Financial Advisor Agreement Template for Austria

1. Discretionary Management Authority: Required if the advisor has authority to make investment decisions without prior client approval

2. International Services: Required if services are provided across multiple jurisdictions

3. Consumer Protection Provisions: Additional provisions required when the client is a consumer under KSchG

4. Delegation and Sub-Advisory: Required if the advisor may delegate certain services to third parties

5. Performance Reporting: Detailed reporting requirements if regular performance updates are needed

6. Investment Restrictions: Specific investment restrictions or preferences of the client

7. Conflict Resolution Procedures: Detailed procedures for handling disputes before formal legal proceedings

8. Insurance Coverage: Details of professional liability insurance if required by client

1. Schedule A - Services Description: Detailed description of all financial advisory services covered by the agreement

2. Schedule B - Fee Schedule: Comprehensive breakdown of all fees, charges, and payment terms

3. Schedule C - Risk Disclosure Statement: Detailed risk warnings and disclosures required by Austrian regulations

4. Schedule D - Client Investment Profile: Client's investment objectives, risk tolerance, and investment restrictions

5. Schedule E - Compliance Procedures: Detailed compliance procedures and requirements

6. Appendix 1 - Required Regulatory Disclosures: Mandatory disclosures required under WAG 2018 and other regulations

7. Appendix 2 - Data Processing Agreement: GDPR-compliant data processing terms and procedures

8. Appendix 3 - Contact Details: Contact information for key personnel and authorized representatives