Notices
Indemnification
Insurance
Tax Matters
FATCA Compliance
Related Party Transactions
Voting Rights
Co-Investment Rights
Side Letter Rights
ESG Compliance
Conflicts of Interest
Record Keeping
Audit Rights
Subscription and Commitment
Investment Strategy
Investment Restrictions
Management Rights and Obligations
Fees and Expenses
Performance Calculations
Representations and Warranties
Risk Disclosure
Reporting and Valuations
Redemption Rights
Transfer Rights
Confidentiality
Privacy
Anti-Money Laundering
Regulatory Compliance
Investment Committee
Decision Making
Capital Calls
Distribution Policy
Valuation Methodology
Performance Reporting
Due Diligence
Investor Rights
Manager Obligations
Risk Management
Custody Arrangements
Administration Services
Key Person Provisions
Force Majeure
Events of Default
Termination Rights
Dispute Resolution
Governing Law
Assignment
Amendment
Notices
Indemnification
Insurance
Tax Matters
FATCA Compliance
Related Party Transactions
Voting Rights
Co-Investment Rights
Side Letter Rights
ESG Compliance
Conflicts of Interest
Record Keeping
Audit Rights
Relevant Industries
Financial Services
Investment Management
Private Equity
Venture Capital
Real Estate Investment
Infrastructure
Asset Management
Wealth Management
Superannuation
Banking
Insurance
Alternative Investments
Fintech
Relevant Teams
Legal
Compliance
Investment Management
Risk Management
Operations
Finance
Due Diligence
Client Services
Fund Administration
Corporate Governance
Treasury
Portfolio Management
Business Development
Regulatory Affairs
Relevant Roles
Investment Manager
Chief Investment Officer
Portfolio Manager
Fund Manager
Legal Counsel
Compliance Officer
Risk Manager
Chief Financial Officer
Investment Analyst
Due Diligence Officer
Relationship Manager
Trust Officer
Investment Director
Operations Manager
Financial Controller
Investment Committee Member
Board Director
Company Secretary
Find the exact document you need
Evergreen Loan Agreement
An Australian law-governed perpetual loan facility agreement establishing an ongoing credit arrangement with automatic renewal provisions.
find out more
Personal Car Loan Contract
An Australian-law governed loan agreement for personal vehicle financing, compliant with national consumer credit legislation.
find out more
Cash Loan Simple Loan Agreement
An Australian-law governed agreement establishing terms and conditions for a monetary loan between a lender and borrower, compliant with national credit protection regulations.
find out more
Generic Loan Agreement
An Australian law-governed agreement establishing the terms and conditions for a loan between parties, including amount, interest, repayment terms, and security arrangements.
find out more
Term Loan Agreement Non Regulated
An Australian law-governed agreement for a fixed-term commercial loan facility, setting out terms and conditions for business lending outside consumer credit regulations.
find out more
Simple Equipment Loan Agreement
An Australian-compliant agreement governing the temporary loan of equipment between parties, including terms, conditions, and responsibilities.
find out more
Model Loan Agreement
An Australian-compliant template loan agreement covering essential lending terms and regulatory requirements for use in commercial and consumer lending contexts.
find out more
Facility Loan Agreement
An Australian law-governed agreement establishing terms and conditions for a loan facility, including facility amount, interest rates, repayment terms, and security arrangements.
find out more
Computer Equipment Loan Agreement
An Australian-law governed agreement establishing terms for temporary computer equipment loans, including usage conditions, maintenance responsibilities, and return procedures.
find out more
Standard Loan Agreement
An Australian-law governed agreement establishing terms for financial lending, including loan amount, interest, repayment terms, and security arrangements.
find out more
Master Securities Loan Agreement
An Australian law-governed agreement template for securities lending transactions between financial institutions, establishing terms for securities loans and collateral arrangements.
find out more
Film Equity Investment Agreement
Australian-law governed agreement for equity investment in film production, establishing investment terms, rights, and revenue sharing arrangements.
find out more
Co Financing Agreement
An Australian law-governed agreement establishing terms for multiple lenders to jointly provide financing to a borrower, subject to Australian banking and corporate regulations.
find out more
OverFacility Agreement
An Australian-law agreement establishing an overdraft facility between a financial institution and borrower, detailing credit limits, terms, and obligations.
find out more
Investment Loan Contract
An Australian law-governed agreement establishing terms and conditions for investment financing, including loan details, security arrangements, and regulatory compliance requirements.
find out more
Tripartite Loan Agreement
An Australian-law governed agreement establishing a three-way lending arrangement between a lender, borrower, and third party, detailing loan terms and party obligations.
find out more
Loan And Mortgage Agreement
An Australian law-governed agreement establishing loan terms and mortgage security arrangements over real property, compliant with national credit and property legislation.
find out more
Lease Hire Agreement
An Australian-compliant agreement governing the terms and conditions for hiring assets or equipment, suitable for both business and consumer leasing arrangements.
find out more
Hire Purchase Agreement For Car
An Australian law-compliant agreement for purchasing a vehicle through structured payments, with ownership transferring to the buyer upon final payment.
find out more
Deed Of Accession Loan Agreement
An Australian law-governed deed enabling a new party to join and assume rights and obligations under an existing loan agreement.
find out more
Co Borrower Loan Agreement
An Australian legal agreement establishing terms and conditions for multiple borrowers to jointly obtain and repay a loan, subject to Australian federal and state lending laws.
find out more
Bike Hire Purchase Agreement
An Australian law-governed agreement for the hire purchase of bicycles, establishing payment terms, usage conditions, and ownership transfer upon final payment.
find out more
Bridge Loan Contract
An Australian law-governed agreement for short-term interim financing, establishing loan terms, security arrangements, and repayment conditions.
find out more
Undertaking Loan Agreement
An Australian law-governed loan agreement detailing terms, conditions, and undertakings for financial accommodation between lender and borrower.
find out more
Trade Finance Agreement
An Australian law-governed agreement establishing trade finance facilities between a bank and borrower, detailing products, terms, and security arrangements.
find out more
Separation Financial Agreement
An Australian legal document that formalizes financial arrangements between separating couples under the Family Law Act 1975, detailing asset division and financial responsibilities.
find out more
Seller Financing Car Contract
An Australian contract for selling a vehicle with seller-provided financing, compliant with national consumer credit and state vehicle regulations.
find out more
Real Estate Loan Agreement
An Australian-law governed agreement establishing terms and conditions for a property-secured loan, including lending terms and security arrangements.
find out more
Mezzanine Loan Agreement
Australian law-governed agreement establishing terms for subordinated debt financing, including facility terms, security arrangements, and subordination mechanics.
find out more
Margin Loan Agreement
An Australian-compliant agreement governing margin lending arrangements between a financial institution and borrower, including security provisions and regulatory requirements.
find out more
Loan Swap Agreement
An Australian law-governed agreement for exchanging loan payment obligations between parties, typically involving different interest rates or currencies.
find out more
Loan Note Agreement
An Australian-law governed agreement documenting the issuance of debt securities, setting out terms for borrowing, repayment, and parties' rights and obligations.
find out more
Loan Agreement Between Spouses
An Australian-compliant loan agreement for use between married spouses, documenting loan terms and conditions while ensuring protection under family law.
find out more
Financial Support Agreement
An Australian law-governed agreement establishing terms and conditions for providing financial support between parties, including payment terms, conditions, and compliance requirements.
find out more
Financial Assistance Agreement
An Australian-law governed agreement establishing terms for providing financial assistance, including funding conditions, repayment terms, and party obligations.
find out more
Financial Agreement Between Two Parties
An Australian law-governed agreement establishing financial arrangements between two parties, including payment terms, security provisions, and regulatory compliance requirements.
find out more
Equity Funding Agreement
An Australian-law governed agreement that sets out the terms and conditions for equity investment in a company, including share issuance, investor rights, and governance arrangements.
find out more
Equipment Lease Purchase Agreement
An Australian-compliant agreement combining equipment leasing with a purchase option, allowing businesses to lease equipment with the possibility of ownership.
find out more
Equipment Lease Agreement With Option To Purchase
An Australian law-governed agreement allowing equipment lease with future purchase rights, combining rental flexibility with acquisition options.
find out more
Car Mortgage Agreement
An Australian-law governed agreement creating a security interest over a motor vehicle as collateral for a loan, compliant with national credit and personal property security legislation.
find out more
Genie’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; Genie’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)
.png)