The Stock Lending Agreement serves as the primary contractual framework for securities financing transactions in the Netherlands, enabling institutional investors, banks, and other financial institutions to temporarily transfer securities while maintaining economic ownership. This document is essential for entities engaging in securities lending activities under Dutch jurisdiction, providing comprehensive coverage of loan initiation, collateral management, corporate actions, and default scenarios. The agreement ensures compliance with Dutch financial regulations, including the Financial Supervision Act (Wft) and EU regulations such as SFTR and MiFID II. It is typically used when establishing ongoing lending relationships between financial institutions, incorporating market standard practices while accounting for specific Dutch legal requirements and European regulatory obligations.
Your data doesn't train Genie's AI
You keep IP ownership of your information
Thank you! Your submission has been received!
Oops! Something went wrong while submitting the form.
OR
Let Genie AI's market-leading legal AI identify missing terms, unusual language, compliance issues and more - in just seconds.
Upload your Doc
1. Parties: Identification of the lender and borrower, including their legal details and registered addresses
2. Background: Context of the agreement and general purpose of the stock lending arrangement
3. Definitions: Comprehensive list of defined terms used throughout the agreement
4. Loans of Securities: Core provisions regarding the lending and borrowing of securities, including initiation process
5. Transfer of Securities: Procedures and requirements for transferring securities between parties
6. Collateral Requirements: Details of required collateral, including type, quality, and maintenance requirements
7. Mark to Market: Procedures for daily valuation and margin maintenance
8. Income and Corporate Actions: Treatment of dividends, rights issues, and other corporate actions
9. Fees and Charges: Lending fees, rates, and payment arrangements
10. Tax Matters: Treatment of tax obligations and withholding requirements
11. Representations and Warranties: Standard declarations by both parties regarding their capacity and authority
12. Events of Default: Circumstances constituting default and consequential rights
13. Termination: Provisions for ending the agreement and individual loans
14. Set-off Rights: Rights to set off obligations between parties
15. Notices: Communication requirements and contact details
16. Governing Law and Jurisdiction: Specification of Dutch law governance and jurisdiction for disputes
1. Agency Provisions: Include when either party acts as agent for underlying clients
2. Tri-Party Arrangements: Include when using a tri-party collateral agent
3. Electronic Trading Platform: Include when transactions will be executed through specific trading platforms
4. Special Custody Arrangements: Include when specific custody arrangements are required
5. Foreign Securities Provisions: Include when lending non-Dutch securities
6. Buy-in Procedures: Include when specific buy-in procedures are required for failed returns
7. Force Majeure: Include when parties want specific provisions for extraordinary events
8. Central Counterparty Provisions: Include when transactions will be cleared through a CCP
1. Schedule A - Form of Loan Confirmation: Standard form for confirming individual loan transactions
2. Schedule B - Eligible Securities: List of securities eligible for lending under the agreement
3. Schedule C - Eligible Collateral: Specified types of acceptable collateral and applicable haircuts
4. Schedule D - Agency Terms: Detailed terms applicable to agency transactions
5. Schedule E - Fee Schedule: Detailed breakdown of fees and charges
6. Schedule F - Contact Details: Operational and legal contact information for both parties
7. Schedule G - Systems and Operations: Technical specifications for trading and settlement systems
8. Appendix 1 - Tax Documentation: Required tax forms and declarations
9. Appendix 2 - Standard Settlement Instructions: Settlement and payment instructions for both parties
Relevant legal definitions
Act
Adequate Financial Resources
Affiliate
Agency Loan
Agent
Agreed Currency
Agreement
Alternative Collateral
Applicable Law
Appropriate Market
Approved Depository
Base Currency
Borrower
Borrowing Request
Business Day
Cash Collateral
Close of Business
Collateral
Collateral Margin
Collateral Transfer
Confirmation
Control
Corporate Action
Default Market Value
Default Notice
Defaulting Party
Delivery
Dividend
Equivalent Collateral
Equivalent Securities
Event of Default
Exercise Price
Financial Instruments
Income
Income Payment Date
Income Record Date
Lender
Lending Fee
Loan
Loaned Securities
Margin Call
Margin Percentage
Market Value
Manufactured Dividend
Master Agreement
Material Adverse Effect
Mini Close-Out
Non-Defaulting Party
Notice of Exclusive Control
Notification Time
Payment Date
Posted Collateral
Principal
Rates
Recall Notice
Reference Price
Redelivery
Relevant Payment Date
Securities
Securities Financing Transaction
Settlement Date
SFTR
Standard Settlement Time
Tax
Term
Termination Date
Trade Date
Transaction
Transfer
Tri-Party Agent
Value Date
Voting Rights
Wft
Adequate Financial Resources
Affiliate
Agency Loan
Agent
Agreed Currency
Agreement
Alternative Collateral
Applicable Law
Appropriate Market
Approved Depository
Base Currency
Borrower
Borrowing Request
Business Day
Cash Collateral
Close of Business
Collateral
Collateral Margin
Collateral Transfer
Confirmation
Control
Corporate Action
Default Market Value
Default Notice
Defaulting Party
Delivery
Dividend
Equivalent Collateral
Equivalent Securities
Event of Default
Exercise Price
Financial Instruments
Income
Income Payment Date
Income Record Date
Lender
Lending Fee
Loan
Loaned Securities
Margin Call
Margin Percentage
Market Value
Manufactured Dividend
Master Agreement
Material Adverse Effect
Mini Close-Out
Non-Defaulting Party
Notice of Exclusive Control
Notification Time
Payment Date
Posted Collateral
Principal
Rates
Recall Notice
Reference Price
Redelivery
Relevant Payment Date
Securities
Securities Financing Transaction
Settlement Date
SFTR
Standard Settlement Time
Tax
Term
Termination Date
Trade Date
Transaction
Transfer
Tri-Party Agent
Value Date
Voting Rights
Wft
Clauses
Loan Initiation
Securities Transfer
Collateral Requirements
Margin Maintenance
Corporate Actions
Income Payments
Voting Rights
Fees and Charges
Tax Matters
Representations and Warranties
Covenants
Events of Default
Remedies
Set-off Rights
Termination
Close-out
Buy-in Procedures
Agency Provisions
Custodian Provisions
Settlement Procedures
Payment Obligations
Notices
Confidentiality
Force Majeure
Assignment and Transfer
Amendments
Waiver
Severability
Governing Law
Jurisdiction
Dispute Resolution
Electronic Trading
Regulatory Compliance
Record Keeping
Reporting Obligations
Indemnification
Liability Limitations
Account Structure
Operational Requirements
Business Day Convention
Securities Transfer
Collateral Requirements
Margin Maintenance
Corporate Actions
Income Payments
Voting Rights
Fees and Charges
Tax Matters
Representations and Warranties
Covenants
Events of Default
Remedies
Set-off Rights
Termination
Close-out
Buy-in Procedures
Agency Provisions
Custodian Provisions
Settlement Procedures
Payment Obligations
Notices
Confidentiality
Force Majeure
Assignment and Transfer
Amendments
Waiver
Severability
Governing Law
Jurisdiction
Dispute Resolution
Electronic Trading
Regulatory Compliance
Record Keeping
Reporting Obligations
Indemnification
Liability Limitations
Account Structure
Operational Requirements
Business Day Convention
Relevant Industries
Financial Services
Banking
Investment Management
Securities Trading
Asset Management
Pension Fund Management
Insurance
Hedge Fund Management
Prime Brokerage
Custodial Services
Relevant Teams
Legal
Compliance
Risk Management
Trading
Operations
Settlement
Product Development
Credit Risk
Client Relations
Investment Management
Finance
Middle Office
Collateral Management
Relevant Roles
Securities Lending Trader
Legal Counsel
Compliance Officer
Risk Manager
Portfolio Manager
Operations Manager
Collateral Manager
Trading Desk Manager
Settlement Officer
Relationship Manager
Credit Risk Analyst
Product Manager - Securities Finance
Head of Securities Lending
Financial Controller
Chief Investment Officer
Find the exact document you need
Security Interest Contract
A Dutch law agreement creating a security interest over assets, establishing rights and obligations under the Dutch Civil Code.
find out more
Simple Security Deposit Agreement
A Dutch law-governed agreement establishing terms for handling rental security deposits, protecting both landlord and tenant interests.
find out more
Security Agreement For Promissory Note
A Dutch law security agreement creating security interests over assets to secure obligations under a promissory note, establishing terms for security arrangements and enforcement rights.
find out more
Security Deposit Agreement
A Dutch law-governed agreement establishing terms for providing and managing a security deposit between parties, including deposit maintenance and return conditions.
find out more
Data Privacy Contract
A Dutch law-governed Data Privacy Contract establishing data processing terms and GDPR compliance requirements between contracting parties.
find out more
Collateral Substitution Agreement
A Dutch law-governed agreement enabling the substitution of existing collateral with new eligible collateral while maintaining security interests and economic terms.
find out more
Collateral Agreement
A Dutch law agreement establishing security interests over financial collateral, structured in compliance with Dutch civil law and EU regulations.
find out more
Simple Loan Agreement With Collateral
Dutch law-governed loan agreement with collateral provisions, establishing terms for secured lending and enforcement rights.
find out more
Purchase Security Agreement
A Dutch law-governed agreement establishing security interests over assets to secure obligations arising from a purchase transaction.
find out more
Membership Interest Pledge Agreement
A Dutch law agreement creating a security interest over membership interests in a Dutch company as collateral for secured obligations.
find out more
Deposit Pledge Agreement
A Dutch law security document creating a pledge over bank deposits, establishing the pledgee's security interest over deposited funds with related perfection and enforcement provisions.
find out more
Security Control Agreement
A Dutch law-governed agreement establishing security control measures and responsibilities between parties, ensuring compliance with local regulations and industry standards.
find out more
Key Holding Agreement
A Dutch law-governed agreement establishing terms for professional key holding and emergency access services by a security provider.
find out more
Title Transfer Collateral Agreement
A Dutch law-governed agreement establishing the framework for transferring legal title of collateral between financial parties, compliant with Dutch civil law and EU regulations.
find out more
Third Party Pledge Agreement
A Dutch law security document where a third party provides a pledge over its assets to secure another party's obligations to a creditor.
find out more
Stock Pledge Agreement
A Dutch law-governed agreement creating a security interest over shares as collateral for financial obligations, including provisions for pledge creation, perfection, and enforcement.
find out more
Security Account Control Agreement
A Dutch law-governed tripartite agreement establishing control rights over bank accounts as collateral security, setting out rights and obligations between secured party, account holder, and account bank.
find out more
Receivables Pledge Agreement
A Dutch law security document creating a pledge over a company's receivables in favor of a lender or security trustee.
find out more
Personal Data Protection Agreement
Dutch law-governed agreement for personal data processing compliance under GDPR/AVG and UAVG requirements.
find out more
Master Security Agreement
Dutch law-governed agreement establishing security interests over various assets in financing transactions, compliant with Netherlands security and financial regulations.
find out more
Collateral Sharing Agreement
Dutch law agreement governing the sharing of security interests and enforcement proceeds among multiple creditors, including security agent appointment and enforcement mechanisms.
find out more
Stock Lending Agreement
Dutch law-governed agreement establishing terms for securities lending transactions, including collateral requirements and operational procedures.
find out more
Stock Issuance Agreement
A Dutch law-governed agreement documenting the issuance of shares by a company to subscribers, setting forth terms, conditions, and parties' rights and obligations.
find out more
Share Security Agreement
A Dutch law-governed agreement creating security over shares in a company, establishing pledge rights and enforcement mechanisms in accordance with Dutch legal requirements.
find out more
Promissory Note And Security Agreement
A Dutch law-governed document combining a debt obligation (promissory note) with collateral arrangements (security agreement), establishing both repayment terms and security rights.
find out more
Collateral Access Agreement
Dutch law agreement governing access rights and control mechanisms for collateral arrangements between financial institutions and custodians.
find out more
Convertible Note Agreement
A Dutch law agreement documenting a loan that can convert to company equity, specifying conversion terms, interest rates, and maturity date under Dutch legal requirements.
find out more
Third Party Security Agreement
A Dutch law-governed agreement where a third party provides security interests over their assets to secure another party's obligations.
find out more
Property Collateral Agreement
A Dutch law agreement creating a security interest over real property as collateral for financial obligations, requiring registration with the Land Registry (Kadaster).
find out more
Pledge And Security Agreement
A Dutch law-governed agreement creating security interests over assets to secure financial obligations, subject to the Dutch Civil Code requirements.
find out more
Security Loan Agreement
Dutch law-governed agreement for temporary transfer of securities between parties in exchange for collateral, with comprehensive terms and regulatory compliance measures.
find out more
Security Transfer Agreement
Dutch law-governed agreement for the formal transfer of securities between parties, ensuring regulatory compliance and proper transfer execution.
find out more
Master Repurchase Agreement
Dutch law-governed framework agreement for repurchase transactions, establishing terms for securities financing between financial institutions.
find out more
Personal Guarantee Promissory Note
A Dutch law-governed document combining a promise to pay a specified sum with a personal guarantee, creating both primary payment and secondary guarantee obligations.
find out more
Cross Collateral Agreement
A Dutch law-governed agreement establishing cross-collateralization of multiple assets securing various obligations across different credit facilities.
find out more
Asset Pledge Agreement
A Dutch law security document creating a pledge over specified assets in favor of a creditor, establishing rights and obligations under Dutch Civil Code requirements.
find out more
Warrant Purchase Agreement
A Dutch law agreement governing the purchase of warrants, establishing terms for future share acquisition rights and compliance with Dutch securities regulations.
find out more
Overnight Reverse Repurchase Agreement
A Dutch law-governed agreement for overnight secured lending transactions involving the exchange of securities for cash with next-day reversal.
find out more
Loan Collateral Agreement
A Dutch law-governed agreement establishing security rights over assets as collateral for a loan, compliant with the Dutch Civil Code and financial regulations.
find out more
Film Investment Contract
A Dutch law-governed agreement establishing terms and conditions for film production investment, including investment structure, rights, and profit-sharing arrangements.
find out more
Genie’s Security Promise
Genie is the safest place to draft. Here’s how we prioritise your privacy and security.
Your documents are private:
We do not train on your data; Genie’s AI improves independently
All data stored on Genie is private to your organisation
Your documents are protected:
Your documents are protected by ultra-secure 256-bit encryption
We are ISO27001 certified, so your data is secure
Organizational security:
You retain IP ownership of your documents and their information
You have full control over your data and who gets to see it
.png)
.png)