Employee Written Warning Form for Hong Kong

Employee Written Warning Form Template for Hong Kong

A formal document used in Hong Kong employment contexts to officially document and communicate employee misconduct, performance issues, or policy violations. This document serves as a formal warning and creates a documented record of the disciplinary process in compliance with Hong Kong employment laws, particularly the Employment Ordinance (Cap. 57). It outlines specific incidents or concerns, sets clear expectations for improvement, specifies timeframes, and details potential consequences of non-compliance. The form includes provisions for both employer and employee signatures, maintaining procedural fairness and transparency in the disciplinary process.

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What is a Employee Written Warning Form?

The Employee Written Warning Form is a crucial human resources document used in Hong Kong workplace settings when formal disciplinary action is required. It serves as an essential tool in progressive discipline, typically issued after verbal warnings have proven ineffective or for more serious infractions requiring immediate formal documentation. The document must comply with Hong Kong's Employment Ordinance and related employment legislation, including privacy and anti-discrimination laws. This form should be used when there is a need to formally document employee misconduct, unsatisfactory performance, or policy violations, creating a clear record of the issue, expected improvements, and potential consequences. It plays a vital role in establishing a fair and transparent disciplinary process, protecting both employer and employee interests, and potentially serving as supporting documentation if further disciplinary action becomes necessary.

What sections should be included in a Employee Written Warning Form?

1. Employee Information: Basic details including employee name, ID, position, department, and length of service

2. Warning Details: Date of warning, type of warning (first/second/final), and name and position of issuing manager

3. Nature of Violation: Clear description of the misconduct, poor performance, or policy violation, including specific incidents, dates, and relevant company policies breached

4. Previous Warnings: Summary of any previous related warnings or disciplinary actions

5. Expected Improvements: Clear outline of the specific improvements or changes required from the employee

6. Timeframe for Improvement: Specific period within which improvement must be demonstrated

7. Consequences: Clear statement of potential consequences if improvement is not shown or further violations occur

8. Acknowledgment: Signature sections for both the issuing manager and employee, including date and acknowledgment of receipt

What sections are optional to include in a Employee Written Warning Form?

1. Performance Improvement Plan: Detailed action plan for improvement, used when the warning relates to performance issues rather than misconduct

2. Training Requirements: Specific training or development activities required, included when additional training could help address the issue

3. Employee Response: Space for employee to provide written comments or explanation, included for more serious warnings or when requested by employee

4. Union Representative Details: Information about union involvement, included if employee is unionized and requests representation

5. Appeal Rights: Information about the process for appealing the warning, included for final warnings or when required by company policy

What schedules should be included in a Employee Written Warning Form?

1. Evidence of Violation: Copies of relevant documentation supporting the warning (e.g., attendance records, incident reports, customer complaints)

2. Relevant Company Policies: Copies of specific company policies or procedures that were violated

3. Performance Data: Charts, statistics, or other data demonstrating performance issues, if applicable

4. Previous Warning Records: Copies of previous warning letters or disciplinary documents referenced in the current warning

Authors

Alex Denne

Head of Growth (Open Source Law) @ Genie AI | 3 x UCL-Certified in Contract Law & Drafting | 4+ Years Managing 1M+ Legal Documents | Serial Founder & Legal AI Author

Jurisdiction

Hong Kong

Publisher

Genie AI

Document Type

Finance Agreement

Cost

Free to use
Relevant Industries

Banking and Financial Services

Retail

Manufacturing

Technology

Healthcare

Education

Professional Services

Hospitality

Construction

Logistics and Transportation

Real Estate

Telecommunications

Media and Entertainment

Public Sector

Non-Profit Organizations

Relevant Teams

Human Resources

Legal

Compliance

Employee Relations

Operations

Management

Administration

Relevant Roles

HR Manager

HR Director

HR Business Partner

Department Manager

Line Manager

Supervisor

Team Leader

Operations Manager

General Manager

Chief Human Resources Officer

Employee Relations Manager

HR Administrator

Compliance Officer

Legal Counsel

Department Head

Industries
Teams

Employer, Employee, Start Date, Job Title, Department, Location, Probationary Period, Notice Period, Salary, Overtime, Vacation Pay, Statutory Holidays, Benefits, Bonus, Expenses, Working Hours, Rest Breaks,  Leaves of Absence, Confidentiality, Intellectual Property, Non-Solicitation, Non-Competition, Code of Conduct, Termination,  Severance Pay, Governing Law, Entire Agreemen

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