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1. Parties: Identification of the lender and borrower, including registration details and addresses
2. Background: Context of the agreement and general purpose of the stock lending arrangement
3. Definitions and Interpretation: Key terms used throughout the agreement and rules of interpretation
4. Loan of Securities: Core provisions regarding the lending and borrowing of securities
5. Delivery of Securities: Procedures and timing for delivering securities between parties
6. Collateral Requirements: Types of acceptable collateral, valuation methods, and maintenance requirements
7. Rights and Obligations: Ongoing responsibilities of both parties during the loan period
8. Income Payments and Corporate Actions: Treatment of dividends, rights issues, and other corporate events
9. Fees and Charges: Lending fees, payment terms, and other applicable charges
10. Tax Provisions: Tax obligations, withholding requirements, and gross-up provisions
11. Events of Default: Circumstances constituting default and consequences
12. Termination: Process for ending the agreement and returning securities
13. Representations and Warranties: Standard assurances from both parties
14. Indemnification: Protection against losses and liability provisions
15. General Provisions: Standard boilerplate clauses including notices, amendments, and governing law
1. Market Disruption: Provisions dealing with market disruption events - include for volatile markets or sensitive securities
2. Securities Revaluation: Specific provisions for regular revaluation of securities - include for complex or volatile securities
3. Agency Provisions: Additional provisions when either party acts as agent - include when dealing with custodians or asset managers
4. Rehypothecation Rights: Rights to reuse borrowed securities - include if rehypothecation is permitted
5. Foreign Securities Provisions: Special provisions for international securities - include when dealing with non-Australian securities
6. Electronic Trading Platform: Provisions relating to electronic trading systems - include if using specific trading platforms
7. Set-off Rights: Additional set-off provisions - include for complex institutional relationships
1. Schedule 1 - Eligible Securities: List of securities eligible for lending under the agreement
2. Schedule 2 - Approved Collateral: Types and characteristics of acceptable collateral
3. Schedule 3 - Fee Schedule: Detailed breakdown of all applicable fees and charges
4. Schedule 4 - Operating Procedures: Detailed procedures for loans, recalls, and settlements
5. Schedule 5 - Form of Loan Confirmation: Standard form for confirming individual loan transactions
6. Schedule 6 - Contact Details: List of authorized personnel and contact information
7. Appendix A - Standard Settlement Instructions: Banking and settlement details for both parties
8. Appendix B - Tax Documentation: Required tax forms and documentation
Agency Loan
Applicable Rate
Appropriate Market
ASIC
ASX
Authorised Representative
Base Currency
Business Day
Buy-in
Cash Collateral
Close of Business
Collateral
Collateral Margin
Collateral Value
Corporate Action
Default Market Value
Default Notice
Delivery
Dividend
Equivalent Collateral
Equivalent Securities
Event of Default
Ex-Division Date
Financial Products
Income
Income Payment Date
Income Record Date
Lending Fee
Loan
Loan Confirmation
Loaned Securities
Margin Call
Margin Percentage
Margin Transfer
Market Value
Manufactured Payment
Non-Cash Collateral
Notice of Exclusive Control
Notification Time
Payment Date
Posted Collateral
Principal
Recall Notice
Record Date
Reference Price
Rehypothecation
Related Party
Required Collateral Value
Securities
Settlement Date
Settlement System
Standard Settlement Time
Tax
Tax Event
Term
Termination Date
Trade Date
Transaction
Transfer
Valuation Date
Voting Rights
Loan and Delivery
Title Transfer
Collateral Requirements
Margin Maintenance
Income Payments
Corporate Actions
Voting Rights
Fees and Charges
Tax Provisions
Representations and Warranties
Covenants
Events of Default
Close-out and Set-off
Termination
Market Disruption
Force Majeure
Assignment and Transfer
Confidentiality
Notices
Electronic Trading
Records and Documentation
Dispute Resolution
Governing Law
Severability
Entire Agreement
Amendments
Agency Provisions
Indemnification
Settlement Instructions
Rehypothecation Rights
Custody Arrangements
Counterparty Risk
Data Protection
Anti-Money Laundering
Foreign Securities
Regulatory Compliance
Reporting Requirements
Banking
Financial Services
Investment Management
Securities Trading
Asset Management
Hedge Funds
Pension Funds
Broker-Dealers
Insurance
Legal
Compliance
Trading
Operations
Risk Management
Securities Lending
Collateral Management
Treasury
Investment
Documentation
Settlement
Credit Risk
Portfolio Management
Securities Lending Trader
Collateral Manager
Legal Counsel
Risk Manager
Operations Manager
Compliance Officer
Portfolio Manager
Trading Director
Securities Operations Officer
Investment Officer
Documentation Specialist
Credit Risk Analyst
Chief Investment Officer
Treasury Manager
Settlement Officer
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