Sub Broker Agreement Template for Austria

1. International Operations: Required when the sub-broker operates across multiple jurisdictions, addressing cross-border compliance requirements

2. Specific Product Lines: Needed when the sub-broker is limited to specific financial products or services

3. Training Requirements: Include when specific training or certification requirements apply to the sub-broker's activities

4. Marketing and Branding: Required when the sub-broker is authorized to use the primary broker's brand and marketing materials

5. Insurance Requirements: Include when specific professional liability insurance requirements apply

6. Client Data Management: Required when the sub-broker will handle significant client data, addressing GDPR compliance

7. Minimum Performance Standards: Include when specific performance targets or metrics apply to the relationship

1. Schedule 1 - Commission Structure: Detailed breakdown of commission rates, tiers, and calculation methods

2. Schedule 2 - Approved Products and Services: List of financial products and services the sub-broker is authorized to intermediate

3. Schedule 3 - Compliance Procedures: Detailed compliance requirements and procedures to be followed

4. Schedule 4 - Reporting Templates: Standard forms and templates for required reporting

5. Schedule 5 - Territory Definition: Geographical areas where the sub-broker is authorized to operate

6. Appendix A - Required Qualifications: List of mandatory qualifications and certifications

7. Appendix B - Data Protection Requirements: Specific data protection and privacy requirements under Austrian law